First Trust Active Factor Small Cap ETF (AFSM)
$40.00
▲ +0.40 (+1.01%)
1-day change
$39.03 – $41.43
52-week range
Holdings data is not available for this fund yet.
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Performance as of Oct. 2, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -0.30% | ▼ -0.25% |
| 3M | · | · |
| 6M | · | · |
| YTD | · | · |
| 1Y | · | · |
| 3Y | · | · |
| 5Y | · | · |
| Max | ▼ -2.32% | ▼ -2.27% |
Volatility 1Y·
Volatility 3Y·
Max drawdown 3Y
·
Beta 3Y·
Sharpe 1Y*·
Total return assumes dividends are reinvested. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
Last month (May 2026)
+$1.9M
Quarter ending May 2026
+$5.9M
Trailing 12 months
+$48.8M
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 334 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| BLOOM ENERGY CORP | 093712107 | $1.9M | 1.90 | 6,551 | EC | US |
| VIAVI SOLUTIONS INC | 925550105 | $1.2M | 1.23 | 24,898 | EC | US |
| TTM TECHNOLOGIES INC | 87305R109 | $1.2M | 1.22 | 6,943 | EC | US |
| CREDO TECHNOLOGY GROUP HOLDING LTD | · | $959K | 0.97 | 4,063 | EC | KY |
| BLUE BIRD CORP | 095306106 | $866K | 0.88 | 12,779 | EC | US |
| NATIONAL HEALTHCARE CORP | 635906100 | $865K | 0.88 | 4,693 | EC | US |
| PAR PACIFIC HOLDINGS INC | 69888T207 | $807K | 0.82 | 14,378 | EC | US |
| STERLING INFRASTRUCTURE INC | 859241101 | $795K | 0.81 | 924 | EC | US |
| AMES NATIONAL CORP | 031001100 | $783K | 0.79 | 27,231 | EC | US |
| PENGUIN SOLUTIONS INC (US) | 706915105 | $781K | 0.79 | 13,996 | EC | US |
| NLIGHT INC | 65487K100 | $754K | 0.77 | 10,169 | EC | US |
| MATSON INC | 57686G105 | $730K | 0.74 | 4,024 | EC | US |
| KULICKE AND SOFFA INDUSTRIES INC | 501242101 | $703K | 0.71 | 6,897 | EC | US |
| TRUSTCO BANK CORP NY | 898349204 | $696K | 0.71 | 13,428 | EC | US |
| ENERSYS | 29275Y102 | $679K | 0.69 | 2,978 | EC | US |
| GARRETT MOTION INC | 366505105 | $664K | 0.67 | 20,280 | EC | US |
| POWELL INDUSTRIES INC | 739128106 | $650K | 0.66 | 2,287 | EC | US |
| LINCOLN EDUCATIONAL SERVICES CORP | 533535100 | $649K | 0.66 | 14,001 | EC | US |
| SPHERE ENTERTAINMENT COMPANY | 55826T102 | $645K | 0.65 | 4,656 | EC | US |
| BEL FUSE INC | 077347300 | $626K | 0.64 | 2,282 | EC | US |
| AXCELIS TECHNOLOGIES INC | 054540208 | $624K | 0.63 | 4,151 | EC | US |
| LIQUIDIA CORP | 53635D202 | $610K | 0.62 | 9,869 | EC | US |
| TEEKAY TANKERS LTD | · | $595K | 0.60 | 8,458 | EC | BM |
| SCORPIO TANKERS INC | · | $594K | 0.60 | 7,973 | EC | MH |
| COMFORT SYSTEMS USA INC | 199908104 | $592K | 0.60 | 324 | EC | US |
| MERCURY GENERAL CORP | 589400100 | $591K | 0.60 | 6,025 | EC | US |
| HARMONIC INC | 413160102 | $586K | 0.59 | 38,769 | EC | US |
| HERBALIFE LTD | · | $576K | 0.58 | 48,162 | EC | KY |
| INTERFACE INC | 458665304 | $569K | 0.58 | 19,217 | EC | US |
| CARPENTER TECHNOLOGY CORP | 144285103 | $558K | 0.57 | 1,190 | EC | US |
| NETSCOUT SYSTEMS INC | 64115T104 | $552K | 0.56 | 13,256 | EC | US |
| CONSTELLIUM SE | · | $548K | 0.56 | 16,005 | EC | FR |
| KRYSTAL BIOTECH INC | 501147102 | $548K | 0.56 | 1,772 | EC | US |
| MITEK SYSTEMS INC | 606710200 | $545K | 0.55 | 31,729 | EC | US |
| RIGEL PHARMACEUTICALS INC | 766559702 | $525K | 0.53 | 17,221 | EC | US |
| IES HOLDINGS INC | 44951W106 | $515K | 0.52 | 759 | EC | US |
| INNOVATIVE INDUSTRIAL PROPERTIES INC | 45781V101 | $504K | 0.51 | 8,683 | EC | US |
| LANTHEUS HOLDINGS INC | 516544103 | $503K | 0.51 | 5,070 | EC | US |
| SSR MINING INC | 784730103 | $502K | 0.51 | 16,075 | EC | CA |
| CHORD ENERGY CORP | 674215207 | $500K | 0.51 | 3,793 | EC | US |
| SIGNET JEWELERS LTD | · | $500K | 0.51 | 5,721 | EC | BM |
| ONESPAN INC | 68287N100 | $499K | 0.51 | 34,529 | EC | US |
| SENECA FOODS CORP | 817070501 | $491K | 0.50 | 3,417 | EC | US |
| EMCOR GROUP INC | 29084Q100 | $489K | 0.50 | 592 | EC | US |
| SCANSOURCE INC | 806037107 | $487K | 0.49 | 10,519 | EC | US |
| HECLA MINING COMPANY | 422704106 | $480K | 0.49 | 27,001 | EC | US |
| NORTHEAST COMMUNITY BANCORP INC (MD) | 664121100 | $475K | 0.48 | 19,605 | EC | US |
| VICOR CORP | 925815102 | $473K | 0.48 | 1,413 | EC | US |
| BRIGHTSPRING HEALTH SERVICES INC | 10950A106 | $470K | 0.48 | 7,616 | EC | US |
| INDIVIOR PHARMACEUTICALS INC | 45579U109 | $468K | 0.48 | 12,992 | EC | US |
Dividends 24 payments
0.50%TTM yield
$0.20TTM payout / share
Quarterly
(est.)
