William Thaddeus Clifford

Insider

First SEC filing: Dec. 21, 2005 · Latest: Dec. 21, 2005

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 14, 2013	SWKHL	A	35,000	—	—	170,000 Direct	+25.93%	Acquired	(price as of 2026-08-20)
Jan. 31, 2012	SWKHL	A	35,000	—	—	135,000 Direct	+35.00%	Acquired	(price as of 2026-08-20)
Nov. 8, 2010	SWKHL	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-20)
July 7, 2009	SWKHL	A	10,000	—	—	100,000 Direct	+11.11%	Acquired	(price as of 2026-08-20)
July 29, 2008	SWKHL	A	10,000	—	—	90,000 Direct	+12.50%	Acquired	(price as of 2026-08-20)
July 26, 2007	SWKHL	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
March 6, 2007	SWKHL	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 8, 2006	SWKHL	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 8, 2006	SWKHL	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 20, 2005	SWKHL	P	1,000	$1.33	$1,330	1,000 Direct	—	Acquired	1813.5% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 7, 2009	SWKHL	Stock Option (right to buy)	Common Stock (10,000)	$0.70	July 7, 2019	10,000	Acquired
July 29, 2008	SWKHL	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$1.24	July 29, 2018	10,000	Acquired
July 26, 2007	SWKHL	Non-Qualified Stock Option (Right to Buy)	Common Stock (10,000)	$2.67	July 25, 2017	10,000	Acquired
March 6, 2007	SWKHL	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$3.50	March 5, 2017	10,000	Acquired
Sept. 8, 2006	SWKHL	NON QUALIFIED STOCK OPTION (RIGHT TO BUY)	COMMON STOCK (10,000)	$2.95	Sept. 7, 2016	10,000	Acquired
Sept. 8, 2006	SWKHL	NON QUALIFIED STOCK OPTION (RIGHT TO BUY)	COMMON STOCK (40,000)	$2.95	Sept. 7, 2016	40,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 21, 2005	SWKHL	Common Stock	0	Direct