Yeung Steve Au
CIK 1496338 · View on SEC EDGAR ↗
First SEC filing: July 12, 2010 · Latest: July 12, 2010
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 19, 2010 | ORCL | S | 272,174 | $28.83 | $7,846,776 | 13,356 Direct | -95.32% | Disposed | 408.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 19, 2010 | ORCL | Stock Option | Common Stock (4,655) | $14.47 | May 10, 2016 | 4,655 | Disposed |
| Oct. 19, 2010 | ORCL | Stock Option | Common Stock (13,910) | $13.93 | April 11, 2014 | 13,910 | Disposed |
| Oct. 19, 2010 | ORCL | Stock Option | Common Stock (103,609) | $21.04 | July 2, 2019 | 103,609 | Disposed |
| Oct. 19, 2010 | ORCL | Stock Option | Common Stock (150,000) | $23.18 | June 5, 2018 | 150,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 12, 2010 | ORCL | Common Stock [F1] | 13,356 | Direct |
| July 12, 2010 | ORCL | Stock Option→ Common Stock (22,283) | 22,283 | Direct |
| July 12, 2010 | ORCL | Stock Option→ Common Stock (4,655) | 4,655 | Direct |
| July 12, 2010 | ORCL | Stock Option→ Common Stock (500,000) | 500,000 | Direct |
| July 12, 2010 | ORCL | Stock Option→ Common Stock (500,000) | 500,000 | Direct |
| July 12, 2010 | ORCL | Stock Option→ Common Stock (300,000) | 300,000 | Direct |