Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 10, 2005 CAT S 2,216 $55.00 $121,880 0 Indirect -100.00% Disposed 1437.1% (price as of 2026-10-02)
Aug. 2, 2005 CAT S 5,482 $54.28 $297,563 6,312 Direct -46.48% Disposed 1457.5% (price as of 2026-10-02)
July 19, 2005 CAT S 2,000 $52.50 $105,000 2,216 Indirect -47.44% Disposed 1510.3% (price as of 2026-10-02)
June 17, 2005 CAT S 1,000 $100.00 $100,000 2,108 Indirect -32.18% Disposed 1590.8% (price as of 2026-10-02)
June 1, 2005 CAT S 1,000 $95.00 $95,000 3,108 Indirect -24.34% Disposed 1679.8% (price as of 2026-10-02)
May 6, 2005 CAT S 1,000 $90.65 $90,650 4,108 Indirect -19.58% Disposed 1765.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 2, 2005 CAT Employee Stock Option [F3] Common (2,732) $25.83 June 10, 2007 2,732 Disposed
Aug. 2, 2005 CAT Employee Stock Option [F3] Common (2,750) $27.84 June 9, 2008 2,750 Disposed
Aug. 2, 2005 CAT Employee Stock Option [F3] Common (3,868) $25.83 June 10, 2007 3,868 Disposed
June 20, 2005 CAT Employee Stock Option [F3] Common (3,000) $51.66 June 10, 2007 3,000 Disposed
Feb. 18, 2005 CAT Option (NQ) [F2] Common (27,000) $91.28 Feb. 18, 2015 27,000 Acquired
Jan. 31, 2005 CAT Phantom Stock Units Common · · 0 Acquired
Jan. 31, 2005 CAT Phantom Stock Units Common (55) · · 55 Acquired
Dec. 31, 2004 CAT Phantom Stock Units Common · · 0 Acquired
Dec. 31, 2004 CAT Phantom Stock Units Common (50) · · 50 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 2, 2004 CAT Common · Direct
Dec. 2, 2004 CAT Option (ISO) [F1]→ Common (1,934) 1,934 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (4,366) 4,366 Direct
Dec. 2, 2004 CAT Option (ISO) [F1]→ Common (1,795) 1,795 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (4,505) 4,505 Direct
Dec. 2, 2004 CAT Option (ISO) [F1]→ Common (1,604) 1,604 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (4,696) 4,696 Direct
Dec. 2, 2004 CAT Option (ISO) [F1]→ Common (2,601) 2,601 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (9,300) 9,300 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (10,000) 10,000 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (9,570) 9,570 Direct
Dec. 2, 2004 CAT Option (NQ) [F1]→ Common (9,870) 9,870 Direct