William R Hardcastle JR

Insider

First SEC filing: May 2, 2014 · Latest: May 2, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

WHG selling Oct. 27, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 23, 2012	WHG	F	1,700	$39.38	$66,946	59,500 Direct	-2.78%	Disposed	-49.7% (price as of 2026-08-21)
Feb. 23, 2012	WHG	A	5,500	—	—	61,200 Direct	+9.87%	Acquired	(price as of 2026-08-21)
Jan. 4, 2012	WHG	G	100	—	—	200 Indirect	+100.00%	Acquired	(price as of 2026-08-21)
Jan. 4, 2012	WHG	G	100	—	—	200 Indirect	+100.00%	Acquired	(price as of 2026-08-21)
Jan. 4, 2012	WHG	G	300	—	—	55,700 Direct	-0.54%	Disposed	(price as of 2026-08-21)
Oct. 27, 2011	WHG	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 27, 2011	WHG	S	5,000	$38.01	$190,050	56,000 Direct	-8.20%	Disposed	-47.9% (price as of 2026-08-21)
Oct. 27, 2011	WHG	M	5,000	$12.90	$64,500	61,000 Direct	+8.93%	Acquired	53.5% (price as of 2026-08-21)
July 1, 2011	WHG	F	350	$38.30	$13,405	56,000 Direct	-0.62%	Disposed	-48.3% (price as of 2026-08-21)
Feb. 23, 2011	WHG	F	1,375	$36.95	$50,806	56,350 Direct	-2.38%	Disposed	-46.4% (price as of 2026-08-21)
Feb. 23, 2011	WHG	A	5,500	—	—	57,725 Direct	+10.53%	Acquired	(price as of 2026-08-21)
July 1, 2010	WHG	F	925	$35.12	$32,486	52,225 Direct	-1.74%	Disposed	-43.6% (price as of 2026-08-21)
Feb. 24, 2010	WHG	A	6,000	—	—	53,150 Direct	+12.73%	Acquired	(price as of 2026-08-21)
Feb. 23, 2010	WHG	F	850	$38.61	$32,818	47,150 Direct	-1.77%	Disposed	-48.7% (price as of 2026-08-21)
July 1, 2009	WHG	F	2,100	$41.89	$87,969	48,000 Direct	-4.19%	Disposed	-52.7% (price as of 2026-08-21)
May 21, 2009	WHG	G	100	—	—	50,100 Direct	-0.20%	Disposed	(price as of 2026-08-21)
May 11, 2009	WHG	S	1,200	$39.93	$47,916	50,200 Direct	-2.33%	Disposed	-50.4% (price as of 2026-08-21)
May 8, 2009	WHG	S	2,800	$40.17	$112,476	51,400 Direct	-5.17%	Disposed	-50.7% (price as of 2026-08-21)
May 8, 2009	WHG	S	1,000	$39.52	$39,520	54,200 Direct	-1.81%	Disposed	-49.9% (price as of 2026-08-21)
Feb. 5, 2009	WHG	A	7,000	—	—	55,200 Direct	+14.52%	Acquired	(price as of 2026-08-21)
July 1, 2008	WHG	F	2,500	$41.66	$104,150	48,200 Direct	-4.93%	Disposed	-52.5% (price as of 2026-08-21)
Feb. 27, 2008	WHG	A	5,500	—	—	50,700 Direct	+12.17%	Acquired	(price as of 2026-08-21)
July 26, 2007	WHG	A	6,000	—	—	45,200 Direct	+15.31%	Acquired	(price as of 2026-08-21)
July 1, 2007	WHG	F	3,000	$34.16	$102,480	39,200 Direct	-7.11%	Disposed	-42.0% (price as of 2026-08-21)
July 27, 2006	WHG	A	8,000	—	—	42,200 Direct	+23.39%	Acquired	(price as of 2026-08-21)
July 26, 2005	WHG	A	12,500	—	—	34,200 Direct	+57.60%	Acquired	(price as of 2026-08-21)
July 27, 2004	WHG	A	11,000	—	—	21,700 Direct	+102.80%	Acquired	(price as of 2026-08-21)
July 29, 2003	WHG	A	10,000	—	—	10,700 Direct	+1428.57%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 27, 2011	WHG	stock option	common stock (5,000)	$12.90	July 2, 2012	5,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 2, 2014	WHG	common stock	46,880	Direct
May 2, 2014	WHG	common stock	200	Indirect
May 2, 2014	WHG	common stock	200	Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

WHG

CFO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2006	$152,500	$90,000	$175,083	—	—	—	$22,470	$443,472

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.