William D Rogers

Insider

First SEC filing: Feb. 11, 2015 · Latest: Feb. 11, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 48 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

48 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 28, 2019	CNP	F	16,982	$30.14	$511,837	130,637 Direct	-11.50%	Disposed	34.2% (price as of 2026-08-20)
Feb. 28, 2019	CNP	A	50,292	—	—	147,619 Direct	+51.67%	Acquired	(price as of 2026-08-20)
Feb. 24, 2019	CNP	F	3,435	$31.40	$107,859	97,327 Direct	-3.41%	Disposed	28.9% (price as of 2026-08-20)
Feb. 19, 2019	CNP	A	11,439	$31.21	$357,011	100,762 Direct	+12.81%	Acquired	29.6% (price as of 2026-08-20)
Feb. 22, 2018	CNP	F	3,532	$27.00	$95,364	89,323 Direct	-3.80%	Disposed	49.9% (price as of 2026-08-20)
Feb. 22, 2018	CNP	A	14,502	—	—	92,855 Direct	+18.51%	Acquired	(price as of 2026-08-20)
Feb. 20, 2018	CNP	A	13,356	$26.73	$357,006	78,353 Direct	+20.55%	Acquired	51.4% (price as of 2026-08-20)
Feb. 19, 2018	CNP	F	2,023	$26.91	$54,439	64,997 Direct	-3.02%	Disposed	50.4% (price as of 2026-08-20)
Feb. 21, 2017	CNP	A	12,531	$26.61	$333,450	67,020 Direct	+23.00%	Acquired	52.0% (price as of 2026-08-20)
Feb. 9, 2017	CNP	F	2,334	$26.47	$61,781	54,489 Direct	-4.11%	Disposed	52.9% (price as of 2026-08-20)
Feb. 24, 2016	CNP	A	13,791	$18.86	$260,098	56,823 Direct	+32.05%	Acquired	114.5% (price as of 2026-08-20)
May 13, 2015	CNP	P	2,700	$19.85	$53,595	47,110 Direct	+6.08%	Acquired	103.8% (price as of 2026-08-20)
May 13, 2015	CNP	P	7,100	$19.84	$140,864	44,410 Direct	+19.03%	Acquired	103.9% (price as of 2026-08-20)
May 13, 2015	CNP	P	200	$19.83	$3,966	37,310 Direct	+0.54%	Acquired	104.0% (price as of 2026-08-20)
May 13, 2015	CNP	P	8,207	$19.77	$162,252	37,110 Direct	+28.39%	Acquired	104.7% (price as of 2026-08-20)
May 13, 2015	CNP	P	1,793	$19.76	$35,430	28,903 Direct	+6.61%	Acquired	104.8% (price as of 2026-08-20)
Feb. 19, 2015	CNP	A	7,970	—	—	45,970 Direct	+20.97%	Acquired	(price as of 2026-08-20)
Feb. 19, 2015	CNP	A	9,110	—	—	27,110 Direct	+50.61%	Acquired	(price as of 2026-08-20)
Feb. 9, 2015	CNP	A	18,000	—	—	18,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 16, 2015	AWK	M	1,617	—	—	5,387 Direct	+42.89%	Acquired	(price as of 2026-08-20)
Jan. 16, 2015	AWK	A	1,820	—	—	7,207 Direct	+33.79%	Acquired	(price as of 2026-08-20)
Jan. 16, 2015	AWK	F	1,250	$55.71	$69,638	5,957 Direct	-17.34%	Disposed	149.1% (price as of 2026-08-20)
Jan. 16, 2015	AWK	A	693	—	—	1,617 Direct	+75.00%	Acquired	(price as of 2026-08-20)
Jan. 16, 2015	AWK	M	1,617	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 1, 2015	AWK	F	171	$53.30	$9,114	3,770 Direct	-4.34%	Disposed	160.4% (price as of 2026-08-20)
March 4, 2014	AWK	M	1,491	—	—	2,984 Direct	-33.32%	Disposed	(price as of 2026-08-20)
March 4, 2014	AWK	M	2,821	—	—	2,821 Direct	-50.00%	Disposed	(price as of 2026-08-20)
March 4, 2014	AWK	M	3,353	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 4, 2014	AWK	S	7,665	$44.47	$340,863	3,941 Direct	-66.04%	Disposed	212.1% (price as of 2026-08-20)
March 4, 2014	AWK	M	1,491	$39.45	$58,820	11,606 Direct	+14.74%	Acquired	251.8% (price as of 2026-08-20)
March 4, 2014	AWK	M	2,821	$34.12	$96,253	10,115 Direct	+38.68%	Acquired	306.8% (price as of 2026-08-20)
March 4, 2014	AWK	M	3,353	$27.08	$90,799	7,294 Direct	+85.08%	Acquired	412.5% (price as of 2026-08-20)
Feb. 20, 2014	AWK	A	5,069	—	—	5,069 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2014	AWK	A	870	—	—	870 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2014	AWK	A	617	—	—	3,941 Direct	+18.56%	Acquired	(price as of 2026-08-20)
Jan. 22, 2014	AWK	M	2,015	—	—	2,684 Direct	+301.20%	Acquired	(price as of 2026-08-20)
Jan. 22, 2014	AWK	A	2,311	—	—	4,995 Direct	+86.10%	Acquired	(price as of 2026-08-20)
Jan. 22, 2014	AWK	F	1,582	$42.11	$66,618	3,413 Direct	-31.67%	Disposed	229.6% (price as of 2026-08-20)
