William R Harker

Insider

First SEC filing: May 3, 2019 · Latest: May 3, 2019

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

ALSN selling May 9, 2019

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 9, 2019	ALSN	M	10,318	—	—	10,318 Direct	—	Acquired	(price as of 2026-08-20)
May 9, 2019	ALSN	S	4,977,043	$46.70	$232,427,908	4,977,042 Indirect	-50.00%	Disposed	170.8% (price as of 2026-08-20)
May 9, 2019	ALSN	M	10,162	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 9, 2019	ALSN	M	156	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 8, 2019	ALSN	A	537	—	—	10,162 Direct	+5.58%	Acquired	(price as of 2026-08-20)
May 1, 2019	ALSN	S	75,000	$47.08	$3,531,000	9,954,085 Indirect	-0.75%	Disposed	168.6% (price as of 2026-08-20)
March 15, 2019	ALSN	A	26	—	—	156 Direct	+20.00%	Acquired	(price as of 2026-08-20)
Feb. 11, 2019	ALSN	A	491	—	—	9,625 Direct	+5.38%	Acquired	(price as of 2026-08-20)
Jan. 18, 2019	ALSN	S 10b5-1	2,030	$50.01	$101,520	10,029,085 Indirect	-0.02%	Disposed	152.9% (price as of 2026-08-20)
Nov. 30, 2018	ALSN	A	25	—	—	130 Direct	+23.81%	Acquired	(price as of 2026-08-20)
Nov. 12, 2018	ALSN	A	500	—	—	9,134 Direct	+5.79%	Acquired	(price as of 2026-08-20)
Aug. 31, 2018	ALSN	A	22	—	—	105 Direct	+26.51%	Acquired	(price as of 2026-08-20)
Aug. 10, 2018	ALSN	A	504	—	—	8,634 Direct	+6.20%	Acquired	(price as of 2026-08-20)
May 31, 2018	ALSN	A	26	—	—	83 Direct	+45.61%	Acquired	(price as of 2026-08-20)
May 10, 2018	ALSN	A	506	—	—	5,271 Direct	+10.62%	Acquired	(price as of 2026-08-20)
May 10, 2018	ALSN	A	2,859	—	—	8,130 Direct	+54.24%	Acquired	(price as of 2026-08-20)
Feb. 28, 2018	ALSN	A	16	—	—	57 Direct	+39.02%	Acquired	(price as of 2026-08-20)
Feb. 12, 2018	ALSN	A	510	—	—	4,765 Direct	+11.99%	Acquired	(price as of 2026-08-20)
Nov. 30, 2017	ALSN	A	14	—	—	41 Direct	+51.85%	Acquired	(price as of 2026-08-20)
Nov. 10, 2017	ALSN	A	490	—	—	4,255 Direct	+13.01%	Acquired	(price as of 2026-08-20)
Aug. 31, 2017	ALSN	A	15	—	—	27 Direct	+125.00%	Acquired	(price as of 2026-08-20)
Aug. 11, 2017	ALSN	A	580	—	—	3,765 Direct	+18.21%	Acquired	(price as of 2026-08-20)
May 26, 2017	ALSN	A	12	—	—	12 Direct	—	Acquired	(price as of 2026-08-20)
May 12, 2017	ALSN	A	3,185	—	—	3,185 Direct	—	Acquired	(price as of 2026-08-20)
May 12, 2017	ALSN	A	3,185	—	—	3,185 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 9, 2019	ALSN	Deferred Stock Units	Common Stock (10,162)	—	—	10,162	Disposed
May 9, 2019	ALSN	Divided Equivalents	Common Stock (156)	—	—	156	Disposed
May 8, 2019	ALSN	Deferred Stock Units [F4]	Common Stock (537)	—	—	537	Acquired
March 15, 2019	ALSN	Dividend Equivalent Rights	Common Stock (26)	—	—	26	Acquired
Feb. 11, 2019	ALSN	Deferred Stock Units [F1]	Common Stock (491)	—	—	491	Acquired
Nov. 30, 2018	ALSN	Dividend Equivalent Rights	Common Stock (25)	—	—	25	Acquired
Nov. 12, 2018	ALSN	Deferred Stock Units [F1]	Common Stock (500)	—	—	500	Acquired
Aug. 31, 2018	ALSN	Dividend Equivalent Rights	Common Stock (22)	—	—	22	Acquired
Aug. 10, 2018	ALSN	Deferred Stock Units [F1]	Common Stock (504)	—	—	504	Acquired
May 31, 2018	ALSN	Dividend Equivalent Rights	Common Stock (26)	—	—	26	Acquired
May 10, 2018	ALSN	Deferred Stock Units [F1]	Common Stock (506)	—	—	506	Acquired
May 10, 2018	ALSN	Deferred Stock Units [F4]	Common Stock (2,859)	—	—	2,859	Acquired
Feb. 28, 2018	ALSN	Dividend Equivalent Rights	Common Stock (16)	—	—	16	Acquired
Feb. 12, 2018	ALSN	Deferred Stock Units [F1]	Common Stock (510)	—	—	510	Acquired
Nov. 30, 2017	ALSN	Dividend Equivalent Rights	Common Stock (14)	—	—	14	Acquired
Nov. 10, 2017	ALSN	Deferred Stock Units [F1]	Common Stock (490)	—	—	490	Acquired
Aug. 31, 2017	ALSN	Dividend Equivalent Rights	Common Stock (15)	—	—	15	Acquired
Aug. 11, 2017	ALSN	Deferred Stock Units [F1]	Common Stock (580)	—	—	580	Acquired
May 26, 2017	ALSN	Dividend Equivalent Rights	Common Stock (12)	—	—	12	Acquired
May 12, 2017	ALSN	Deferred Stock Units [F1]	Common Stock (3,185)	—	—	3,185	Acquired
May 12, 2017	ALSN	Deferred Stock Units [F1]	Common Stock (3,185)	—	—	3,185	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).