William T Esrey

CIK 1202229 · View on SEC EDGAR ↗

Insider

First SEC filing: April 12, 2006 · Latest: April 12, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 48 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

48 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 22, 2014	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 22, 2014	GIS	S	20,000	$50.80	$1,016,000	119,037 Direct	-14.38%	Disposed	-22.6% (price as of 2026-08-21)
Sept. 22, 2014	GIS	M	20,000	$22.50	$450,000	139,037 Direct	+16.80%	Acquired	74.8% (price as of 2026-08-21)
Sept. 24, 2013	GIS	A	3,685	—	—	119,037 Direct	+3.19%	Acquired	(price as of 2026-08-21)
Aug. 21, 2013	GIS	M	20,000	$23.46	$469,200	124,912 Direct	+19.06%	Acquired	67.7% (price as of 2026-08-21)
Aug. 21, 2013	GIS	F	9,560	$49.07	$469,109	115,352 Direct	-7.65%	Disposed	-19.8% (price as of 2026-08-21)
Aug. 21, 2013	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 24, 2012	GIS	A	4,474	—	—	104,912 Direct	+4.45%	Acquired	(price as of 2026-08-21)
Sept. 13, 2012	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 13, 2012	GIS	F	10,994	$39.46	$433,823	100,438 Direct	-9.87%	Disposed	-0.3% (price as of 2026-08-21)
Sept. 13, 2012	GIS	M	20,000	$21.69	$433,800	111,432 Direct	+21.87%	Acquired	81.3% (price as of 2026-08-21)
Sept. 26, 2011	GIS	A	11,398	—	—	11,398 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 26, 2011	GIS	A	2,280	—	—	91,432 Direct	+2.56%	Acquired	(price as of 2026-08-21)
Sept. 15, 2011	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 15, 2011	GIS	F	11,691	$37.80	$441,920	89,152 Direct	-11.59%	Disposed	4.1% (price as of 2026-08-21)
Sept. 15, 2011	GIS	M	20,000	$22.10	$442,000	100,843 Direct	+24.74%	Acquired	78.0% (price as of 2026-08-21)
Sept. 27, 2010	GIS	A	12,248	—	—	12,248 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 27, 2010	GIS	A	2,450	—	—	80,843 Direct	+3.13%	Acquired	(price as of 2026-08-21)
Aug. 12, 2010	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 12, 2010	GIS	F	9,995	$34.43	$344,128	78,393 Direct	-11.31%	Disposed	14.2% (price as of 2026-08-21)
Aug. 12, 2010	GIS	M	20,000	$17.20	$344,000	88,388 Direct	+29.24%	Acquired	128.7% (price as of 2026-08-21)
Sept. 21, 2009	GIS	A	7,418	—	—	7,418 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 21, 2009	GIS	A	1,484	—	—	34,133 Direct	+4.55%	Acquired	(price as of 2026-08-21)
Aug. 18, 2009	GIS	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 18, 2009	GIS	F	7,130	$57.66	$411,116	32,649 Direct	-17.92%	Disposed	36.4% (price as of 2026-08-21)
Aug. 18, 2009	GIS	M	10,000	$41.11	$411,100	39,779 Direct	+33.58%	Acquired	91.4% (price as of 2026-08-21)
Sept. 25, 2008	GIS	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 25, 2008	GIS	S	5,000	$68.81	$344,050	29,649 Direct	-14.43%	Disposed	14.3% (price as of 2026-08-21)
Sept. 25, 2008	GIS	M	5,000	$35.62	$178,100	34,649 Direct	+16.86%	Acquired	120.8% (price as of 2026-08-21)
Sept. 22, 2008	GIS	A	6,602	—	—	6,602 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 22, 2008	GIS	A	1,321	—	—	29,649 Direct	+4.66%	Acquired	(price as of 2026-08-21)
Sept. 24, 2007	GIS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 24, 2007	GIS	A	1,000	—	—	28,214 Direct	+3.67%	Acquired	(price as of 2026-08-21)
Aug. 20, 2007	GIS	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 20, 2007	GIS	S	5,000	$55.69	$278,450	27,214 Direct	-15.52%	Disposed	41.3% (price as of 2026-08-21)
Aug. 20, 2007	GIS	M	5,000	$34.03	$170,150	32,214 Direct	+18.37%	Acquired	131.2% (price as of 2026-08-21)
Sept. 25, 2006	GIS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 25, 2006	GIS	A	1,000	—	—	27,134 Direct	+3.83%	Acquired	(price as of 2026-08-21)
Aug. 11, 2006	GIS	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 11, 2006	GIS	S	200	$53.44	$10,688	25,851 Direct	-0.77%	Disposed	47.2% (price as of 2026-08-21)
Aug. 11, 2006	GIS	S	100	$53.41	$5,341	0 Direct	-100.00%	Disposed	47.3% (price as of 2026-08-21)
Aug. 11, 2006	GIS	S	1,000	$53.42	$53,420	0 Direct	-100.00%	Disposed	47.3% (price as of 2026-08-21)
Aug. 11, 2006	GIS	S	2,100	$53.40	$112,140	0 Direct	-100.00%	Disposed	47.3% (price as of 2026-08-21)
Aug. 11, 2006	GIS	S	1,600	$53.43	$85,488	0 Direct	-100.00%	Disposed	47.2% (price as of 2026-08-21)
