William M Ashbaugh

CIK 1182922 · View on SEC EDGAR ↗

Insider

First SEC filing: March 7, 2013 · Latest: March 7, 2013

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 70 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

70 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 15, 2016 CSWC P 5,000 — — 44,513 Direct +12.65% Acquired (price as of 2026-08-20)
May 26, 2015 CSWC S 3,433 $51.03 $175,186 11,000 Direct -23.79% Disposed 31.9% (price as of 2026-08-20)
May 22, 2015 CSWC S 650 $51.05 $33,182 11,000 Direct -5.58% Disposed 31.9% (price as of 2026-08-20)
May 21, 2015 CSWC S 9,809 $51.11 $501,338 11,000 Direct -47.14% Disposed 31.7% (price as of 2026-08-20)
May 21, 2015 CSWC S 9,809 $51.11 $501,338 11,000 Direct -47.14% Disposed 31.7% (price as of 2026-08-20)
May 20, 2015 CSWC S 4,108 $51.53 $211,685 11,000 Direct -27.19% Disposed 30.6% (price as of 2026-08-20)
May 20, 2015 CSWC S 4,108 $51.53 $211,685 11,000 Direct -27.19% Disposed 30.6% (price as of 2026-08-20)
March 20, 2015 CSWC S 2,000 $48.34 $96,680 11,000 Direct -15.38% Disposed 39.2% (price as of 2026-08-20)
March 20, 2015 CSWC S 1,700 $48.34 $82,178 11,000 Direct -13.39% Disposed 39.2% (price as of 2026-08-20)
March 19, 2015 CSWC S 1,000 $48.66 $48,660 11,000 Direct -8.33% Disposed 38.3% (price as of 2026-08-20)
March 19, 2015 CSWC S 17,300 $48.19 $833,687 12,000 Direct -59.04% Disposed 39.7% (price as of 2026-08-20)
June 12, 2013 CSWC S 384 $139.65 $53,626 1,750 Direct -17.99% Disposed 92.8% (price as of 2026-08-20)
June 11, 2013 CSWC S 1,094 $138.47 $151,486 1,750 Direct -38.47% Disposed 94.4% (price as of 2026-08-20)
June 10, 2013 CSWC S 1,000 $138.24 $138,240 1,750 Direct -36.36% Disposed 94.8% (price as of 2026-08-20)
June 10, 2013 CSWC S 200 $138.24 $27,648 1,750 Direct -10.26% Disposed 94.8% (price as of 2026-08-20)
June 10, 2013 CSWC S 22 $139.20 $3,062 1,750 Direct -1.24% Disposed 93.4% (price as of 2026-08-20)
June 7, 2013 CSWC S 400 $140.23 $56,092 1,750 Direct -18.60% Disposed 92.0% (price as of 2026-08-20)
June 6, 2013 CSWC S 1,400 $140.93 $197,302 1,750 Direct -44.44% Disposed 91.0% (price as of 2026-08-20)
March 5, 2013 CSWC S 2,000 $123.79 $247,580 1,750 Direct -53.33% Disposed 117.5% (price as of 2026-08-20)
March 4, 2013 CSWC S 1,000 $124.08 $124,080 1,750 Direct -36.36% Disposed 117.0% (price as of 2026-08-20)
Dec. 18, 2012 CSWC S 718 $107.57 $77,235 1,500 Direct -32.37% Disposed 150.3% (price as of 2026-08-20)
Dec. 17, 2012 CSWC S 2,500 $105.99 $264,975 2,218 Direct -52.99% Disposed 154.0% (price as of 2026-08-20)
Dec. 14, 2012 CSWC S 1,000 $105.77 $105,770 4,718 Direct -17.49% Disposed 154.6% (price as of 2026-08-20)
June 19, 2012 CSWC S 3,808 $101.00 $384,608 5,718 Direct -39.97% Disposed 166.6% (price as of 2026-08-20)
June 18, 2012 CSWC S 1,692 $101.30 $171,400 9,526 Direct -15.08% Disposed 165.8% (price as of 2026-08-20)
June 15, 2012 CSWC S 500 $102.74 $51,370 11,218 Direct -4.27% Disposed 162.1% (price as of 2026-08-20)
Aug. 4, 2011 CSWC S 1,500 $94.00 $141,000 500 Direct -75.00% Disposed 186.4% (price as of 2026-08-20)
Aug. 18, 2010 CSWC S 782 $91.56 $71,600 0 Direct -100.00% Disposed 194.1% (price as of 2026-08-20)
June 6, 2008 CSWC P 250 $117.50 $29,375 500 Direct +100.00% Acquired 129.1% (price as of 2026-08-20)
June 6, 2008 CSWC P 250 $118.00 $29,500 250 Direct — Acquired 128.2% (price as of 2026-08-20)

