William Franklin Carlton

CIK 1467679 · View on SEC EDGAR ↗

Insider

First SEC filing: March 3, 2017 · Latest: March 3, 2017

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 1, 2017 904163 M 33 — — 33 Direct -50.00% Disposed
March 1, 2017 904163 M 33 — — 0 Direct -100.00% Disposed
March 1, 2017 904163 F 17 $123.84 $2,105 341 Direct -4.75% Disposed
March 1, 2017 904163 M 66 — — 358 Direct +22.60% Acquired
March 1, 2016 904163 M 100 — — 317 Direct +46.08% Acquired
March 1, 2016 904163 F 25 $101.69 $2,542 292 Direct -7.89% Disposed
March 1, 2016 904163 M 33 — — 0 Direct -100.00% Disposed
March 1, 2016 904163 M 33 — — 33 Direct -50.00% Disposed
March 1, 2016 904163 M 34 — — 66 Direct -34.00% Disposed
March 2, 2015 904163 A 100 — — 100 Direct — Acquired
March 1, 2015 904163 M 34 — — 66 Direct -34.00% Disposed
March 1, 2015 904163 M 33 — — 33 Direct -50.00% Disposed
March 1, 2015 904163 M 33 — — 0 Direct -100.00% Disposed
March 1, 2015 904163 F 25 $104.75 $2,619 217 Direct -10.33% Disposed
March 1, 2015 904163 M 100 — — 242 Direct +70.42% Acquired
March 3, 2014 904163 A 100 — — 100 Direct — Acquired
March 3, 2014 904163 M 34 — — 66 Direct -34.00% Disposed
March 3, 2014 904163 M 33 — — 33 Direct -50.00% Disposed
March 3, 2014 904163 M 33 — — 0 Direct -100.00% Disposed
March 3, 2014 904163 F 33 $113.49 $3,745 142 Direct -18.86% Disposed
March 3, 2014 904163 M 100 — — 175 Direct +133.33% Acquired
March 1, 2013 904163 M 33 — — 33 Direct -50.00% Disposed
March 1, 2013 904163 M 34 — — 66 Direct -34.00% Disposed
March 1, 2013 904163 A 100 — — 100 Direct — Acquired
March 1, 2012 904163 M 67 — — 92 Direct +268.00% Acquired
March 1, 2012 904163 F 17 $80.05 $1,361 75 Direct -18.48% Disposed
March 1, 2012 904163 A 100 — — 100 Direct — Acquired
March 1, 2012 904163 M 34 — — 66 Direct -34.00% Disposed
March 1, 2012 904163 F 9 $71.69 $645 25 Direct -26.47% Disposed
March 1, 2012 904163 M 34 — — 34 Direct — Acquired
March 1, 2011 904163 A 100 — — 100 Direct — Acquired
May 7, 2010 904163 A 333 — — 333 Direct — Acquired
Dec. 29, 2009 904163 M 100 — — 0 Direct -100.00% Disposed
Dec. 29, 2009 904163 D 100 $119.73 $11,973 0 Direct -100.00% Disposed
Dec. 29, 2009 904163 M 100 $88.00 $8,800 0 Direct — Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 1, 2017 904163 Restricted Stock Units Common Stock (33) — March 1, 2018 33 Disposed
March 1, 2017 904163 Restricted Stock Units Common Stock (33) — March 1, 2017 33 Disposed
March 1, 2016 904163 Restricted Stock Units Common Stock (33) — March 1, 2016 33 Disposed
March 1, 2016 904163 Restricted Stock Units Common Stock (33) — March 1, 2017 33 Disposed
March 1, 2016 904163 Restricted Stock Units Common Stock (34) — March 1, 2018 34 Disposed
March 2, 2015 904163 Restricted Stock Units Common Stock (100) — March 1, 2018 100 Acquired
March 1, 2015 904163 Restricted Stock Units Common Stock (34) — March 1, 2017 34 Disposed
March 1, 2015 904163 Restricted Stock Units Common Stock (33) — March 1, 2016 33 Disposed
March 1, 2015 904163 Restricted Stock Units Common Stock (33) — March 1, 2015 33 Disposed
March 3, 2014 904163 Restricted Stock Units Common Stock (100) — March 1, 2017 100 Acquired
March 3, 2014 904163 Restricted Stock Units Common Stock (34) — March 1, 2016 34 Disposed
March 3, 2014 904163 Restricted Stock Units Common Stock (33) — March 1, 2015 33 Disposed
March 3, 2014 904163 Restricted Stock Units Common Stock (33) — March 1, 2014 33 Disposed
March 1, 2013 904163 Restricted Stock Units Common Stock (33) — March 1, 2014 33 Disposed
March 1, 2013 904163 Restricted Stock Units Common Stock (34) — March 1, 2015 34 Disposed
March 1, 2013 904163 Restricted Stock Units Common Stock (100) — March 1, 2016 100 Acquired
March 1, 2012 904163 Restricted Stock Units Common Stock (100) — March 1, 2015 100 Acquired
March 1, 2012 904163 Restricted Stock Units Common Stock (34) — March 1, 2014 34 Disposed
March 1, 2011 904163 Restricted Stock Units Common Stock (100) — — 100 Acquired
May 7, 2010 904163 Stock Appreciation Right Common Stock (333) $110.83 May 3, 2020 333 Acquired
Dec. 29, 2009 904163 Stock Appreciation Right Common Stock (100) $88.00 Aug. 1, 2012 100 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).