William J Rohner

CIK 1307210 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 23, 2005 · Latest: Nov. 23, 2005

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 10, 2005 CAT S 2,216 $55.00 $121,880 0 Indirect -100.00% Disposed 1371.7% (price as of 2026-08-19)
Aug. 2, 2005 CAT S 5,482 $54.28 $297,563 6,312 Direct -46.48% Disposed 1391.2% (price as of 2026-08-19)
July 19, 2005 CAT S 2,000 $52.50 $105,000 2,216 Indirect -47.44% Disposed 1441.8% (price as of 2026-08-19)
June 17, 2005 CAT S 1,000 $100.00 $100,000 2,108 Indirect -32.18% Disposed 1518.9% (price as of 2026-08-19)
June 1, 2005 CAT S 1,000 $95.00 $95,000 3,108 Indirect -24.34% Disposed 1604.1% (price as of 2026-08-19)
May 6, 2005 CAT S 1,000 $90.65 $90,650 4,108 Indirect -19.58% Disposed 1685.8% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 2, 2005 CAT Employee Stock Option [F3] Common (2,732) $25.83 June 10, 2007 2,732 Disposed
Aug. 2, 2005 CAT Employee Stock Option [F3] Common (2,750) $27.84 June 9, 2008 2,750 Disposed
Aug. 2, 2005 CAT Employee Stock Option [F3] Common (3,868) $25.83 June 10, 2007 3,868 Disposed
June 20, 2005 CAT Employee Stock Option [F3] Common (3,000) $51.66 June 10, 2007 3,000 Disposed
Feb. 18, 2005 CAT Option (NQ) [F2] Common (27,000) $91.28 Feb. 18, 2015 27,000 Acquired
Jan. 31, 2005 CAT Phantom Stock Units Common — — 0 Acquired
Jan. 31, 2005 CAT Phantom Stock Units Common (55) — — 55 Acquired
Dec. 31, 2004 CAT Phantom Stock Units Common — — 0 Acquired
Dec. 31, 2004 CAT Phantom Stock Units Common (50) — — 50 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 2, 2004 CAT Common — Direct
Dec. 2, 2004 CAT Option (ISO) [F1]→ Common (1,934) 1,934 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (4,366) 4,366 Direct
Dec. 2, 2004 CAT Option (ISO) [F1]→ Common (1,795) 1,795 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (4,505) 4,505 Direct
Dec. 2, 2004 CAT Option (ISO) [F1]→ Common (1,604) 1,604 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (4,696) 4,696 Direct
Dec. 2, 2004 CAT Option (ISO) [F1]→ Common (2,601) 2,601 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (9,300) 9,300 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (10,000) 10,000 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (9,570) 9,570 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (9,870) 9,870 Direct