Yu-Waye Chu

CIK 1854586 · View on SEC EDGAR ↗

Insider

First SEC filing: April 2, 2021 · Latest: April 2, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 18, 2023 FATE S 2,317 $6.58 $15,246 140,676 Direct -1.62% Disposed -62.1% (price as of 2026-08-21)
April 18, 2023 FATE S 215 $6.52 $1,402 142,993 Direct -0.15% Disposed -61.7% (price as of 2026-08-21)
Jan. 10, 2023 FATE S 7,825 $5.24 $41,003 143,208 Direct -5.18% Disposed -52.4% (price as of 2026-08-21)
April 19, 2022 FATE S 4,062 $35.37 $143,673 151,033 Direct -2.62% Disposed -92.9% (price as of 2026-08-21)
Jan. 11, 2022 FATE S 418 $49.10 $20,524 121,793 Direct -0.34% Disposed -94.9% (price as of 2026-08-21)
Jan. 11, 2022 FATE S 3,547 $48.44 $171,817 122,211 Direct -2.82% Disposed -94.8% (price as of 2026-08-21)
Dec. 10, 2021 FATE S 10b5-1 5 $55.54 $278 125,758 Direct 0.00% Disposed -95.5% (price as of 2026-08-21)
Dec. 10, 2021 FATE S 10b5-1 600 $54.58 $32,748 126,763 Direct -0.47% Disposed -95.4% (price as of 2026-08-21)
Dec. 10, 2021 FATE S 10b5-1 1,031 $53.66 $55,323 126,363 Direct -0.81% Disposed -95.3% (price as of 2026-08-21)
Dec. 10, 2021 FATE S 10b5-1 1,822 $52.37 $95,418 127,394 Direct -1.41% Disposed -95.2% (price as of 2026-08-21)
Dec. 10, 2021 FATE S 10b5-1 1,045 $51.08 $53,379 129,216 Direct -0.80% Disposed -95.1% (price as of 2026-08-21)
Dec. 10, 2021 FATE S 10b5-1 900 $50.42 $45,378 130,261 Direct -0.69% Disposed -95.0% (price as of 2026-08-21)
Dec. 10, 2021 FATE S 10b5-1 2,097 $49.32 $103,424 131,161 Direct -1.57% Disposed -94.9% (price as of 2026-08-21)
April 16, 2021 FATE S 1,500 $84.41 $126,615 64,800 Direct -2.26% Disposed -97.0% (price as of 2026-08-21)
April 16, 2021 FATE S 900 $82.91 $74,619 66,300 Direct -1.34% Disposed -97.0% (price as of 2026-08-21)
April 16, 2021 FATE S 875 $81.80 $71,575 67,200 Direct -1.29% Disposed -96.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 6, 2023 FATE Stock Option (Right to Buy) Common Stock (425,000) $6.77 Feb. 5, 2033 425,000 Acquired
Jan. 25, 2022 FATE Stock Option (Right to Buy) Common Stock (53,058) $39.87 Jan. 24, 2032 53,058 Acquired
Dec. 10, 2021 FATE Stock Option (Right to Buy) Common Stock (7,500) $16.32 April 15, 2029 7,500 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 2, 2021 FATE Common Stock 68,075 Direct
April 2, 2021 FATE Stock Option (Right to Buy)→ Common Stock (6,851) 6,851 Direct
April 2, 2021 FATE Stock Option (Right to Buy)→ Common Stock (90,000) 90,000 Direct
April 2, 2021 FATE Stock Option (Right to Buy)→ Common Stock (112,500) 112,500 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

FATE

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $455,000 — — — — — — $3,157,751
2021 $430,000 — — — $172,000 — — $6,477,416

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.