Xiangqian Li
CIK 1315122 · View on SEC EDGAR ↗
First SEC filing: Jan. 25, 2005 · Latest: Jan. 25, 2005
On this page
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 4, 2016 | CBAT | S | 3,000,000 | $2.40 | $7,200,000 | 760,557 Direct | -79.78% | Disposed | |
| June 26, 2015 | CBAT | S | 300 | $3.30 | $990 | 3,760,557 Direct | -0.01% | Disposed | |
| June 25, 2015 | CBAT | S | 2,836 | $3.32 | $9,416 | 3,760,857 Direct | -0.08% | Disposed | |
| June 24, 2015 | CBAT | S | 32,700 | $3.37 | $110,199 | 3,763,693 Direct | -0.86% | Disposed | |
| June 23, 2015 | CBAT | S | 5,164 | $3.54 | $18,281 | 3,796,393 Direct | -0.14% | Disposed | |
| June 22, 2015 | CBAT | S | 2,308 | $3.49 | $8,055 | 3,801,557 Direct | -0.06% | Disposed | |
| June 19, 2015 | CBAT | S | 7,100 | $3.54 | $25,134 | 3,803,865 Direct | -0.19% | Disposed | |
| June 18, 2015 | CBAT | S | 5,900 | $3.71 | $21,889 | 3,810,965 Direct | -0.15% | Disposed | |
| June 17, 2015 | CBAT | S | 8,500 | $3.73 | $31,705 | 3,816,865 Direct | -0.22% | Disposed | |
| June 16, 2015 | CBAT | S | 2,500 | $3.64 | $9,100 | 3,825,365 Direct | -0.07% | Disposed | |
| June 15, 2015 | CBAT | S | 23,100 | $3.64 | $84,084 | 3,827,865 Direct | -0.60% | Disposed | |
| June 12, 2015 | CBAT | S | 3,400 | $3.62 | $12,308 | 3,850,965 Direct | -0.09% | Disposed | |
| June 11, 2015 | CBAT | S | 2,113 | $3.70 | $7,818 | 3,854,365 Direct | -0.05% | Disposed | |
| June 10, 2015 | CBAT | S | 54,300 | $3.74 | $203,082 | 3,856,478 Direct | -1.39% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 29, 2008 | CBAT | Employee Stock Option (right to buy) [F1] | Common Stock (1,080,000) | — | May 28, 2013 | 1,080,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 25, 2005 | CBAT | Common Stock, $.001 par value per share | 21,233,437 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CIK 1117171
President & CEO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $9,185 | — | — | — | — | — | — | $9,185 |
| 2015 | $21,214 | — | — | — | — | — | — | $21,214 |
| 2014 | $39,044 | — | — | — | — | — | — | $39,044 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.