William Barnet III

CIK 1195056 · View on SEC EDGAR ↗

Insider

First SEC filing: July 28, 2005 · Latest: July 28, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 88 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

88 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 2, 2013	DUKU	A	1,672	$74.78	$125,032	16,611 Direct	+11.19%	Acquired	-32.4% (price as of 2026-08-20)
Aug. 28, 2012	DUKU	A	320	$65.37	$20,918	14,941 Direct	+2.19%	Acquired	-22.6% (price as of 2026-08-20)
May 9, 2012	DUKU	S	350	$21.46	$7,511	0 Indirect	-100.00%	Disposed	135.7% (price as of 2026-08-20)
May 3, 2012	DUKU	A	4,673	$21.40	$100,002	43,864 Direct	+11.92%	Acquired	136.4% (price as of 2026-08-20)
May 5, 2011	DUKU	A	5,342	$18.72	$100,002	39,191 Direct	+15.78%	Acquired	170.2% (price as of 2026-08-20)
May 6, 2010	DUKU	A	6,068	$16.48	$100,001	33,849 Direct	+21.84%	Acquired	206.9% (price as of 2026-08-20)
May 7, 2009	DUKU	A	7,047	$14.19	$99,997	27,715 Direct	+34.10%	Acquired	256.4% (price as of 2026-08-20)
April 29, 2009	BAC	A	18,433	$8.68	$159,998	68,067 Direct	+37.14%	Acquired	624.6% (price as of 2026-08-20)
March 27, 2009	BAC	A	17	—	—	12,141 Direct	+0.14%	Acquired	(price as of 2026-08-20)
March 27, 2009	BAC	A	96	—	—	70,224 Direct	+0.14%	Acquired	(price as of 2026-08-20)
Jan. 20, 2009	BAC	P	30,000	$5.75	$172,500	52,519 Indirect	+133.22%	Acquired	993.8% (price as of 2026-08-20)
Jan. 1, 2009	BAC	A	378	—	—	49,634 Direct	+0.77%	Acquired	(price as of 2026-08-20)
Dec. 26, 2008	BAC	A	284	—	—	12,125 Direct	+2.40%	Acquired	(price as of 2026-08-20)
Dec. 26, 2008	BAC	A	1,640	—	—	70,128 Direct	+2.39%	Acquired	(price as of 2026-08-20)
Sept. 26, 2008	BAC	A	203	—	—	11,841 Direct	+1.74%	Acquired	(price as of 2026-08-20)
Sept. 26, 2008	BAC	A	1,174	—	—	68,488 Direct	+1.74%	Acquired	(price as of 2026-08-20)
June 27, 2008	BAC	A	295	—	—	11,638 Direct	+2.60%	Acquired	(price as of 2026-08-20)
June 27, 2008	BAC	A	1,708	—	—	67,314 Direct	+2.60%	Acquired	(price as of 2026-08-20)
May 8, 2008	DUKU	A	5,390	$18.55	$99,984	20,472 Direct	+35.74%	Acquired	172.7% (price as of 2026-08-20)
May 2, 2008	BAC	P	5,700	$40.49	$230,793	17,219 Indirect	+49.48%	Acquired	55.3% (price as of 2026-08-20)
May 2, 2008	BAC	P	4,100	$40.46	$165,886	21,319 Indirect	+23.81%	Acquired	55.4% (price as of 2026-08-20)
May 2, 2008	BAC	P	1,200	$40.48	$48,576	22,519 Indirect	+5.63%	Acquired	55.4% (price as of 2026-08-20)
April 23, 2008	BAC	A	4,340	$36.86	$159,972	49,256 Direct	+9.66%	Acquired	70.6% (price as of 2026-08-20)
March 28, 2008	BAC	A	359	—	—	11,343 Direct	+3.27%	Acquired	(price as of 2026-08-20)
