William M Wardell

Insider

First SEC filing: Feb. 14, 2006 · Latest: Feb. 14, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

CAPS buying Jan. 14, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 1, 2012	CAPS	A	10,000	—	—	145,000 Direct	+7.41%	Acquired	(price as of 2026-08-21)
Jan. 1, 2012	CAPS	A	10,000	—	—	145,702 Direct	+7.37%	Acquired	(price as of 2026-08-21)
Jan. 14, 2011	CAPS	P	4,300	$0.64	$2,752	150,702 Direct	+2.94%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 12, 2011	CAPS	P	2,700	$0.56	$1,512	146,402 Direct	+1.88%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 11, 2011	CAPS	P	26,500	$0.59	$15,635	143,702 Direct	+22.61%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 1, 2011	CAPS	A	10,000	—	—	125,000 Direct	+8.70%	Acquired	(price as of 2026-08-21)
May 21, 2010	CAPS	A	15,000	—	—	117,202 Direct	+14.68%	Acquired	(price as of 2026-08-21)
Jan. 13, 2010	CAPS	A	7,660	$0.92	$7,047	102,202 Direct	+8.10%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 11, 2010	CAPS	A	10,000	$0.92	$9,200	94,542 Direct	+11.83%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 1, 2010	CAPS	A	10,000	—	—	100,000 Direct	+11.11%	Acquired	(price as of 2026-08-21)
May 8, 2009	CAPS	A	10,000	$0.42	$4,200	90,000 Direct	+12.50%	Acquired	-100.0% (price as of 2026-08-21)
May 8, 2009	CAPS	A	25,000	$0.70	$17,500	80,000 Direct	+45.45%	Acquired	-100.0% (price as of 2026-08-21)
April 30, 2009	CAPS	P	7,000	$0.72	$5,040	84,542 Direct	+9.03%	Acquired	-100.0% (price as of 2026-08-21)
April 27, 2009	CAPS	P	8,000	$0.72	$5,760	77,542 Direct	+11.50%	Acquired	-100.0% (price as of 2026-08-21)
Sept. 23, 2008	CAPS	P	10,850	$0.90	$9,765	69,542 Direct	+18.49%	Acquired	-100.0% (price as of 2026-08-21)
March 18, 2008	CAPS	P	18,000	$0.89	$16,020	58,692 Direct	+44.23%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 1, 2008	CAPS	A	10,000	—	—	55,000 Direct	+22.22%	Acquired	(price as of 2026-08-21)
Jan. 1, 2008	CAPS	A	18,519	—	—	40,692 Direct	+83.52%	Acquired	(price as of 2026-08-21)
Jan. 1, 2007	CAPS	A	10,000	—	—	45,000 Direct	+28.57%	Acquired	(price as of 2026-08-21)
Jan. 1, 2007	CAPS	A	17,483	—	—	22,173 Direct	+372.77%	Acquired	(price as of 2026-08-21)
May 12, 2006	CAPS	A	25,000	—	—	35,000 Direct	+250.00%	Acquired	(price as of 2026-08-21)
May 12, 2006	CAPS	A	4,690	—	—	4,690 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 11, 2006	CAPS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 1, 2012	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.26	Jan. 1, 2022	10,000	Acquired
Jan. 1, 2011	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.58	Jan. 1, 2021	10,000	Acquired
May 21, 2010	CAPS	Stock Option (Right to Buy)	Common Stock (15,000)	$0.82	May 21, 2020	15,000	Acquired
Jan. 1, 2010	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.72	Jan. 1, 2020	10,000	Acquired
May 8, 2009	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.42	Jan. 1, 2019	10,000	Acquired
May 8, 2009	CAPS	Stock Option (Right to Buy)	Common Stock (25,000)	$0.70	Oct. 30, 2018	25,000	Acquired
Jan. 1, 2008	CAPS	Stock Options (Right to Buy)	Common Stock (10,000)	$1.35	Jan. 1, 2018	10,000	Acquired
Jan. 1, 2007	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$1.43	Jan. 1, 2017	10,000	Acquired
May 12, 2006	CAPS	Stock Option (Right to Buy)	Common Stock (25,000)	$1.75	May 12, 2016	25,000	Acquired
Feb. 11, 2006	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$5.33	Feb. 11, 2016	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 14, 2006	CAPS	No securities beneficially owned	0	Direct