Xuong Nguyen

CIK 1575484 · View on SEC EDGAR ↗

Insider

First SEC filing: May 6, 2013 · Latest: Feb. 17, 2015

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 15, 2024 SNEX S 8,091 $80.00 $647,280 60,816 Direct -11.74% Disposed 187.5% (price as of 2026-08-21)
June 7, 2024 SNEX S 19,988 $75.04 $1,499,900 60,816 Direct -24.74% Disposed 206.5% (price as of 2026-08-21)
June 3, 2024 SNEX S 12 $75.00 $900 80,804 Direct -0.01% Disposed 206.7% (price as of 2026-08-21)
May 9, 2024 SNEX S 6,909 $80.00 $552,720 80,816 Direct -7.88% Disposed 187.5% (price as of 2026-08-21)
Aug. 12, 2022 SNEX S 10b5-1 10,000 $95.00 $950,000 36,953 Direct -21.30% Disposed 263.1% (price as of 2026-08-21)
July 12, 2022 SNEX S 10b5-1 7,021 $80.00 $561,680 46,953 Direct -13.01% Disposed 331.2% (price as of 2026-08-21)
July 1, 2022 SNEX S 10b5-1 11,262 $80.00 $900,960 53,974 Direct -17.26% Disposed 331.2% (price as of 2026-08-21)
June 8, 2022 SNEX S 4,037 $80.45 $324,777 65,236 Direct -5.83% Disposed 328.8% (price as of 2026-08-21)
March 18, 2021 SNEX S 10b5-1 25,662 $65.00 $1,668,030 63,305 Direct -28.84% Disposed 430.8% (price as of 2026-08-21)
March 18, 2021 SNEX S 10b5-1 3,695 $65.00 $240,175 49,934 Direct -6.89% Disposed 430.8% (price as of 2026-08-21)
March 17, 2021 SNEX S 10b5-1 3,113 $65.00 $202,345 53,629 Direct -5.49% Disposed 430.8% (price as of 2026-08-21)
March 17, 2021 SNEX S 10b5-1 2,310 $65.00 $150,150 51,332 Direct -4.31% Disposed 430.8% (price as of 2026-08-21)
March 12, 2021 SNEX S 10b5-1 9,005 $65.00 $585,325 53,642 Direct -14.37% Disposed 430.8% (price as of 2026-08-21)
March 12, 2021 SNEX S 10b5-1 3,995 $65.00 $259,675 47,090 Direct -7.82% Disposed 430.8% (price as of 2026-08-21)
June 8, 2020 SNEX S 20,000 $57.18 $1,143,600 38,823 Direct -34.00% Disposed 503.3% (price as of 2026-08-21)
Dec. 18, 2019 SNEX S 10b5-1 300 $50.02 $15,006 38,823 Direct -0.77% Disposed 589.7% (price as of 2026-08-21)
Dec. 17, 2019 SNEX S 10b5-1 1,700 $50.25 $85,425 39,123 Direct -4.16% Disposed 586.5% (price as of 2026-08-21)
June 13, 2018 SNEX S 1,500 $50.50 $75,750 22,548 Direct -6.24% Disposed 583.1% (price as of 2026-08-21)
Feb. 19, 2015 SNEX S 1,900 $25.00 $47,500 7,484 Direct -20.25% Disposed 1280.0% (price as of 2026-08-21)
Feb. 18, 2015 SNEX S 2,125 $25.00 $53,125 9,384 Direct -18.46% Disposed 1280.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 15, 2024 SNEX Stock Options Common Stock (8,091) $30.00 Dec. 5, 2026 8,091 Disposed
May 9, 2024 SNEX Stock Options Common Stock (6,909) $30.00 Dec. 5, 2026 6,909 Disposed
March 18, 2021 SNEX Stock Options [F1] Common (39,033) $25.91 Dec. 16, 2021 39,033 Disposed
March 17, 2021 SNEX Stock Options [F1] Common (5,410) $25.91 Dec. 16, 2021 5,410 Disposed
March 12, 2021 SNEX Stock Options [F1] Common (15,557) $25.91 Dec. 16, 2021 15,557 Disposed
June 8, 2020 SNEX Stock Options Common (20,000) $25.91 Dec. 16, 2021 20,000 Disposed
Feb. 13, 2019 SNEX Stock Options [F1] Common Stock (100,000) — Dec. 5, 2026 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 6, 2013 SNEX Restricted Shares of Common Stock 7,156 Direct
May 6, 2013 SNEX Stock Options→ Common (2,000) 2,000 Direct
May 6, 2013 SNEX Stock Options [F2]→ Common (80,000) 80,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SNEX

COO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $381,250 — $370,616 — $2,245,774 — $12,188 $3,009,828
2019 $325,000 — $360,024 — $1,460,158 — $11,875 $3,236,057
2018 $325,000 — — — $1,276,289 — $11,562 $1,612,851

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.