March 28, 2008	BAC	A	2,074	—	—	65,606 Direct	+3.26%	Acquired	(price as of 2026-08-20)
Nov. 6, 2007	BAC	P	11,000	$45.50	$500,500	11,519 Indirect	+2119.46%	Acquired	38.2% (price as of 2026-08-20)
Sept. 28, 2007	BAC	A	138	—	—	10,985 Direct	+1.27%	Acquired	(price as of 2026-08-20)
Sept. 28, 2007	BAC	A	799	—	—	63,532 Direct	+1.27%	Acquired	(price as of 2026-08-20)
June 22, 2007	BAC	A	123	—	—	10,846 Direct	+1.15%	Acquired	(price as of 2026-08-20)
June 22, 2007	BAC	A	710	—	—	62,734 Direct	+1.14%	Acquired	(price as of 2026-08-20)
May 16, 2007	DUKU	P	5,000	$20.43	$102,150	5,350 Indirect	+1428.57%	Acquired	147.6% (price as of 2026-08-20)
May 10, 2007	DUKU	A	4,960	—	—	9,960 Direct	+99.20%	Acquired	(price as of 2026-08-20)
May 10, 2007	DUKU	A	4,960	$20.15	$99,944	4,960 Direct	—	Acquired	151.0% (price as of 2026-08-20)
April 25, 2007	BAC	A	3,123	$51.23	$159,991	44,916 Direct	+7.47%	Acquired	22.8% (price as of 2026-08-20)
April 3, 2007	DUKU	M	2,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 3, 2007	DUKU	M	2,600	—	—	2,974 Direct	+695.19%	Acquired	(price as of 2026-08-20)
April 3, 2007	DUKU	M	2,600	—	—	7,600 Direct	+52.00%	Acquired	(price as of 2026-08-20)
April 3, 2007	DUKU	M	2,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 23, 2007	BAC	A	115	—	—	10,724 Direct	+1.08%	Acquired	(price as of 2026-08-20)
March 23, 2007	BAC	A	665	—	—	62,024 Direct	+1.08%	Acquired	(price as of 2026-08-20)
Dec. 22, 2006	BAC	A	637	—	—	61,359 Direct	+1.05%	Acquired	(price as of 2026-08-20)
Dec. 22, 2006	BAC	A	110	—	—	10,609 Direct	+1.05%	Acquired	(price as of 2026-08-20)
Oct. 30, 2006	BAC	S	10,000	$53.82	$538,200	0 Indirect	-100.00%	Disposed	16.9% (price as of 2026-08-20)
Oct. 30, 2006	BAC	S	2,420	$53.81	$130,220	10,000 Indirect	-19.48%	Disposed	16.9% (price as of 2026-08-20)
Sept. 22, 2006	BAC	A	111	—	—	10,499 Direct	+1.07%	Acquired	(price as of 2026-08-20)
Sept. 22, 2006	BAC	A	642	—	—	60,722 Direct	+1.07%	Acquired	(price as of 2026-08-20)
June 26, 2006	DUKU	G	350	—	—	350 Indirect	—	Acquired	(price as of 2026-08-20)
June 23, 2006	BAC	A	108	—	—	10,388 Direct	+1.05%	Acquired	(price as of 2026-08-20)
June 23, 2006	BAC	A	627	—	—	60,080 Direct	+1.05%	Acquired	(price as of 2026-08-20)
May 11, 2006	DUKU	A	2,600	—	—	2,600 Direct	—	Acquired	(price as of 2026-08-20)
April 26, 2006	BAC	A	3,353	$47.71	$159,972	41,793 Direct	+8.72%	Acquired	31.8% (price as of 2026-08-20)
March 24, 2006	BAC	A	108	—	—	10,279 Direct	+1.06%	Acquired	(price as of 2026-08-20)