Jan. 22, 2014	AWK	A	863	—	—	2,015 Direct	+74.91%	Acquired	(price as of 2026-08-20)
Jan. 22, 2014	AWK	M	2,015	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 1, 2014	AWK	F	89	$42.26	$3,761	3,324 Direct	-2.61%	Disposed	228.4% (price as of 2026-08-20)
Nov. 13, 2013	AWK	M	2,820	—	—	13,470 Direct	-17.31%	Disposed	(price as of 2026-08-20)
Nov. 13, 2013	AWK	M	705	—	—	16,290 Direct	-4.15%	Disposed	(price as of 2026-08-20)
Nov. 13, 2013	AWK	S	3,525	$42.40	$149,460	669 Direct	-84.05%	Disposed	227.3% (price as of 2026-08-20)
Nov. 13, 2013	AWK	M	2,820	$34.12	$96,218	4,194 Direct	+205.24%	Acquired	306.8% (price as of 2026-08-20)
Nov. 13, 2013	AWK	M	705	$27.08	$19,091	1,374 Direct	+105.38%	Acquired	412.5% (price as of 2026-08-20)
March 8, 2013	AWK	M	6,000	$27.08	$162,480	6,669 Direct	+896.86%	Acquired	412.5% (price as of 2026-08-20)
March 8, 2013	AWK	S	6,000	$39.73	$238,380	669 Direct	-89.97%	Disposed	249.3% (price as of 2026-08-20)
March 8, 2013	AWK	M	6,000	—	—	16,995 Direct	-26.09%	Disposed	(price as of 2026-08-20)
Feb. 21, 2013	AWK	A	4,475	—	—	22,995 Direct	+24.16%	Acquired	(price as of 2026-08-20)
Feb. 21, 2013	AWK	A	989	—	—	3,065 Direct	+47.64%	Acquired	(price as of 2026-08-20)
Feb. 21, 2013	AWK	A	669	—	—	669 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 23, 2012	AWK	A	8,462	—	—	18,520 Direct	+84.13%	Acquired	(price as of 2026-08-20)
Feb. 23, 2012	AWK	A	924	—	—	2,076 Direct	+80.21%	Acquired	(price as of 2026-08-20)
Feb. 24, 2011	AWK	A	10,058	—	—	10,058 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 24, 2011	AWK	A	1,152	—	—	1,152 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 16, 2015	AWK	Performance Stock Units	Common Stock (694)	—	Dec. 31, 2014	693	Acquired
Jan. 16, 2015	AWK	Performance Stock Units	Common Stock (1,617)	—	Dec. 31, 2014	1,617	Disposed
March 4, 2014	AWK	Employee Stock Option (right to buy)	Common Stock (1,491)	$39.45	Dec. 31, 2019	1,491	Disposed
March 4, 2014	AWK	Employee Stock Option (right to buy)	Common Stock (2,821)	$34.12	Dec. 31, 2018	2,821	Disposed
March 4, 2014	AWK	Employee Stock Option (right to buy)	Common Stock (3,353)	$27.08	Dec. 31, 2017	3,353	Disposed
Feb. 20, 2014	AWK	Employee Stock Option (right to buy)	Common Stock (5,069)	$44.06	Dec. 31, 2020	5,069	Acquired
Feb. 20, 2014	AWK	Performance Stock Unit	Common Stock (870)	—	Dec. 31, 2016	870	Acquired
Jan. 22, 2014	AWK	Performance Stock Units	Common Stock (863)	—	Dec. 31, 2013	863	Acquired
Jan. 22, 2014	AWK	Performance Stock Units	Common Stock (2,015)	—	Dec. 31, 2013	2,015	Disposed
Nov. 13, 2013	AWK	Employee Stock Option (right to buy)	Common Stock (2,820)	$34.12	Dec. 31, 2018	2,820	Disposed
Nov. 13, 2013	AWK	Employee Stock Option (right to buy)	Common Stock (705)	$27.08	Dec. 31, 2017	705	Disposed
March 8, 2013	AWK	Employee Stock Option (right to buy)	Common Stock (6,000)	$27.08	Dec. 31, 2017	6,000	Disposed
Feb. 21, 2013	AWK	Employee Stock Options (right to buy)	Common Stock (4,475)	$39.45	Dec. 31, 2019	4,475	Acquired
Feb. 21, 2013	AWK	Performance Stock Units	Common Stock (989)	—	Dec. 31, 2015	989	Acquired
Feb. 23, 2012	AWK	Employee Stock Options (right to buy)	Common Stock (8,462)	$34.12	Dec. 31, 2018	8,462	Acquired
Feb. 23, 2012	AWK	Performance Stock Units	Common Stock (924)	—	Dec. 31, 2014	924	Acquired
Feb. 24, 2011	AWK	Employee Stock Option (right to buy)	Common Stock (10,058)	$27.08	Dec. 31, 2017	10,058	Acquired
Feb. 24, 2011	AWK	Performance Stock Unit	Common Stock (1,152)	—	Dec. 31, 2013	1,152	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 11, 2015	CNP	No securities are beneficially owned	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CNP

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2018	$588,750	—	—	—	$350,000	$67,877	$56,847	$2,253,494
2017	$555,000	—	—	—	$545,000	$70,600	$51,249	$2,333,349
2015	$367,292	—	—	—	$330,000	$17,491	$63,775	$1,740,042

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.