Aug. 11, 2006	GIS	M	5,000	$30.06	$150,300	0 Direct	—	Acquired	161.7% (price as of 2026-08-21)
May 13, 2006	DUKU	A	180	—	—	736 Indirect	+32.37%	Acquired	(price as of 2026-08-21)
May 12, 2006	DUKU	M	108	—	—	33,995 Direct	+0.32%	Acquired	(price as of 2026-08-21)
May 12, 2006	DUKU	M	108	—	—	432 Direct	-20.00%	Disposed	(price as of 2026-08-21)
May 11, 2006	DUKU	A	2,600	—	—	2,600 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 26, 2005	GIS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 26, 2005	GIS	A	1,000	—	—	25,796 Direct	+4.03%	Acquired	(price as of 2026-08-21)
Sept. 27, 2004	GIS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 27, 2004	GIS	A	1,000	—	—	24,770 Direct	+4.21%	Acquired	(price as of 2026-08-21)
Sept. 22, 2003	GIS	A	1,000	—	—	23,770 Direct	+4.39%	Acquired	(price as of 2026-08-21)
Sept. 22, 2003	GIS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 1996	GIS	G	283	—	—	26,134 Direct	+1.09%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 22, 2014	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$22.50	Sept. 27, 2014	20,000	Disposed
Aug. 21, 2013	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$23.46	Sept. 22, 2013	20,000	Disposed
Sept. 13, 2012	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$21.69	Sept. 23, 2012	20,000	Disposed
Sept. 26, 2011	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (11,398)	$39.48	Sept. 26, 2021	11,398	Acquired
Sept. 15, 2011	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$22.10	Sept. 24, 2011	20,000	Disposed
Sept. 27, 2010	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (12,248)	$36.74	Sept. 27, 2020	12,248	Acquired
Aug. 12, 2010	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$17.20	Sept. 25, 2010	20,000	Disposed
Sept. 21, 2009	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (7,418)	$60.66	Sept. 21, 2019	7,418	Acquired
Aug. 18, 2009	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$41.11	Sept. 27, 2009	10,000	Disposed
Sept. 25, 2008	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$35.62	Sept. 28, 2008	5,000	Disposed
Sept. 22, 2008	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (6,602)	$68.17	Sept. 22, 2018	6,602	Acquired
Sept. 24, 2007	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$57.88	Sept. 24, 2017	10,000	Acquired
Aug. 20, 2007	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$34.03	Sept. 22, 2007	5,000	Disposed
Sept. 25, 2006	GIS	OPTION TO BUY	COMMON STOCK (10,000)	$55.11	Sept. 25, 2016	10,000	Acquired
Aug. 11, 2006	GIS	OPTION TO BUY	COMMON STOCK (5,000)	$30.06	Sept. 30, 2006	5,000	Disposed
May 13, 2006	DUKU	Phantom Stock DSP II	Common Stock (180)	—	—	180	Acquired
May 12, 2006	DUKU	LTIP Phantom Stock Grant May 2005	Common Stock (108)	—	—	108	Disposed
May 11, 2006	DUKU	LTIP Phantom Stock Grant May 2006	Common Stock (2,600)	—	—	2,600	Acquired
Sept. 26, 2005	GIS	OPTION TO BUY	COMMON STOCK (10,000)	$45.78	Sept. 26, 2015	10,000	Acquired
Sept. 27, 2004	GIS	OPTION TO BUY	COMMON STOCK (10,000)	$45.00	Sept. 27, 2014	10,000	Acquired
Sept. 22, 2003	GIS	OPTION TO BUY	COMMON STOCK (10,000)	$46.91	Sept. 22, 2013	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 12, 2006	DUKU	Common Stock [F1]	33,874	Direct
April 12, 2006	DUKU	Common Stock [F1]	5,222	Indirect
April 12, 2006	DUKU	Common Stock [F1]	1,333	Indirect
April 12, 2006	DUKU	LTIP Phantom Stock Grant Feb 2004 [F1]→ Common Stock (900)	900	Direct
April 12, 2006	DUKU	LTIP Phantom Stock Grant Feb 2005 [F1]→ Common Stock (1,456)	1,456	Direct
April 12, 2006	DUKU	LTIP Phantom Stock Grant May 2004 [F1]→ Common Stock (720)	720	Direct
April 12, 2006	DUKU	LTIP Phantom Stock Grant May 2005 [F1]→ Common Stock (540)	540	Direct
April 12, 2006	DUKU	Phantom Stock DSP I [F1]→ Common Stock (24,155)	24,155	Indirect
April 12, 2006	DUKU	Phantom Stock DSP II [F1]→ Common Stock (556)	556	Indirect
April 12, 2006	DUKU	Stock Option (Right to Buy) [F1]→ Common Stock (3,600)	3,600	Direct
April 12, 2006	DUKU	Stock Option (Right to Buy) [F1]→ Common Stock (4,000)	4,000	Direct
April 12, 2006	DUKU	Stock Option (Right to Buy) [F1]→ Common Stock (4,000)	4,000	Direct
April 12, 2006	DUKU	Stock Option (Right to Buy) [F1]→ Common Stock (4,000)	4,000	Direct
April 12, 2006	DUKU	Stock Option (Right to Buy) [F1]→ Common Stock (4,000)	4,000	Direct