William Alexander Rowe

CIK 1374920 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 12, 2006 · Latest: Sept. 12, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 1, 2007 SWKHL A 10,417 10,417 Direct Acquired (price as of 2026-08-20)
Feb. 1, 2007 SWKHL A 89,583 89,583 Direct Acquired (price as of 2026-08-20)
Sept. 8, 2006 SWKHL A 81,250 81,250 Direct Acquired (price as of 2026-08-20)
Sept. 8, 2006 SWKHL A 18,750 18,750 Direct Acquired (price as of 2026-08-20)
Sept. 8, 2006 SWKHL A 10,806 10,806 Direct Acquired (price as of 2026-08-20)
Sept. 8, 2006 SWKHL A 33,194 33,194 Direct Acquired (price as of 2026-08-20)
Sept. 8, 2006 SWKHL A 100,000 100,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 1, 2007 SWKHL Incentive Stock Option (right to buy) Common Stock (10,417) $3.10 Feb. 1, 2017 10,417 Acquired
Feb. 1, 2007 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (89,583) $3.10 Feb. 1, 2017 89,583 Acquired
Sept. 8, 2006 SWKHL NON QUALIFIED STOCK OPTION (RIGHT TO BUY) COMMON STOCK (81,250) $2.95 Sept. 7, 2006 81,250 Acquired
Sept. 8, 2006 SWKHL INCENTIVE STOCK OPTION (RIGHT TO BUY) COMMON STOCK (18,750) $2.95 Sept. 7, 2016 18,750 Acquired
Sept. 8, 2006 SWKHL NON QUALIFIED STOCK OPTION (RIGHT TO BUY) COMMON STOCK (10,806) $2.95 Sept. 7, 2016 10,806 Acquired
Sept. 8, 2006 SWKHL INCENTIVE STOCK OPTION (RIGHT TO BUY) COMMON STOCK (33,194) $2.95 Sept. 7, 2016 33,194 Acquired
Sept. 8, 2006 SWKHL INCENTIVE STOCK OPTION (RIGHT TO BUY) COMMON STOCK (100,000) $2.95 Sept. 7, 2016 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2006 $424,594 $45,707 $874,901

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.