William R Brody MD PHD

CIK 1145157 · View on SEC EDGAR ↗

Insider

First SEC filing: March 8, 2007 · Latest: March 8, 2007

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 59 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 31, 2015 IBM A 468 $160.50 $75,114 13,774 Direct +3.52% Acquired 52.2% (price as of 2026-08-21)
Dec. 31, 2014 IBM A 390 $160.44 $62,572 13,215 Direct +3.04% Acquired 52.3% (price as of 2026-08-21)
Sept. 30, 2014 IBM A 330 $189.83 $62,644 12,738 Direct +2.66% Acquired 28.7% (price as of 2026-08-21)
June 30, 2014 IBM A 345 $181.27 $62,538 12,338 Direct +2.88% Acquired 34.8% (price as of 2026-08-21)
March 31, 2014 IBM A 325 $192.49 $62,559 11,922 Direct +2.80% Acquired 26.9% (price as of 2026-08-21)
Dec. 31, 2013 IBM A 335 $187.04 $62,658 11,538 Direct +2.99% Acquired 30.6% (price as of 2026-08-21)
Sept. 30, 2013 IBM A 337 $185.56 $62,534 11,144 Direct +3.12% Acquired 31.7% (price as of 2026-08-21)
June 30, 2013 IBM A 329 $190.54 $62,688 10,753 Direct +3.16% Acquired 28.2% (price as of 2026-08-21)
March 31, 2013 IBM A 296 $211.59 $62,631 10,377 Direct +2.94% Acquired 15.5% (price as of 2026-08-21)
Dec. 31, 2012 IBM A 329 $190.27 $62,599 10,041 Direct +3.39% Acquired 28.4% (price as of 2026-08-21)
Sept. 30, 2012 IBM A 303 $206.82 $62,666 9,670 Direct +3.23% Acquired 18.1% (price as of 2026-08-21)
June 30, 2012 IBM A 322 $194.12 $62,507 9,328 Direct +3.58% Acquired 25.9% (price as of 2026-08-21)
March 31, 2012 IBM A 300 $208.59 $62,577 8,967 Direct +3.46% Acquired 17.1% (price as of 2026-08-21)
Dec. 31, 2011 IBM A 338 $185.14 $62,577 8,635 Direct +4.07% Acquired 32.0% (price as of 2026-08-21)
Sept. 30, 2011 IBM A 355 $176.51 $62,661 8,265 Direct +4.49% Acquired 38.4% (price as of 2026-08-21)
June 30, 2011 IBM A 365 $171.60 $62,634 7,875 Direct +4.86% Acquired 42.4% (price as of 2026-08-21)
March 31, 2011 IBM A 383 $163.56 $62,643 7,477 Direct +5.40% Acquired 49.4% (price as of 2026-08-21)
Dec. 31, 2010 IBM A 427 $146.51 $62,560 7,066 Direct +6.43% Acquired 66.8% (price as of 2026-08-21)
Sept. 30, 2010 IBM A 464 $134.90 $62,594 6,610 Direct +7.55% Acquired 81.1% (price as of 2026-08-21)
June 30, 2010 IBM A 504 $124.11 $62,551 6,115 Direct +8.98% Acquired 96.9% (price as of 2026-08-21)
March 31, 2010 IBM A 488 $128.21 $62,566 5,583 Direct +9.58% Acquired 90.6% (price as of 2026-08-21)
Dec. 31, 2009 IBM A 475 $131.84 $62,624 5,074 Direct +10.33% Acquired 85.3% (price as of 2026-08-21)
Sept. 30, 2009 IBM A 527 $118.78 $62,597 4,580 Direct +13.00% Acquired 105.7% (price as of 2026-08-21)
June 30, 2009 IBM A 596 $104.93 $62,538 4,035 Direct +17.33% Acquired 132.8% (price as of 2026-08-21)
March 31, 2009 IBM A 646 $96.76 $62,507 3,422 Direct +23.27% Acquired 152.5% (price as of 2026-08-21)
Dec. 31, 2008 IBM A 693 $84.28 $58,406 2,760 Direct +33.53% Acquired 189.9% (price as of 2026-08-21)
Sept. 30, 2008 IBM A 438 $114.39 $50,103 2,055 Direct +27.09% Acquired 113.6% (price as of 2026-08-21)
June 30, 2008 IBM A 420 $119.18 $50,056 1,611 Direct +35.26% Acquired 105.0% (price as of 2026-08-21)
March 31, 2008 IBM A 437 $114.60 $50,080 1,187 Direct +58.27% Acquired 113.2% (price as of 2026-08-21)
