Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 3, 2025 CGABL G 2,000,000 · · 26,999,644 Direct -6.90% Disposed (price as of 2026-10-05)
Aug. 13, 2025 CGABL G 1,000,000 · · 28,999,644 Direct -3.33% Disposed (price as of 2026-10-05)
Dec. 12, 2024 CGABL G 2,000,000 · · 29,999,644 Direct -6.25% Disposed (price as of 2026-10-05)
Nov. 16, 2021 CGABL G 2,500,000 · · 31,999,644 Direct -7.25% Disposed (price as of 2026-10-05)
May 22, 2020 CGABL G 2,000,000 · · 34,499,644 Direct -5.48% Disposed (price as of 2026-10-05)
May 6, 2020 CGABL G 3,000,000 · · 36,499,644 Direct -7.60% Disposed (price as of 2026-10-05)
Feb. 14, 2020 CGABL G 5,000,000 · · 39,499,644 Direct -11.24% Disposed (price as of 2026-10-05)
Jan. 1, 2020 CGABL C 44,499,644 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Jan. 1, 2020 CGABL C 44,499,644 · · 44,499,644 Direct · Acquired (price as of 2026-10-05)
June 5, 2015 CGABL D 1,000,000 $30.07 $30,070,000 44,499,644 Direct -2.20% Disposed -48.8% (price as of 2026-10-05)
March 10, 2014 CGABL D 1,500,000 $32.63 $48,945,000 45,499,644 Direct -3.19% Disposed -52.8% (price as of 2026-10-05)
Jan. 2, 2007 HRI A 790 · · 790 Direct · Acquired (price as of 2026-10-05)
Jan. 2, 2007 HRI A 292 · · 292 Direct · Acquired (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 1, 2020 CGABL Carlyle Holdings partnership units Common Units Representing limited partnership interests (44,499,644) · · 44,499,644 Disposed
June 5, 2015 CGABL Carlyle Holdings partnership units Common Units Representing limited partnership interests (1,000,000) · · 1,000,000 Disposed
March 10, 2014 CGABL Carlyle Holdings partnership units Common Units Representing limited partnership interests (1,500,000) · · 1,500,000 Disposed
Jan. 2, 2007 HRI Director Stock Options (Right to Purchase) Common Stock (790) $17.39 Jan. 2, 2017 790 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 3, 2012 CGABL Carlyle Holdings partnership units→ Common Units representing limited partnership interests (46,999,644) 46,999,644 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2022 $500,000 · · · · · · $500,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.