Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 2, 2006 CAT S 25,112 $68.08 $1,709,625 7,945 Direct -75.97% Disposed 1168.3% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 2, 2006 CAT Employee Stock Option [F2] Common (3,590) $27.84 June 9, 2008 3,590 Disposed
Feb. 2, 2006 CAT Employee Stock Option [F2] Common (3,868) $25.83 June 10, 2007 3,868 Disposed
Feb. 2, 2006 CAT Employee Stock Option [F2] Common (15,720) $25.36 June 11, 2012 15,720 Disposed
Feb. 2, 2006 CAT Employee Stock Option [F2] Common (9,392) $31.17 June 8, 2009 9,392 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 2, 2005 CAT Common · Direct
Dec. 2, 2005 CAT Option (ISO) [F1]→ Common (3,868) 3,868 Direct
Dec. 2, 2005 CAT Option (ISO) [F1]→ Common (3,590) 3,590 Direct
Dec. 2, 2005 CAT Option (ISO) [F1]→ Common (3,208) 3,208 Direct
Dec. 2, 2005 CAT Option (NQ) [F1]→ Common (9,392) 9,392 Direct
Dec. 2, 2005 CAT Option (ISO) [F1]→ Common (5,202) 5,202 Direct
Dec. 2, 2005 CAT Option (NQ) [F1]→ Common (15,720) 15,720 Direct
Dec. 2, 2005 CAT Option (NQ) [F1]→ Common (15,720) 15,720 Direct
Dec. 2, 2005 CAT Option (NQ) [F1]→ Common (15,720) 15,720 Direct
Dec. 2, 2005 CAT Option (NQ) [F1]→ Common (8,600) 8,600 Direct