Dec. 31, 2007 IBM A 459 $108.96 $50,013 748 Direct +158.82% Acquired 124.2% (price as of 2026-08-21)
Sept. 30, 2007 IBM A 288 $117.78 $33,921 288 Direct — Acquired 107.4% (price as of 2026-08-21)
March 2, 2007 64908 D 5,902 — — 0 Direct -100.00% Disposed
March 2, 2007 64908 D 3,975 — — 0 Direct -100.00% Disposed
Dec. 29, 2006 64908 A 26 $46.79 $1,217 4,318 Direct +0.61% Acquired
Dec. 29, 2006 64908 A 9 $46.79 $421 1,575 Direct +0.57% Acquired
Sept. 30, 2006 64908 A 33 $36.27 $1,197 4,292 Direct +0.77% Acquired
Sept. 30, 2006 64908 A 12 $36.27 $435 1,566 Direct +0.77% Acquired
June 30, 2006 64908 A 12 $35.67 $428 1,554 Direct +0.78% Acquired
June 30, 2006 64908 A 33 $35.67 $1,177 4,259 Direct +0.78% Acquired
June 30, 2006 64908 A 12 $35.67 $428 1,554 Direct -0.77% Disposed
March 31, 2006 64908 A 10 $38.45 $384 1,542 Direct +0.65% Acquired
March 31, 2006 64908 A 28 $38.45 $1,077 4,226 Direct +0.67% Acquired
Jan. 1, 2006 64908 A 500 — — 3,150 Direct +18.87% Acquired
Dec. 31, 2005 64908 A 3 $53.88 $162 397 Direct +0.76% Acquired
Dec. 31, 2005 64908 A 20 $53.88 $1,078 2,799 Direct +0.72% Acquired
Sept. 30, 2005 64908 A 3 $53.88 $162 394 Direct +0.77% Acquired
Sept. 30, 2005 64908 A 19 $53.88 $1,024 2,780 Direct +0.69% Acquired
June 30, 2005 64908 A 3 $51.53 $155 391 Direct +0.77% Acquired
June 30, 2005 64908 A 20 $51.53 $1,031 2,760 Direct +0.73% Acquired
June 1, 2005 64908 A 500 — — 2,650 Direct +23.26% Acquired
March 31, 2005 64908 A 3 $50.86 $153 388 Direct +0.78% Acquired
March 31, 2005 64908 A 19 $50.86 $966 2,740 Direct +0.70% Acquired
Dec. 31, 2004 64908 A 18 $52.20 $940 2,721 Direct +0.67% Acquired
Dec. 31, 2004 64908 A 386 $52.20 $20,149 386 Direct — Acquired
Sept. 30, 2004 64908 A 20 $47.96 $959 2,703 Direct +0.75% Acquired
June 30, 2004 64908 A 20 $46.82 $936 2,683 Direct +0.75% Acquired
March 31, 2004 64908 A 20 $42.93 $859 2,663 Direct +0.76% Acquired
Dec. 31, 2003 64908 A 455 $45.58 $20,739 2,643 Direct +20.80% Acquired
Sept. 30, 2003 64908 A 18 $40.00 $720 2,188 Direct +0.83% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 31, 2015 IBM Promised Fee Share Common Stock (468) — — 468 Acquired
Dec. 31, 2014 IBM Promised Fee Share Common Stock (390) — — 390 Acquired
Sept. 30, 2014 IBM Promised Fee Share Common Stock (330) — — 330 Acquired
June 30, 2014 IBM Promised Fee Share Common Stock (345) — — 345 Acquired
March 31, 2014 IBM Promised Fee Share Common Stock (325) — — 325 Acquired
Dec. 31, 2013 IBM Promised Fee Share Common Stock (335) — — 335 Acquired
Sept. 30, 2013 IBM Promised Fee Share Common Stock (337) — — 337 Acquired
June 30, 2013 IBM Promised Fee Share Common Stock (329) — — 329 Acquired
March 31, 2013 IBM Promised Fee Share Common Stock (296) — — 296 Acquired
Dec. 31, 2012 IBM Promised Fee Share Common Stock (329) — — 329 Acquired
Sept. 30, 2012 IBM Promised Fee Share Common Stock (303) — — 303 Acquired
June 30, 2012 IBM Promised Fee Share Common Stock (322) — — 322 Acquired
March 31, 2012 IBM Promised Fee Share Common Stock (300) — — 300 Acquired
Dec. 31, 2011 IBM Promised Fee Share Common Stock (338) — — 338 Acquired
Sept. 30, 2011 IBM Promised Fee Share Common Stock (355) — — 355 Acquired
