William Alexander Rowe
CIK 1374920 · View on SEC EDGAR ↗
First SEC filing: Sept. 12, 2006 · Latest: Sept. 12, 2006
On this page
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 1, 2007 | SWKHL | A | 10,417 | — | — | 10,417 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 1, 2007 | SWKHL | A | 89,583 | — | — | 89,583 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2006 | SWKHL | A | 81,250 | — | — | 81,250 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2006 | SWKHL | A | 18,750 | — | — | 18,750 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2006 | SWKHL | A | 10,806 | — | — | 10,806 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2006 | SWKHL | A | 33,194 | — | — | 33,194 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2006 | SWKHL | A | 100,000 | — | — | 100,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 1, 2007 | SWKHL | Incentive Stock Option (right to buy) | Common Stock (10,417) | $3.10 | Feb. 1, 2017 | 10,417 | Acquired |
| Feb. 1, 2007 | SWKHL | Non-Qualified Stock Option (right to buy) | Common Stock (89,583) | $3.10 | Feb. 1, 2017 | 89,583 | Acquired |
| Sept. 8, 2006 | SWKHL | NON QUALIFIED STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (81,250) | $2.95 | Sept. 7, 2006 | 81,250 | Acquired |
| Sept. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (18,750) | $2.95 | Sept. 7, 2016 | 18,750 | Acquired |
| Sept. 8, 2006 | SWKHL | NON QUALIFIED STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (10,806) | $2.95 | Sept. 7, 2016 | 10,806 | Acquired |
| Sept. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (33,194) | $2.95 | Sept. 7, 2016 | 33,194 | Acquired |
| Sept. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (100,000) | $2.95 | Sept. 7, 2016 | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2006 | $424,594 | — | — | — | $45,707 | — | — | $874,901 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.