Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 3, 2020 CBAT P 2,062,619 $0.48 $990,057 10,726,705 Direct +23.81% Acquired
Sept. 4, 2019 CBAT P 2,938,067 $1.05 $3,084,970 8,530,752 Direct +52.53% Acquired
Jan. 7, 2019 CBAT P 1,666,667 $1.02 $1,700,000 5,592,685 Direct +42.45% Acquired
May 31, 2017 CBAT P 746,018 $1.50 $1,119,027 3,926,018 Direct +23.46% Acquired
March 4, 2016 CBAT P 3,000,000 $2.40 $7,200,000 3,030,000 Direct +10000.00% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 11, 2023 CBAT Stock Option (right to buy) Common Stock (300,000) $0.95 Feb. 11, 2029 300,000 Acquired
April 11, 2023 CBAT Restricted Share Units Common Stock (150,000) · · 150,000 Acquired
April 22, 2022 CBAT Stock Option (right to buy) Common Stock (40,000) $1.96 Sept. 29, 2027 40,000 Acquired
Aug. 23, 2019 CBAT Restricted Share Units Common Stock (400,000) · · 400,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 7, 2016 CBAT Common Stock · Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 1117171

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2023 $150,913 · · · · · · $321,164
2016 $92,044 · · · · · · $116,344
2015 · · · · · · · ·

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.