June 30, 2011 IBM Promised Fee Share Common Stock (365) — — 365 Acquired
March 31, 2011 IBM Promised Fee Share Common Stock (383) — — 383 Acquired
Dec. 31, 2010 IBM Promised Fee Share Common Stock (427) — — 427 Acquired
Sept. 30, 2010 IBM Promised Fee Share Common Stock (464) — — 464 Acquired
June 30, 2010 IBM Promised Fee Share Common Stock (504) — — 504 Acquired
March 31, 2010 IBM Promised Fee Share Common Stock (488) — — 488 Acquired
Dec. 31, 2009 IBM Promised Fee Share Common Stock (475) — — 475 Acquired
Sept. 30, 2009 IBM Promised Fee Share Common Stock (527) — — 527 Acquired
June 30, 2009 IBM Promised Fee Share Common Stock (596) — — 596 Acquired
March 31, 2009 IBM Promised Fee Share Common Stock (646) — — 646 Acquired
Dec. 31, 2008 IBM Promised Fee Share Common Stock (693) — — 693 Acquired
Sept. 30, 2008 IBM Promised Fee Share Common Stock (438) — — 438 Acquired
June 30, 2008 IBM Promised Fee Share Common Stock (420) — — 420 Acquired
March 31, 2008 IBM Promised Fee Share Common Stock (437) — — 437 Acquired
Dec. 31, 2007 IBM Promised Fee Share Common Stock (459) — — 459 Acquired
Sept. 30, 2007 IBM Promised Fee Share Common Stock (288) — — 288 Acquired
March 2, 2007 64908 Phantom Stock Units Common Stock (5,902) — March 2, 2007 5,902 Disposed
Dec. 29, 2006 64908 Phantom Stock Units Common Stock (26) — — 26 Acquired
Dec. 29, 2006 64908 Phantom Stock Units Common Stock (9) — — 9 Acquired
Sept. 30, 2006 64908 Phantom Stock Units Common Stock (33) — — 33 Acquired
Sept. 30, 2006 64908 Phantom Stock Units Common Stock (12) — — 12 Acquired
June 30, 2006 64908 Phantom Stock Units Common Stock (12) — — 12 Acquired
June 30, 2006 64908 Phantom Stock Units Common Stock (33) — — 33 Acquired
June 30, 2006 64908 Phantom Stock Units Common Stock (12) — — 12 Disposed
March 31, 2006 64908 Phantom Stock Units Common Stock (10) — — 10 Acquired
March 31, 2006 64908 Phantom Stock Units Common Stock (28) — — 28 Acquired
Dec. 31, 2005 64908 Phantom Stock Units Common Stock (3) — — 3 Acquired
Dec. 31, 2005 64908 Phantom Stock Units Common Stock (20) — — 20 Acquired
Sept. 30, 2005 64908 Phantom Stock Units Common Stock (3) — — 3 Acquired
Sept. 30, 2005 64908 Phantom Stock Units Common Stock (19) — — 19 Acquired
June 30, 2005 64908 Phantom Stock Units Common Stock (3) — — 3 Acquired
June 30, 2005 64908 Phantom Stock Units Common Stock (20) — — 20 Acquired
March 31, 2005 64908 Phantom Stock Units Common Stock (3) — — 3 Acquired
March 31, 2005 64908 Phantom Stock Units Common Stock (19) — — 19 Acquired
Dec. 31, 2004 64908 Phantom Stock Units Common Stock (18) — — 18 Acquired
Dec. 31, 2004 64908 Phantom Stock Units Common Stock (386) — — 386 Acquired
Sept. 30, 2004 64908 Phantom Stock Units Common Stock (0) — — 20 Acquired
June 30, 2004 64908 Phantom Stock Units Common Stock (0) — Aug. 8, 1988 20 Acquired
March 31, 2004 64908 Phantom Stock Units Common Stock (0) — Aug. 8, 1988 20 Acquired
Dec. 31, 2003 64908 Phantom Stock Units Common Stock (0) — Aug. 8, 1988 455 Acquired
Sept. 30, 2003 64908 Phanton Stock Units C ommon Stock (0) — Aug. 8, 1988 18 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 1, 2007 IBM No securities beneficially owned 0 Direct