Insider at

04

Insider transactions

05
0 buys (P) 3 sells (S) Net: $-1,755,626 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 13, 2026 CAT S 360 $906.00 $326,160 530 Direct -40.45% Disposed -6.7% (price as of 2026-10-02)
Feb. 17, 2026 CAT S 972 $764.20 $742,802 824 Direct -54.12% Disposed 10.6% (price as of 2026-10-02)
Nov. 5, 2025 CAT S 1,200 $572.22 $686,664 1,323 Direct -47.56% Disposed 47.7% (price as of 2026-10-02)
Nov. 1, 2024 CAT S 968 $380.98 $368,789 1,686 Direct -36.47% Disposed 121.9% (price as of 2026-10-02)
Nov. 4, 2020 PPG S 3,850 $134.66 $518,441 2,183 Direct -63.82% Disposed -21.9% (price as of 2026-10-02)
May 29, 2019 PPG S 2,500 $106.88 $267,200 1,889 Direct -56.96% Disposed -1.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 2, 2026 CAT Employee Stock options Common Stock (285) $752.18 March 2, 2036 285 Acquired
March 3, 2025 CAT Employee Stock Options Common Stock (707) $332.04 March 3, 2035 707 Acquired
Nov. 1, 2024 CAT Exployee Stock Options Common Stock (2,000) $196.70 March 7, 2032 2,000 Disposed
March 4, 2024 CAT Employee Stock Options Common Stock (743) $338.65 March 4, 2034 743 Acquired
March 6, 2023 CAT Employee Stock Options Common Stock (2,045) $253.98 March 6, 2033 2,045 Acquired
Feb. 17, 2021 PPG Employee Stock Options [F3] Common Stock (3,100) $136.60 Feb. 16, 2031 3,100 Acquired
Nov. 4, 2020 PPG Employee Stock Option [F2] Common Stock (1,700) $118.12 Feb. 17, 2025 1,700 Disposed
Nov. 4, 2020 PPG Employee Stock Option [F2] Common Stock (2,150) $101.50 Feb. 14, 2027 2,150 Disposed
Feb. 19, 2020 PPG Employee Stock Options [F3] Common Stock (4,100) $119.52 Feb. 18, 2030 4,100 Acquired
May 29, 2019 PPG Employee Stock Option [F2] Common Stock (2,500) $95.00 Feb. 16, 2026 2,500 Disposed
Feb. 20, 2019 PPG Employee Stock Options [F3] Common Stock (2,900) $109.74 Feb. 19, 2029 2,900 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 8, 2022 CAT Common Stock 1,947 Direct
April 8, 2022 CAT Employee Stock Options→ Common Stock (3,095) 3,095 Direct
May 7, 2018 PPG Common Stock 1,575 Direct
May 7, 2018 PPG Common Stock 784 Indirect
May 7, 2018 PPG Employee Stock Options [F3]→ Common Stock (1,700) 1,700 Direct
May 7, 2018 PPG Employee Stock Options [F3]→ Common Stock (2,500) 2,500 Direct
May 7, 2018 PPG Employee Stock Options [F3]→ Common Stock (2,150) 2,150 Direct
May 7, 2018 PPG Employee Stock Options [F3]→ Common Stock (1,750) 1,750 Direct