Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 16, 2021 AWK A 743 · · 1,644 Direct +82.46% Acquired (price as of 2026-10-02)
Jan. 22, 2021 AWK A 1,370 · · 1,370 Direct · Acquired (price as of 2026-10-02)
Jan. 22, 2021 AWK F 469 $160.91 $75,467 901 Direct -34.23% Disposed -19.1% (price as of 2026-10-02)
Feb. 17, 2015 AWK A 5,942 · · 5,942 Direct · Acquired (price as of 2026-10-02)
Feb. 17, 2015 AWK A 907 · · 907 Direct · Acquired (price as of 2026-10-02)
Feb. 17, 2015 AWK A 700 · · 2,773 Direct +33.77% Acquired (price as of 2026-10-02)
Jan. 16, 2015 AWK M 693 · · 1,917 Direct +56.62% Acquired (price as of 2026-10-02)
Jan. 16, 2015 AWK A 781 · · 2,698 Direct +40.74% Acquired (price as of 2026-10-02)
Jan. 16, 2015 AWK F 625 $55.71 $34,819 2,073 Direct -23.17% Disposed 133.8% (price as of 2026-10-02)
Jan. 16, 2015 AWK A 297 · · 693 Direct +75.00% Acquired (price as of 2026-10-02)
Jan. 16, 2015 AWK M 693 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Jan. 1, 2015 AWK F 155 $53.30 $8,262 1,224 Direct -11.24% Disposed 144.4% (price as of 2026-10-02)
Feb. 20, 2014 AWK A 6,716 · · 6,716 Direct · Acquired (price as of 2026-10-02)
Feb. 20, 2014 AWK A 1,153 · · 1,153 Direct · Acquired (price as of 2026-10-02)
Feb. 20, 2014 AWK A 817 · · 1,379 Direct +145.37% Acquired (price as of 2026-10-02)
Jan. 22, 2014 AWK M 261 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Jan. 22, 2014 AWK A 111 · · 261 Direct +74.00% Acquired (price as of 2026-10-02)
Jan. 22, 2014 AWK F 239 $42.11 $10,064 602 Direct -28.42% Disposed 209.3% (price as of 2026-10-02)
Jan. 22, 2014 AWK A 299 · · 841 Direct +55.17% Acquired (price as of 2026-10-02)
Jan. 22, 2014 AWK M 261 · · 542 Direct +92.88% Acquired (price as of 2026-10-02)
Jan. 1, 2014 AWK F 40 $42.26 $1,690 562 Direct -6.64% Disposed 208.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 17, 2015 AWK Employee Stock Option (right to buy) Common Stock (5,942) $52.75 Dec. 31, 2021 5,942 Acquired
Feb. 17, 2015 AWK Performance Stock Unit Common Stock (907) · Dec. 31, 2017 907 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (297) · Dec. 31, 2014 297 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (693) · Dec. 31, 2014 693 Disposed
Feb. 20, 2014 AWK Employee Stock Option (right to buy) Common Stock (6,716) $44.06 Dec. 31, 2020 6,716 Acquired
Feb. 20, 2014 AWK Performance Stock Unit Common Stock (1,153) · Dec. 31, 2016 1,153 Acquired
Jan. 22, 2014 AWK Performance Stock Units Common Stock (261) · Dec. 31, 2013 261 Disposed
Jan. 22, 2014 AWK Performance Stock Units Common Stock (111) · Dec. 31, 2013 111 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 24, 2013 AWK Common Stock · Direct
Sept. 24, 2013 AWK Employee Stock Option (right to buy)→ Common Stock (436) 436 Direct
Sept. 24, 2013 AWK Employee Stock Option (right to buy)→ Common Stock (2,417) 2,417 Direct
Sept. 24, 2013 AWK Employee Stock Option (right to buy)→ Common Stock (1,876) 1,876 Direct
Sept. 24, 2013 AWK Performance Stock Unit→ Common Stock (150) 150 Direct
Sept. 24, 2013 AWK Performance Stock Unit→ Common Stock (396) 396 Direct
Sept. 24, 2013 AWK Performance Stock Unit→ Common Stock (415) 415 Direct