Yu (Katherine) Xu

CIK 1843348 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 5, 2021 · Latest: Feb. 5, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 22, 2024 EQ A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
May 22, 2023 EQ A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
May 24, 2022 EQ A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
March 4, 2021 EQ A 30,000 30,000 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 22, 2024 EQ Stock Option (right to buy) Common Stock (20,000) $1.43 May 22, 2034 20,000 Acquired
May 22, 2023 EQ Stock Option (right to buy) Common Stock (20,000) $0.65 May 22, 2033 20,000 Acquired
May 24, 2022 EQ Stock Option (right to buy) Common Stock (20,000) $2.59 May 24, 2032 20,000 Acquired
March 4, 2021 EQ Stock Option (right to buy) Common Stock (30,000) $6.69 March 3, 2031 30,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 5, 2021 EQ No securities are beneficially owned 0 Direct