UTSI UTStarcom Holdings Corp - Ordinary Shares

NASDAQ · Communications · View on SEC EDGAR ↗
$2.46
Price · Aug 19, 2026
Fundamentals as of May 20, 2011

About UTStarcom Holdings Corp - Ordinary Shares Company overview from Wikipedia

UTStarcom Holdings Corp. (UT斯达康) is a Chinese global telecom infrastructure provider headquartered in Beijing. The company develops and supplies a broad range of telecommunication devices to communications service providers and network operators including fixed and mobile network operators, as well as to enterprises. Traditionally, the company had focused on markets in China, Japan, and India, but has expanded to markets in Africa, Central and Latin America, and the Middle East.

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UTStarcom Holdings Corp. (UT斯达康) is a Chinese global telecom infrastructure provider headquartered in Beijing. The company develops and supplies a broad range of telecommunication devices to communications service providers and network operators including fixed and mobile network operators, as well as to enterprises. Traditionally, the company had focused on markets in China, Japan, and India, but has expanded to markets in Africa, Central and Latin America, and the Middle East.

The company's products are designed to work with existing telecommunications infrastructure to provide low-cost voice and data services for access to both wireless (Wi-Fi) and fixed line products, optimized for mobile backhaul, metro aggregation, broadband access and Wi-Fi data. As of 2015, the company focuses on two core areas: broadband and next-generation network (NGN).

The company has offices worldwide with business and R&D centers located in China, Japan, South Korea, India, the Middle East and Europe. It is listed on the NASDAQ since 2000.

## History

The company was founded in 1995 as a merger between Unitech and Starcom Networks to form UTStarcom. Unitech was founded in 1991 by Hong Liang Lu (陆弘亮), a Chinese entrepreneur with a BS degree from UC Berkeley, as Unitech Telecom. It was focused on the telecommunications markets in China, Japan, United States and India, with its initial presence in China established in 1993 in Hangzhou, Zhejiang. Starcom Networks was founded in 1991 by Ying Wu (吴鹰) and a team who had worked together at the Bell Labs in New Jersey, United States.

After several years of trying to expand its business globally, UTStarcom launched the Personal Handy-phone System, also known as the Personal Access System, a technology originally developed in Japan.

In March 2000, UTStarcom went public on the NASDAQ.

In July 2008, UTStarcom sold its Personal Communications Division to AIG.

== References ==

Source: Wikipedia, CC BY-SA 4.0 · View on Wikipedia ↗

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UTSI Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range

Price
$2.46
Market Cap
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52W Range
$2 – $4

UTSI Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

10-Year Performance Revenue, net income, margins and EPS trends

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Per Share Metrics EPS, book value per share, cash flow per share, dividend per share

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UTSI Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside

BUY 7 analysts
  • Strong Buy 2 28.6%
  • Buy 4 57.1%
  • Hold 1 14.3%
  • Sell 0 0.0%
  • Strong Sell 0 0.0%

Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date

Avg Surprise
0.14%
Next Report
Aug 28, 2026
Period EPS Actual EPS Est Surprise
Dec. 31, 2019 $-0.40 $-0.12 -0.28%
Sept. 30, 2019 $-0.24 $-0.20 -0.04%
June 30, 2019 $0.24 $-0.37 0.61%
March 31, 2019 $0.08 $-0.20 0.28%

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Institutional owners (13F) 11 filers · $210K total · As of June 30, 2026

Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institutional activity — Q2 2026 vs prior quarter
New positions Exited positions Increased Decreased Net shares change
1 (-1 vs prior Q) 2 (+2 vs prior Q) 1 (+1 vs prior Q) 1 (-1 vs prior Q) -6

Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.

Institution Value Shares % of tracked 13F Type
RENAISSANCE TECHNOLOGIES LLC $133,185 53,488 63.54% Shares
CITADEL ADVISORS LLC $39,790 15,980 18.98% Shares
GEODE CAPITAL MANAGEMENT, LLC $30,467 12,236 14.54% Shares
N.E.W. Advisory Services LLC $4,358 1,750 2.08% Shares
SBI Securities Co., Ltd. $1,036 416 0.49% Shares
UBS Group AG $605 243 0.29% Shares
MORGAN STANLEY $72 29 0.03% Shares
GABLES CAPITAL MANAGEMENT INC. $62 25 0.03% Shares
OSAIC HOLDINGS, INC. $19 8 0.01% Shares
JPMORGAN CHASE & CO $12 5 0.01% Shares
CWM, LLC $2 1 0.00% Shares

