Yukiko Ozaki

CIK 2120479 · View on SEC EDGAR ↗

Insider

First SEC filing: March 18, 2026 · Latest: March 18, 2026

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Insider at

Insider transactions

1 buys (P) 0 sells (S) Net: $64 + 13 non-open-market transactions below Avg return of open purchases vs now: 20.2% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 25, 2026 NMR P 8 $8.05 $64 63 Indirect +14.55% Acquired 20.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 25, 2026 NMR Notional Stock Units [F2] Common stock (1,343) — — 1,343 Acquired
May 25, 2026 NMR Notional Stock Units [F2] Common stock (1,344) — — 1,344 Acquired
May 25, 2026 NMR Notional Stock Units [F2] Common stock (1,344) — — 1,344 Acquired
April 27, 2026 NMR Restricted Stock Units [F4,F8] Common stock (4,900) — — 4,900 Disposed
April 24, 2026 NMR Notional Stock Units [F1] Common stock (2,896) — — 2,896 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 18, 2026 NMR Common Stock 17,486 Direct
March 18, 2026 NMR Common Stock 54 Indirect
March 18, 2026 NMR Restricted Stock Units [F1]→ Common Stock (4,900) 4,900 Direct
March 18, 2026 NMR Restricted Stock Units [F1]→ Common Stock (4,800) 4,800 Direct
March 18, 2026 NMR Restricted Stock Units [F1]→ Common Stock (2,800) 2,800 Direct
March 18, 2026 NMR Notional Stock Units [F2]→ Common Stock (2,896) 2,896 Direct