Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 30, 2017 NEO C 5,072 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
May 30, 2017 NEO C 2,150 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
May 30, 2017 NEO M 7,222 · · 183,348 Direct +4.10% Acquired (price as of 2026-10-02)
May 25, 2017 NEO A 8,667 · · 8,667 Direct · Acquired (price as of 2026-10-02)
May 25, 2017 NEO A 10,000 $7.27 $72,700 10,000 Direct · Acquired 154.1% (price as of 2026-10-02)
July 28, 2016 NEO A 8,333 $9.11 $75,914 22,222 Direct +60.00% Acquired 102.7% (price as of 2026-10-02)
July 28, 2016 NEO A 5,072 · · 7,222 Direct +235.91% Acquired (price as of 2026-10-02)
May 9, 2016 NEO X 3,333 $4.78 $15,932 6,667 Direct -33.33% Disposed 286.4% (price as of 2026-10-02)
May 9, 2016 NEO M 3,333 $4.78 $15,932 177,196 Direct +1.92% Acquired 286.4% (price as of 2026-10-02)
April 20, 2016 NEO A 2,150 $7.15 $15,372 173,863 Direct +1.25% Acquired 158.3% (price as of 2026-10-02)
April 16, 2015 NEO A 2,080 $4.82 $10,026 173,793 Direct +1.21% Acquired 283.2% (price as of 2026-10-02)
April 15, 2014 NEO A 3,000 $3.05 $9,150 3,000 Direct · Acquired 505.6% (price as of 2026-10-02)
June 4, 2012 NEO A 75,000 $1.50 $112,500 144,713 Direct +107.58% Acquired 1131.3% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 30, 2017 NEO Restricted Stock Common Stock (5,072) · March 31, 2017 5,072 Disposed
May 30, 2017 NEO Restricted Stock Common Stock (2,150) · March 31, 2017 2,150 Disposed
May 25, 2017 NEO Restricted Stock Common Stock (8,667) · · 8,667 Acquired
May 25, 2017 NEO StockOption (Right to Buy) Comon Stock (10,000) $7.27 May 25, 2022 10,000 Acquired
July 28, 2016 NEO Stock Option (Right to Buy) Common Stock (8,333) $9.11 July 28, 2021 8,333 Acquired
July 28, 2016 NEO Restricted Stock Common Stock (5,072) · March 31, 2017 5,072 Acquired
May 9, 2016 NEO Stock Option (Right to buy) Common Stock (3,333) $4.78 May 6, 2020 3,333 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 2, 2011 NEO Common Stock 69,713 Direct
May 2, 2011 NEO Common Stock [F1] 24,000 Direct
May 2, 2011 NEO Warrant (Right to Buy)→ Common Stock (75,000) 75,000 Direct