March 24, 2006	BAC	A	627	—	—	59,453 Direct	+1.07%	Acquired	(price as of 2026-08-20)
Jan. 1, 2006	BAC	A	122	—	—	122 Indirect	—	Acquired	(price as of 2026-08-20)
Jan. 1, 2006	BAC	A	147	—	—	547 Indirect	+36.75%	Acquired	(price as of 2026-08-20)
Jan. 1, 2006	BAC	A	150	—	—	600 Indirect	+33.33%	Acquired	(price as of 2026-08-20)
Jan. 1, 2006	BAC	A	165	—	—	565 Indirect	+41.25%	Acquired	(price as of 2026-08-20)
Jan. 1, 2006	BAC	A	269	—	—	519 Indirect	+107.60%	Acquired	(price as of 2026-08-20)
Jan. 1, 2006	BAC	A	397	—	—	38,440 Direct	+1.04%	Acquired	(price as of 2026-08-20)
Jan. 1, 2006	BAC	A	488	—	—	488 Indirect	—	Acquired	(price as of 2026-08-20)
Dec. 23, 2005	BAC	A	107	—	—	10,171 Direct	+1.06%	Acquired	(price as of 2026-08-20)
Dec. 23, 2005	BAC	A	620	—	—	58,826 Direct	+1.07%	Acquired	(price as of 2026-08-20)
Dec. 13, 2005	BAC	A	65	—	—	10,064 Direct	+0.65%	Acquired	(price as of 2026-08-20)
Oct. 26, 2005	BAC	A	69	—	—	10,000 Direct	+0.69%	Acquired	(price as of 2026-08-20)
Oct. 13, 2005	BAC	A	36	—	—	9,930 Direct	+0.36%	Acquired	(price as of 2026-08-20)
Sept. 23, 2005	BAC	A	681	—	—	58,206 Direct	+1.18%	Acquired	(price as of 2026-08-20)
Sept. 23, 2005	BAC	A	116	—	—	9,895 Direct	+1.19%	Acquired	(price as of 2026-08-20)
Sept. 23, 2005	BAC	J	380	$42.29	$16,070	38,375 Direct	+1.00%	Acquired	48.7% (price as of 2026-08-20)
Sept. 7, 2005	BAC	S	304	$43.26	$13,151	4,680 Indirect	-6.10%	Disposed	45.4% (price as of 2026-08-20)
July 27, 2005	BAC	A	68	—	—	9,779 Direct	+0.70%	Acquired	(price as of 2026-08-20)
July 13, 2005	BAC	A	33	—	—	9,711 Direct	+0.34%	Acquired	(price as of 2026-08-20)
July 13, 2005	BAC	A	548	—	—	57,525 Direct	+0.96%	Acquired	(price as of 2026-08-20)
July 13, 2005	BAC	A	33	—	—	9,711 Direct	+0.34%	Acquired	(price as of 2026-08-20)
June 29, 2005	BAC	A	32	—	—	9,678 Direct	+0.33%	Acquired	(price as of 2026-08-20)
June 24, 2005	BAC	A	548	—	—	57,525 Direct	+0.96%	Acquired	(price as of 2026-08-20)
June 24, 2005	BAC	A	91	—	—	9,646 Direct	+0.95%	Acquired	(price as of 2026-08-20)
June 24, 2005	BAC	J	305	—	—	37,995 Direct	+0.81%	Acquired	(price as of 2026-08-20)
June 22, 2005	BAC	A	64	—	—	9,555 Direct	+0.67%	Acquired	(price as of 2026-08-20)
June 14, 2005	BAC	A	33	—	—	9,491 Direct	+0.35%	Acquired	(price as of 2026-08-20)
April 27, 2005	BAC	A	4,023	—	—	9,392 Direct	+74.93%	Acquired	(price as of 2026-08-20)
April 27, 2005	BAC	A	67	—	—	9,459 Direct	+0.71%	Acquired	(price as of 2026-08-20)
April 13, 2005	BAC	A	33	—	—	5,369 Direct	+0.62%	Acquired	(price as of 2026-08-20)
March 31, 2005	BAC	S	332	$44.12	$14,648	37,359 Direct	-0.88%	Disposed	42.6% (price as of 2026-08-20)
