William K Bowes JR
CIK 1225476 · View on SEC EDGAR ↗
Insider
First SEC filing: June 1, 2015 · Latest: June 1, 2015
On this page
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 27 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 28, 2015 | XOMA | M | 2,800 | — | — | 2,800 Direct | -50.00% | Disposed | |
| May 28, 2015 | XOMA | M | 2,800 | — | — | 0 Direct | -100.00% | Disposed | |
| May 28, 2015 | XOMA | M | 2,800 | — | — | 79,339 Direct | +3.66% | Acquired | |
| May 28, 2015 | XOMA | M | 2,800 | — | — | 76,539 Direct | +3.80% | Acquired | |
| May 21, 2015 | XOMA | A | 36,873 | $3.39 | $124,999 | 36,873 Direct | — | Acquired | |
| May 21, 2015 | XOMA | A | 36,873 | — | — | 73,739 Direct | +100.02% | Acquired | |
| Nov. 13, 2014 | XOMA | M | 4,498 | — | — | 0 Direct | -100.00% | Disposed | |
| Nov. 13, 2014 | XOMA | M | 4,498 | — | — | 36,866 Direct | +13.90% | Acquired | |
| Sept. 12, 2014 | XOMA | A | 7,000 | $4.73 | $33,110 | 7,000 Direct | — | Acquired | |
| Sept. 12, 2014 | XOMA | A | 5,500 | — | — | 32,368 Direct | +20.47% | Acquired | |
| May 28, 2014 | XOMA | M | 2,800 | — | — | 5,600 Direct | -33.33% | Disposed | |
| May 28, 2014 | XOMA | M | 2,800 | — | — | 2,800 Direct | -50.00% | Disposed | |
| May 28, 2014 | XOMA | M | 2,800 | — | — | 26,868 Direct | +11.63% | Acquired | |
| May 28, 2014 | XOMA | M | 2,800 | — | — | 24,068 Direct | +13.17% | Acquired | |
| May 22, 2014 | XOMA | A | 11,600 | $3.87 | $44,892 | 11,600 Direct | — | Acquired | |
| May 22, 2014 | XOMA | A | 8,400 | — | — | 21,268 Direct | +65.28% | Acquired | |
| Nov. 13, 2013 | XOMA | M | 4,498 | — | — | 1,102 Direct | -80.32% | Disposed | |
| Nov. 13, 2013 | XOMA | M | 4,498 | — | — | 12,868 Direct | +53.74% | Acquired | |
| May 13, 2008 | XOMA | A | 25,000 | — | — | 25,000 Direct | — | Acquired | |
| Feb. 21, 2008 | XOMA | A | 40,000 | — | — | 40,000 Direct | — | Acquired | |
| Feb. 21, 2008 | XOMA | A | 40,000 | — | — | 40,000 Direct | — | Acquired | |
| May 22, 2007 | XOMA | A | 12,000 | — | — | 12,000 Direct | — | Acquired | |
| May 23, 2006 | XOMA | A | 10,000 | — | — | 10,000 Direct | — | Acquired | |
| May 19, 2005 | XOMA | A | 10,000 | — | — | 10,000 Direct | — | Acquired | |
| May 19, 2004 | XOMA | A | 10,000 | — | — | 10,000 Direct | — | Acquired | |
| May 10, 2004 | XOMA | M | 1,000 | $3.38 | $3,380 | 16,069 Direct | +6.64% | Acquired | |
| May 10, 2004 | XOMA | M | 1,000 | $3.38 | $3,380 | 0 Direct | -100.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 28, 2015 | XOMA | Restricted Stock Units | Common Shares (2,800) | $0.00 | May 28, 2016 | 2,800 | Disposed |
| May 28, 2015 | XOMA | Restricted Stock Units | Common Shares (2,800) | $0.00 | May 28, 2015 | 2,800 | Disposed |
| May 21, 2015 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (36,873) | $3.39 | May 21, 2025 | 36,873 | Acquired |
| Nov. 13, 2014 | XOMA | Restricted Stock Units | Common Shares (4,498) | — | — | 4,498 | Disposed |
| Sept. 12, 2014 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (7,000) | $4.73 | Sept. 12, 2024 | 7,000 | Acquired |
| May 28, 2014 | XOMA | Restricted Stock Units | Common Shares (2,800) | $0.00 | May 28, 2016 | 2,800 | Disposed |
| May 28, 2014 | XOMA | Restricted Stock Units | Common Shares (2,800) | $0.00 | May 28, 2015 | 2,800 | Disposed |
| May 22, 2014 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (11,600) | $3.87 | May 22, 2024 | 11,600 | Acquired |
| Nov. 13, 2013 | XOMA | Restricted Stock Units | Common Shares (4,498) | — | May 28, 2015 | 4,498 | Disposed |
| May 13, 2008 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (25,000) | $2.10 | May 13, 2018 | 25,000 | Acquired |
| Feb. 21, 2008 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (40,000) | $2.71 | Feb. 21, 2018 | 40,000 | Acquired |
| Feb. 21, 2008 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (40,000) | $2.71 | Feb. 21, 2018 | 40,000 | Acquired |
| May 22, 2007 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (12,000) | $3.42 | May 22, 2017 | 12,000 | Acquired |
| May 23, 2006 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (10,000) | $1.70 | May 23, 2016 | 10,000 | Acquired |
| May 19, 2005 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (10,000) | $1.41 | May 19, 2015 | 10,000 | Acquired |
| May 19, 2004 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (10,000) | $3.84 | May 19, 2014 | 10,000 | Acquired |
| May 10, 2004 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (1,000) | $3.38 | May 12, 2004 | 1,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).