Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 1, 2026 NIO M 45,000 · · 360,088 Direct +14.28% Acquired (price as of 2026-10-02)
Sept. 1, 2026 NIO M 200,000 · · 560,088 Direct +55.54% Acquired (price as of 2026-10-02)
Sept. 1, 2026 NIO F 22,500 $4.23 $95,175 537,588 Direct -4.02% Disposed -20.3% (price as of 2026-10-02)
Sept. 1, 2026 NIO F 100,000 $4.23 $423,000 437,588 Direct -18.60% Disposed -20.3% (price as of 2026-10-02)
Sept. 1, 2026 NIO M 45,000 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Sept. 1, 2026 NIO M 200,000 · · 600,000 Direct -25.00% Disposed (price as of 2026-10-02)
June 1, 2026 NIO M 200,000 · · 415,088 Direct +92.99% Acquired (price as of 2026-10-02)
June 1, 2026 NIO F 100,000 $5.60 $560,000 315,088 Direct -24.09% Disposed -39.8% (price as of 2026-10-02)
June 1, 2026 NIO M 200,000 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 1, 2026 NIO Restricted share units Class A ordinary share (45,000) · · 45,000 Disposed
Sept. 1, 2026 NIO Restricted share units Class A ordinary share (200,000) · · 200,000 Disposed
June 1, 2026 NIO Restricted share units Class A ordinary share (200,000) · · 200,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 18, 2026 NIO American depositary shares [F1] 215,088 Direct
March 18, 2026 NIO Options (right to buy)→ Class A ordinary shares (64,585) 64,585 Direct
March 18, 2026 NIO Options (right to buy)→ Class A ordinary shares (32,000) 32,000 Direct
March 18, 2026 NIO Options (right to buy)→ Class A ordinary shares (700,000) 700,000 Direct
March 18, 2026 NIO Options (right to buy)→ Class A ordinary shares (80,000) 80,000 Direct
March 18, 2026 NIO Options (right to buy)→ Class A ordinary shares (20,000) 20,000 Direct
March 18, 2026 NIO Options (right to buy)→ Class A ordinary shares (40,000) 40,000 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (45,000) 45,000 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (8,762) 8,762 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (8,762) 8,762 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (200,000) 200,000 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (200,000) 200,000 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (200,000) 200,000 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (200,000) 200,000 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (200,000) 200,000 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (9,600) 9,600 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (9,600) 9,600 Direct
March 18, 2026 NIO Restricted share units→ Class A ordinary shares (9,600) 9,600 Direct