Showing latest 100 of 119 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 21, 2016 CSWC Non-qualified Stock Option Common Stock (1,991) $7.36 May 15, 2016 1,991 Disposed
March 21, 2016 CSWC Incentive Stock Option Common Stock (3,983) $7.36 May 15, 2016 3,983 Disposed
Oct. 14, 2015 CSWC Incentive Stock Option Common Stock (17) — May 15, 2016 17 Disposed
Oct. 14, 2015 CSWC Non-qualified Stock Option Common Stock (9) — May 15, 2016 9 Disposed
Oct. 14, 2015 CSWC Incentive Stock Option Common Stock (82) — March 22, 2020 82 Disposed
May 26, 2015 CSWC Incentive Stock Options Common Stock (3,433) $19.18 Oct. 19, 2019 3,433 Disposed
May 22, 2015 CSWC Incentive Stock Options Common Stock (650) $19.18 Oct. 19, 2019 650 Disposed
May 21, 2015 CSWC Incentive Stock Options Common Stock $19.18 Oct. 19, 2019 3,917 Disposed
May 21, 2015 CSWC Incentive Stock Option Common Stock $23.37 May 15, 2016 5,892 Disposed
May 21, 2015 CSWC Incentive Stock Options Common Stock (1,917) $19.18 Oct. 19, 2019 1,917 Disposed
May 21, 2015 CSWC Incentive Stock Option Common Stock (7,892) $23.37 May 15, 2016 7,892 Disposed
May 20, 2015 CSWC Incentive Stock Option Common Stock $23.37 May 15, 2016 2,108 Disposed
May 20, 2015 CSWC Non-qualified Stock Option Common Stock $23.37 May 15, 2016 2,000 Disposed
May 20, 2015 CSWC Incentive Stock Option Common Stock (108) $23.37 May 15, 2016 108 Disposed
May 20, 2015 CSWC Non-qualified Stock Option Common Stock (4,000) $23.37 May 15, 2016 4,000 Disposed
March 20, 2015 CSWC Non-qualified Stock Option Common Stock (2,000) $23.37 May 15, 2016 2,000 Disposed
March 20, 2015 CSWC Non-qualified Stock Option Common Stock (1,700) $29.68 July 21, 2018 1,700 Disposed
March 19, 2015 CSWC Non-qualified Stock Option Common Stock (18,300) $29.68 July 21, 2018 18,300 Disposed
June 12, 2013 CSWC Non-Qualifying Stock Option [F1] Common Stock (384) $93.49 May 15, 2017 384 Acquired
June 11, 2013 CSWC Non-Qualifying Stock Option [F1] Common Stock (1,094) $93.49 May 15, 2017 1,094 Acquired
June 10, 2013 CSWC Non-Qualifying Stock Option [F1] Common Stock (1,000) $93.49 May 15, 2017 1,000 Acquired
June 10, 2013 CSWC Incentive Stock Option [F2] Common Stock (200) $93.49 May 15, 2016 200 Acquired
June 10, 2013 CSWC Non-Qualifying Stock Option [F1] Common Stock (22) $93.49 May 15, 2017 22 Acquired
June 7, 2013 CSWC Incentive Stock Option [F1] Common Stock (400) $93.49 May 15, 2016 400 Acquired
June 6, 2013 CSWC Incentive Stock Option [F1] Common Stock (1,400) $93.49 May 15, 2016 1,400 Acquired
March 5, 2013 CSWC Non-Qualifying Stock Option [F1] Common Stock (2,000) $93.49 May 15, 2017 2,000 Acquired
March 4, 2013 CSWC Incentive Stock Option [F1] Common Stock (1,000) $76.74 Oct. 19, 2019 1,000 Acquired
May 18, 2012 CSWC Incentive Stock Option [F2] Common Stock (2,000) $76.74 Oct. 19, 2019 2,000 Acquired
May 18, 2012 CSWC Incentive Stock Option [F1] Common Stock (4,000) $93.49 May 15, 2016 4,000 Acquired
Aug. 4, 2011 CSWC Incentive Stock Option [F1] Common Stock (1,500) $65.70 Aug. 28, 2011 1,500 Acquired
Dec. 22, 2010 CSWC Incentive Stock Option [F1] Common Stock (6,718) $65.70 Aug. 28, 2011 5,218 Acquired
Aug. 18, 2010 CSWC Incentive Stock Option [F2] Common Stock (7,500) $65.70 Aug. 28, 2011 782 Acquired
March 22, 2010 CSWC Incentive Stock Option [F1] Common Stock $95.79 March 22, 2020 5,000 Acquired
Oct. 19, 2009 CSWC Incentive Stock Option [F1] Common Stock $76.74 Oct. 19, 2019 5,000 Acquired
July 21, 2008 CSWC Non-qualified Stock Option [F1] Common Stock $118.70 July 21, 2018 5,000 Acquired
May 10, 2007 CSWC Incentive Stock Option [F1] Common Stock (9,500) $65.70 Aug. 27, 2011 2,000 Disposed
Dec. 14, 2006 CSWC Incentive Stock Option [F1] Common Stock (13,000) $65.70 Aug. 27, 2011 3,500 Disposed
Nov. 28, 2006 CSWC Incentive Stock Option [F1] Common Stock (15,000) $65.70 Aug. 27, 2011 1,000 Disposed
Nov. 28, 2006 CSWC Incentive Stock Option [F1] Common Stock (15,000) $65.70 Aug. 27, 2011 1,000 Disposed
May 15, 2006 CSWC Non-qualified Stock Option [F2] Common Stock (10,000) $93.49 May 15, 2016 10,000 Acquired
May 15, 2006 CSWC Incentive Stock Option [F1] Common Stock (5,000) $93.49 May 15, 2016 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CSWC

President
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 — — — — — — — —
2011 — — — — — — — —
2010 — — — — — — — —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.