March 25, 2005	BAC	A	580	—	—	56,976 Direct	+1.03%	Acquired	(price as of 2026-08-20)
March 25, 2005	BAC	A	53	—	—	5,336 Direct	+1.00%	Acquired	(price as of 2026-08-20)
March 25, 2005	BAC	J	319	—	—	37,691 Direct	+0.85%	Acquired	(price as of 2026-08-20)
March 23, 2005	BAC	A	34	—	—	5,283 Direct	+0.65%	Acquired	(price as of 2026-08-20)
March 22, 2005	BAC	A	69	—	—	5,249 Direct	+1.33%	Acquired	(price as of 2026-08-20)
Feb. 25, 2005	BAC	A	32	—	—	5,180 Direct	+0.62%	Acquired	(price as of 2026-08-20)
Jan. 26, 2005	BAC	A	66	—	—	5,148 Direct	+1.30%	Acquired	(price as of 2026-08-20)
Jan. 26, 2005	BAC	J	430	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 12, 2005	BAC	A	33	—	—	5,082 Direct	+0.65%	Acquired	(price as of 2026-08-20)
Dec. 22, 2004	BAC	A	536	—	—	56,396 Direct	+0.96%	Acquired	(price as of 2026-08-20)
Dec. 22, 2004	BAC	A	47	—	—	5,049 Direct	+0.94%	Acquired	(price as of 2026-08-20)
Dec. 22, 2004	BAC	J	300	—	—	37,372 Direct	+0.81%	Acquired	(price as of 2026-08-20)
Dec. 14, 2004	BAC	A	65	—	—	5,001 Direct	+1.32%	Acquired	(price as of 2026-08-20)
Oct. 12, 2004	BAC	S	1,600	$44.72	$71,552	12,420 Indirect	-11.41%	Disposed	40.6% (price as of 2026-08-20)
Sept. 24, 2004	BAC	J	566	—	—	55,859 Direct	+1.02%	Acquired	(price as of 2026-08-20)
April 1, 2004	BAC	J	2,862	—	—	2,862 Indirect	—	Acquired	(price as of 2026-08-20)
April 1, 2004	BAC	J	5,732	—	—	7,010 Indirect	+448.51%	Acquired	(price as of 2026-08-20)

Showing latest 100 of 130 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 27, 2009	BAC	Phantom Stock	Common Stock (17)	$0.00	—	17	Acquired
March 27, 2009	BAC	Director Stock Unit Plan	Common Stock (96)	$0.00	—	96	Acquired
Dec. 26, 2008	BAC	Phantom Stock	Common Stock (284)	$0.00	—	284	Acquired
Dec. 26, 2008	BAC	Director Stock Unit Plan	Common Stock (1,640)	$0.00	—	1,640	Acquired
Sept. 26, 2008	BAC	Phantom Stock	Common Stock (203)	$0.00	—	203	Acquired
Sept. 26, 2008	BAC	Director Stock Unit Plan	Common Stock (1,174)	$0.00	—	1,174	Acquired
June 27, 2008	BAC	Phantom Stock	Common Stock (295)	$0.00	—	295	Acquired
June 27, 2008	BAC	Director Stock Unit Plan	Common Stock (1,708)	$0.00	—	1,708	Acquired
March 28, 2008	BAC	Phantom Stock	Common Stock (359)	$0.00	—	359	Acquired
March 28, 2008	BAC	Director Stock Unit Plan	Common Stock (2,074)	$0.00	—	2,074	Acquired
Sept. 28, 2007	BAC	Phantom Stock	Common Stock (138)	$0.00	—	138	Acquired
Sept. 28, 2007	BAC	Director Stock Unit Plan	Common Stock (799)	$0.00	—	799	Acquired
June 22, 2007	BAC	Phantom Stock	Common Stock (123)	$0.00	—	123	Acquired