Company insiders 31 insiders · 14 officers · 13 directors

Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
Ying (Jack) Lu CEO & President June 24, 2011 J 0 0 0 $0
Peter Blackmore CEO & President Aug. 3, 2010 S 1,015,972 0 0 $0
Edmond Cheng Senior VP and CFO June 24, 2011 J 0 0 0 $0
Viraj J Patel Int CFO, VP, Controller & CAO March 2, 2010 S 63,846 0 0 $0
Kenneth Luk Senior VP and CFO Dec. 31, 2009 A 300,000 0 0 $0
Philip Christopher President, UTS Personal Comm. Feb. 29, 2008 M 26,123 0 0 $0
Michael J Sophie Executive VP & COO Feb. 28, 2006 A 30,466 0 0 $0
Shao Ning J Chou Sr. Ex. VP and COO of China Jan. 20, 2004 A 50,421 0 0 $0
Henry Li SVP and General Counsel May 31, 2010 A 200,000 0 0 $0
Susan Marsch SVP and General Counsel Sept. 8, 2009 S 22,211 0 0 $0
Mark Green SVP, Human Resources March 5, 2009 S 123,648 0 0 $0
David Aj King SVP, Int'l Sales & Marketing Aug. 11, 2008 S 175,000 0 0 $0
Gerald S Soloway Sr. VP of Engineering Jan. 20, 2004 A 1,969 0 0 $0
David A Robison VP of International Sales Nov. 17, 2003 S 123 0 0 $0
Sean Shao Director March 31, 2026 S 13,898 0 3 $-47,911
William Shiu Kau Wong Director June 24, 2011 J 0 0 $0
Xiaoping Li Director June 24, 2011 J 0 0 0 $0
Linzhen Xie Director June 24, 2011 J 0 0 0 $0
Baichuan Du Director June 24, 2011 J 0 0 $0
Thomas J Toy Director June 24, 2011 J 0 0 0 $0
Hong Liang Lu Director June 24, 2011 J 0 0 0 $0
Bruce J Ryan Director Sept. 30, 2010 A 76,838 0 0 $0
HORNER LARRY D /FA Director Sept. 30, 2008 A 65,336 0 0 $0
Ying Wu Director June 27, 2007 G 1,340,687 0 0 $0
Betsy S Atkins Director Aug. 27, 2004 A 0 0 0 $0
Shah Capital Management March 25, 2014 P 346,391 0 0 $0
Jeff Clarke Sept. 30, 2009 A 87,249 0 0 $0
Allen U Lenzmeier Sept. 30, 2009 A 136,278 0 0 $0
Francis P Barton Aug. 31, 2008 M 1,040,121 0 0 $0
Bill X Huang Dec. 29, 2006 D 780,180 0 0 $0
Howard Kwock Jan. 5, 2004 M 0 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

Activists & 5%+ owners 8 positions

Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.

Filer Filed Stake Status Purpose Filing
Shah Capital Opportunity Fund LP, Himanshu H. Shah, Hong Liang Lu, Lu Charitable Remainder Trust, Lu Family Trust Hong Liang Lu & Lucy Lu TTEES, The Lu Family Limited Partnership, Hong Lu and Lucy Lu JTWROS, Hong Liang Lu IRA ×5 filings Sept. 6, 2019 Initial filing Board campaign SEC
Tonghao (Cayman) Limited, Tonghao Information Technology (Shanghai) Co., Ltd., Tongding Interconnection Information Co., Ltd., TongDing Group Co., Ltd. ×5 filings Sept. 5, 2019 Initial filing Board campaign SEC
GU GUOPING, Phicomm (Shanghai) Co., Ltd., Phicomm Technology (Hong Kong) Co., Limited, The Smart Soho International Limited, Talent Transmission Limited, JIN WEI ×12 filings Dec. 4, 2017 Initial filing SEC
Shah Capital Management (2), Shah Capital Opportunity Fund LP (2), Himanshu H. Shah (2) ×13 filings Nov. 10, 2016 Initial filing SEC
Shah Capital Management, Inc., Shah Capital Opportunity Fund LP, Himanshu H. Shah, Hong Liang Lu, Lu Charitable Remainder Trust, Lu Family Trust, The Lu Family Limited Partnership ×5 filings Dec. 11, 2015 Initial filing SEC
Undisclosed reporting person Oct. 4, 2010 Initial filing Board campaign SEC
Undisclosed reporting person Sept. 17, 2010 Initial filing Board campaign SEC
UTSTARCOM, INC., I.R.S IDENTIFICATION NO: N/A June 21, 2004 Initial filing M&A / sale SEC

Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.