William Spengler

CIK 1297399 · View on SEC EDGAR ↗

Insider

First SEC filing: July 3, 2008 · Latest: July 3, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 8, 2011 NAGE P 30,000 $0.60 $18,000 1,073,400 Direct +2.88% Acquired 77.5% (price as of 2026-08-19)
June 1, 2011 NAGE P 10,000 $1.38 $13,800 1,043,400 Direct +0.97% Acquired -22.8% (price as of 2026-08-19)
May 25, 2011 NAGE P 10,000 $1.40 $14,000 1,033,400 Direct +0.98% Acquired -23.9% (price as of 2026-08-19)
May 24, 2011 NAGE P 3,400 $1.35 $4,590 1,023,400 Direct +0.33% Acquired -21.1% (price as of 2026-08-19)
May 18, 2011 NAGE P 10,000 $1.45 $14,500 1,010,000 Direct +1.00% Acquired -26.6% (price as of 2026-08-19)
Dec. 18, 2008 SWBI P 10,000 $2.42 $24,200 11,200 Direct +833.33% Acquired 659.6% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 10, 2011 NAGE Employee Stock Options (right to buy) Common Stock (59,932) $1.54 May 10, 2021 59,932 Acquired
Nov. 15, 2010 NAGE Employee Stock Options (right to buy) Common Stock (941,177) $1.65 Nov. 15, 2020 941,177 Acquired
Nov. 15, 2010 NAGE Employee Stock Options (right to buy) Common Stock (1,000,000) $1.65 Nov. 15, 2020 1,000,000 Acquired
Nov. 15, 2010 NAGE Employee Stock Options (right to buy) Common Stock (58,823) $1.65 Nov. 15, 2020 58,823 Acquired
Aug. 2, 2010 SWBI Performance Rights Common Stock (43,200) — Aug. 2, 2013 43,200 Acquired
Aug. 2, 2010 SWBI Employee Stock Option (Right to Buy) Common Stock (34,900) $3.92 Aug. 2, 2020 34,900 Acquired
Sept. 18, 2009 SWBI Performance Rights Common Stock (36,800) — Sept. 18, 2012 36,800 Acquired
Sept. 18, 2009 SWBI Employee Stock Option (Right to Buy) Common Stock (36,000) $5.55 Sept. 18, 2019 36,000 Acquired
July 1, 2008 SWBI Employee Stock Options (Right to Buy) Common Stock (250,000) $5.28 July 1, 2018 250,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 3, 2008 SWBI Common Stock 1,200 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NAGE

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $220,000 $87,500 — $32,231 — — — $339,731
2010 $25,385 — $1,270,429 $1,086,300 — — $25,000 $2,407,114
2009 — — — — — — — —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.