June 22, 2007	BAC	Director Stock Unit Plan	Common Stock (710)	$0.00	—	710	Acquired
May 10, 2007	DUKU	LTIP Phantom Stock Grant May 2007	Common Stock (4,960)	—	—	4,960	Acquired
April 3, 2007	DUKU	LTIP Phantom Stock Grant May 2006	Common Stock (2,600)	—	—	2,600	Disposed
April 3, 2007	DUKU	Phantom Stock DSP II	Common Stock (2,600)	—	—	2,600	Acquired
April 3, 2007	DUKU	LTIP Phantom Stock Grant May 2006	Common Stock (2,600)	—	—	2,600	Disposed
March 23, 2007	BAC	Phantom Stock	Common Stock (115)	$0.00	—	115	Acquired
March 23, 2007	BAC	Director Stock Unit Plan	Common Stock (665)	$0.00	—	665	Acquired
Dec. 22, 2006	BAC	Director Stock Unit Plan	Common Stock (637)	$0.00	—	637	Acquired
Dec. 22, 2006	BAC	Phantom Stock	Common Stock (110)	$0.00	—	110	Acquired
Sept. 22, 2006	BAC	Phantom Stock	Common Stock (111)	$0.00	—	111	Acquired
Sept. 22, 2006	BAC	Director Stock Unit Plan	Common Stock (642)	$0.00	—	642	Acquired
June 23, 2006	BAC	Phantom Stock	Common Stock (108)	$0.00	—	108	Acquired
June 23, 2006	BAC	Director Stock Unit Plan	Common Stock (627)	$0.00	—	627	Acquired
May 11, 2006	DUKU	LTIP Phantom Stock Grant May 2006	Common Stock (2,600)	—	—	2,600	Acquired
March 24, 2006	BAC	Phantom Stock	Common Stock (108)	—	—	108	Acquired
March 24, 2006	BAC	Director Stock Unit Plan	Common Stock (627)	—	—	627	Acquired
Dec. 23, 2005	BAC	Phantom Stock	Common Stock (107)	—	—	107	Acquired
Dec. 23, 2005	BAC	Director Stock Unit Plan	Common Stock (620)	—	—	620	Acquired
Dec. 13, 2005	BAC	Phantom Stock	Common Stock (65)	$0.00	—	65	Acquired
Oct. 26, 2005	BAC	Phantom Stock	Common Stock (69)	$0.00	—	69	Acquired
Oct. 13, 2005	BAC	Phantom Stock	Common Stock (36)	$0.00	—	36	Acquired
Sept. 23, 2005	BAC	Director Stock Unit Plan	Common Stock (681)	$0.00	—	681	Acquired
Sept. 23, 2005	BAC	Phantom Stock	Common Stock (116)	$0.00	—	116	Acquired
July 27, 2005	BAC	Phantom Stock	Common Stock (68)	$0.00	—	68	Acquired
July 13, 2005	BAC	Phantom Stock	Common Stock (33)	$0.00	—	33	Acquired
July 13, 2005	BAC	Director Stock Unit Plan	Common Stock (548)	$0.00	—	548	Acquired
July 13, 2005	BAC	Phantom Stock	Common Stock (33)	$0.00	—	33	Acquired
June 29, 2005	BAC	Phantom Stock	Common Stock (32)	$0.00	—	32	Acquired
June 24, 2005	BAC	Director Stock Unit Plan	Common Stock (548)	$0.00	—	548	Acquired
June 24, 2005	BAC	Phantom Stock	Common Stock (91)	$0.00	—	91	Acquired
June 22, 2005	BAC	Phantom Stock	Common Stock (64)	$0.00	—	64	Acquired
June 14, 2005	BAC	Phantom Stock	Common Stock (33)	$0.00	—	33	Acquired
April 27, 2005	BAC	Phantom Stock	Common Stock (4,023)	$0.00	—	4,023	Acquired
