William H Yeh

CIK 1587419 · View on SEC EDGAR ↗

Insider

First SEC filing: June 11, 2026 · Latest: June 11, 2026

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 27, 2016 AAOI P 4,000 $10.17 $40,680 111,820 Direct +3.71% Acquired 1104.6% (price as of 2026-08-20)
May 27, 2016 AAOI P 6,000 $10.13 $60,780 107,820 Direct +5.89% Acquired 1109.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 6, 2014 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (1,750) $6.00 Nov. 13, 2022 1,750 Disposed
Jan. 6, 2014 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (1,400) $6.00 May 17, 2021 1,400 Disposed
Jan. 6, 2014 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (1,400) $6.00 Oct. 19, 2019 1,400 Disposed
Jan. 6, 2014 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (222) $6.00 Oct. 19, 2019 222 Disposed
Jan. 6, 2014 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (667) $6.00 May 29, 2019 667 Disposed
Oct. 1, 2013 AAOI Series F Convertible Preferred Stock Common Stock, $0.001 par value (13,440) — — 11,200 Disposed
Oct. 1, 2013 AAOI Series D Convertible Preferred Stock Common Stock, $0.001 par value (4,224) — — 1,666 Disposed
Oct. 1, 2013 AAOI Series G Convertible Preferred Stock Common Stock, $0.001 par value (19,047) — — 19,047 Disposed
Oct. 1, 2013 AAOI Series C Convertible Preferred Stock Common Stock, $0.001 par value (12,655) — — 5,477 Disposed
Oct. 1, 2013 AAOI Series A Convertible Preferred Stock Common Stock, $0.001 par value (28,881) — — 9,102 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 25, 2013 AAOI Common Stock, $0.001 par value 6,786 Direct
Sept. 25, 2013 AAOI Series A Convertible Preferred Stock→ Common Stock (28,881) 28,881 Direct
Sept. 25, 2013 AAOI Series C Convertible Preferred Stock→ Common Stock (12,655) 12,655 Direct
Sept. 25, 2013 AAOI Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (19,047) 19,047 Direct
Sept. 25, 2013 AAOI Series D Convertible Preferred Stock→ Common Stock, $0.001 par value (4,224) 4,224 Indirect
Sept. 25, 2013 AAOI Series F Convertible Preferred Stock→ Common Stock, $0.001 par value (13,440) 13,440 Indirect
Sept. 25, 2013 AAOI Series G Convertible Warrant (Right to Buy)→ Common Stock, $0.001 par value (133) 133 Indirect
Sept. 25, 2013 AAOI Series G Convertible Warrant (Right to Buy)→ Common Stock, $0.001 par value (652) 652 Indirect
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (667) 667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (222) 222 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,400) 1,400 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,400) 1,400 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,750) 1,750 Direct