| Ex-date | Amount / share |
|---|---|
| Sept. 24, 2026 | $0.0200 |
| June 25, 2026 | $0.0790 |
| March 26, 2026 | $0.0410 |
| Dec. 12, 2025 | $0.0620 |
| Sept. 25, 2025 | $0.0200 |
| June 26, 2025 | $0.0570 |
| March 27, 2025 | $0.0530 |
| Dec. 13, 2024 | $0.0830 |
| Sept. 26, 2024 | $0.0170 |
| June 27, 2024 | $0.0480 |
| March 21, 2024 | $0.0290 |
| Dec. 22, 2023 | $0.1570 |
| June 27, 2023 | $0.0530 |
| March 24, 2023 | $0.0420 |
| Dec. 23, 2022 | $0.1480 |
| Sept. 23, 2022 | $0.0590 |
| June 24, 2022 | $0.0680 |
| March 25, 2022 | $0.0150 |
| Dec. 23, 2021 | $0.0760 |
| Sept. 23, 2021 | $0.0230 |
| Dec. 24, 2020 | $0.0600 |
| Sept. 24, 2020 | $0.0230 |
| June 25, 2020 | $0.0350 |
| Dec. 13, 2019 | $0.0650 |
Institutional owners (13F) 41 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| James J. Burns & Company, LLC | $22,913,398 | 21.82% | 557,503 | Shares | June 30, 2026 |
| CWM, LLC | $13,887,116 | 13.23% | 422,615 | Shares | March 31, 2026 |
| LPL Financial LLC | $11,372,576 | 10.83% | 276,705 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $8,222,463 | 7.83% | 200,060 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $7,956,006 | 7.58% | 193,577 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $5,538,098 | 5.27% | 136,071 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $3,515,041 | 3.35% | 85,525 | Shares | June 30, 2026 |
| Federation des caisses Desjardins du Quebec | $3,319,236 | 3.16% | 80,760 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $3,291,576 | 3.13% | 80,087 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $3,083,851 | 2.94% | 75,033 | Shares | June 30, 2026 |
| Arax Advisory Partners | $2,670,103 | 2.54% | 64,966 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $2,381,055 | 2.27% | 57,933 | Shares | June 30, 2026 |
| U.S. Capital Wealth Advisors, LLC | $2,100,378 | 2.00% | 63,919 | Shares | March 31, 2026 |
| Ethos Financial Group, LLC | $1,901,316 | 1.81% | 48,163 | Shares | June 30, 2026 |
| Snowden Capital Advisors LLC | $1,829,320 | 1.74% | 44,509 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $1,596,533 | 1.52% | 38,843 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,561,636 | 1.49% | 37,996 | Shares | June 30, 2026 |
| ADVISORTRUST PARTNERS, LLC | $933,176 | 0.89% | 22,705 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $799,612 | 0.76% | 19,455 | Shares | June 30, 2026 |
| Crusonia Wealth Advisors LLC | $732,576 | 0.70% | 17,824 | Shares | June 30, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $640,770 | 0.61% | 15,591 | Shares | June 30, 2026 |
| Moors & Cabot, Inc. | $611,568 | 0.58% | 14,880 | Shares | June 30, 2026 |
| Tower Research Capital LLC (TRC) | $588,552 | 0.56% | 14,320 | Shares | June 30, 2026 |
| SMITH, MOORE & CO. | $500,434 | 0.48% | 12,176 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $476,552 | 0.45% | 15,949 | Shares | June 30, 2025 |
| WORLD EQUITY GROUP, INC. | $446,881 | 0.43% | 10,873 | Shares | June 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $396,452 | 0.38% | 9,646 | Shares | June 30, 2026 |
| Arkadios Wealth Advisors | $259,711 | 0.25% | 6,319 | Shares | June 30, 2026 |
| RFG Advisory, LLC | $243,165 | 0.23% | 5,916 | Shares | June 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | $223,337 | 0.21% | 5,434 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $219,802 | 0.21% | 5,348 | Shares | June 30, 2026 |
| Sigma Planning Corp | $213,619 | 0.20% | 5,198 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $207,670 | 0.20% | 5,053 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $205,294 | 0.20% | 4,995 | Shares | June 30, 2026 |
| NATIONAL BANK OF CANADA /FI/ | $45,849 | 0.04% | 1,118 | Shares | June 30, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $39,869 | 0.04% | 970 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $39,662 | 0.04% | 965 | Shares | June 30, 2026 |
| MORGAN STANLEY | $23,213 | 0.02% | 564 | Shares | June 30, 2026 |
| Founders Financial Alliance, LLC | $10,275 | 0.01% | 250 | Shares | June 30, 2026 |
| Thrivent Financial for Lutherans | $526 | 0.00% | 12,793 | Shares | June 30, 2026 |
| WEDBUSH SECURITIES INC | $288 | 0.00% | 7,000 | Shares | June 30, 2026 |