April 27, 2005	BAC	Phantom Stock	Common Stock (67)	$0.00	—	67	Acquired
April 13, 2005	BAC	Phantom Stock	Common Stock (33)	$0.00	—	33	Acquired
March 25, 2005	BAC	Director Stock Unit Plan	Common Stock (580)	$0.00	—	580	Acquired
March 25, 2005	BAC	Phantom Stock	Common Stock (53)	$0.00	—	53	Acquired
March 23, 2005	BAC	Phantom Stock	Common Stock (34)	$0.00	—	34	Acquired
March 22, 2005	BAC	Phantom Stock	Common Stock (69)	$0.00	—	69	Acquired
Feb. 25, 2005	BAC	Phantom Stock	Common Stock (32)	$0.00	—	32	Acquired
Jan. 26, 2005	BAC	Phantom Stock	Common Stock (66)	$0.00	—	66	Acquired
Jan. 12, 2005	BAC	Phantom Stock	Common Stock (33)	$0.00	—	33	Acquired
Dec. 22, 2004	BAC	Director Stock Unit Plan	Common Stock (536)	$0.00	—	536	Acquired
Dec. 22, 2004	BAC	Phantom Stock	Common Stock (47)	$0.00	—	47	Acquired
Dec. 14, 2004	BAC	Phantom Stock	Common Stock (65)	$0.00	—	65	Acquired
Oct. 27, 2004	BAC	Phantom Stock	Common Stock (68)	$0.00	—	68	Acquired
Oct. 12, 2004	BAC	Phantom Stock	Common Stock (33)	$0.00	—	33	Acquired
Sept. 24, 2004	BAC	Director Stock Unit Plan	Common Stock (566)	$0.00	—	566	Acquired
Sept. 24, 2004	BAC	Phantom Stock	Common Stock (48)	$0.00	—	48	Acquired
Sept. 22, 2004	BAC	Phantom Stock	Common Stock (68)	$0.00	—	68	Acquired
Aug. 5, 2004	BAC	Phantom Stock	Common Stock (18)	$0.00	—	18	Acquired
July 28, 2004	BAC	Phantom Stock	Common Stock (35)	$0.00	—	35	Acquired
July 9, 2004	BAC	Phantom Stock	Common Stock (18)	$0.00	—	18	Acquired
June 25, 2004	BAC	Phantom Stock	Common Stock (21)	$0.00	—	21	Acquired
June 23, 2004	BAC	Phantom Stock	Common Stock (35)	$0.00	—	35	Acquired
May 26, 2004	BAC	Phantom Stock	Common Stock (36)	$0.00	—	36	Acquired
May 26, 2004	BAC	Phantom Stock	Common Stock (2,176)	$0.00	—	2,176	Acquired
May 10, 2004	BAC	Phantom Stock	Common Stock (19)	$0.00	—	19	Acquired
April 1, 2004	BAC	Director Stock Unit Plan	Common Stock (27,386)	$0.00	—	27,386	Acquired
April 1, 2004	50341	Stk Units [F2]	Common Stk (49,317)	—	—	49,317	Disposed
March 24, 2004	50341	Stock Units	Common Stock (260)	—	—	260	Acquired
Jan. 1, 2004	50341	Stock Units	Common Stock (333)	—	—	333	Acquired
Jan. 1, 2004	50341	Stock Units	Common Stock	—	—	659	Acquired
Oct. 1, 2003	50341	Stock Units	Common Stock	—	—	922	Acquired
Oct. 1, 2003	50341	Stock Units	Common Stock (209)	—	—	209	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 29, 2006	BAC	Common Stock	—	Indirect
April 12, 2006	DUKU	Common Stock [F1]	5,000	Direct
April 12, 2006	DUKU	Phantom Stock DSP II→ Common Stock (358)	358	Indirect