HORNER LARRY D /FA

Insider

First SEC filing: Aug. 7, 2013 · Latest: Aug. 7, 2013

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 12, 2015	PGEN	A	1,474	$47.48	$69,986	68,507 Direct	+2.20%	Acquired	-85.2% (price as of 2026-08-20)
March 12, 2015	PGEN	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 30, 2008	UTSI	A	52,300	—	—	52,300 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 30, 2008	UTSI	A	26,150	—	—	65,336 Direct	+66.73%	Acquired	(price as of 2026-08-20)
Nov. 30, 2007	UTSI	A	48,621	—	—	48,621 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2007	UTSI	A	24,310	—	—	39,186 Direct	+163.42%	Acquired	(price as of 2026-08-20)
Nov. 16, 2007	UTSI	S	10,000	$3.09	$30,900	14,876 Direct	-40.20%	Disposed	-93.7% (price as of 2026-08-20)
Nov. 16, 2007	UTSI	S	10,000	$3.07	$30,700	24,876 Direct	-28.67%	Disposed	-93.6% (price as of 2026-08-20)
Nov. 14, 2007	UTSI	S	6,500	$3.26	$21,190	34,876 Direct	-15.71%	Disposed	-94.0% (price as of 2026-08-20)
July 21, 2006	UTSI	M	11,376	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 21, 2006	UTSI	M	11,376	—	—	43,151 Direct	+35.80%	Acquired	(price as of 2026-08-20)
June 26, 2006	UTSI	A	11,376	—	—	11,376 Direct	—	Acquired	(price as of 2026-08-20)
April 27, 2006	UTSI	A	20,675	—	—	20,675 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2005	UTSI	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 12, 2005	UTSI	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
May 11, 2005	UTSI	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 23, 2004	UTSI	P	275	$14.69	$4,040	31,775 Indirect	+0.87%	Acquired	-98.7% (price as of 2026-08-20)
Sept. 23, 2004	UTSI	P	1,500	$14.78	$22,170	31,500 Indirect	+5.00%	Acquired	-98.7% (price as of 2026-08-20)
Sept. 22, 2004	UTSI	P	3,500	$13.99	$48,965	30,000 Direct	+13.21%	Acquired	-98.6% (price as of 2026-08-20)
Sept. 22, 2004	UTSI	P	6,500	$14.06	$91,390	26,500 Direct	+32.50%	Acquired	-98.6% (price as of 2026-08-20)
Aug. 27, 2004	UTSI	A	25,000	—	—	163,500 Direct	+18.05%	Acquired	(price as of 2026-08-20)
March 1, 2004	UTSI	M	2,140	—	—	138,500 Direct	-1.52%	Disposed	(price as of 2026-08-20)
March 1, 2004	UTSI	M	800	—	—	140,640 Direct	-0.57%	Disposed	(price as of 2026-08-20)
March 1, 2004	UTSI	M	60	—	—	141,440 Direct	-0.04%	Disposed	(price as of 2026-08-20)
March 1, 2004	UTSI	S 10b5-1	3,000	$34.00	$102,000	20,000 Direct	-13.04%	Disposed	-99.4% (price as of 2026-08-20)
March 1, 2004	UTSI	M	2,140	$14.31	$30,623	23,000 Direct	+10.26%	Acquired	-98.6% (price as of 2026-08-20)
March 1, 2004	UTSI	M	800	$15.00	$12,000	20,860 Direct	+3.99%	Acquired	-98.7% (price as of 2026-08-20)
March 1, 2004	UTSI	M	60	$13.00	$780	20,060 Direct	+0.30%	Acquired	-98.5% (price as of 2026-08-20)
Feb. 4, 2004	UTSI	M	4,280	—	—	141,500 Direct	-2.94%	Disposed	(price as of 2026-08-20)
Feb. 4, 2004	UTSI	M	1,600	—	—	145,780 Direct	-1.09%	Disposed	(price as of 2026-08-20)
Feb. 4, 2004	UTSI	M	120	—	—	147,380 Direct	-0.08%	Disposed	(price as of 2026-08-20)
Feb. 4, 2004	UTSI	S 10b5-1	6,000	$34.10	$204,600	20,000 Direct	-23.08%	Disposed	-99.4% (price as of 2026-08-20)
Feb. 4, 2004	UTSI	M	4,280	$14.31	$61,247	26,000 Direct	+19.71%	Acquired	-98.6% (price as of 2026-08-20)
Feb. 4, 2004	UTSI	M	1,600	$15.00	$24,000	21,720 Direct	+7.95%	Acquired	-98.7% (price as of 2026-08-20)
Feb. 4, 2004	UTSI	M	120	$13.00	$1,560	20,120 Direct	+0.60%	Acquired	-98.5% (price as of 2026-08-20)
Aug. 22, 2003	UTSI	A	25,000	—	—	147,500 Direct	+20.41%	Acquired	(price as of 2026-08-20)
July 22, 2003	UTSI	M	12,500	—	—	122,500 Direct	-9.26%	Disposed	(price as of 2026-08-20)
July 22, 2003	UTSI	M	7,500	—	—	135,000 Direct	-5.26%	Disposed	(price as of 2026-08-20)
July 22, 2003	UTSI	S	12,500	$41.54	$519,250	20,000 Direct	-38.46%	Disposed	-99.5% (price as of 2026-08-20)
July 22, 2003	UTSI	M	12,500	$13.00	$162,500	32,500 Direct	+62.50%	Acquired	-98.5% (price as of 2026-08-20)
July 22, 2003	UTSI	M	7,500	$12.50	$93,750	20,000 Direct	+60.00%	Acquired	-98.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 12, 2015	PGEN	Option to Purchase Common Stock (Right to Buy)	Common Stock (15,000)	$47.48	March 12, 2025	15,000	Acquired
Sept. 30, 2008	UTSI	Stock Option (right to buy)	Common Stock (52,300)	$3.37	Sept. 30, 2015	52,300	Acquired
Nov. 30, 2007	UTSI	Stock option (right to buy)	Common stock (48,621)	$2.90	Nov. 30, 2014	48,621	Acquired
July 21, 2006	UTSI	Share Purchase Rights (right to buy)	Common Stock (11,376)	—	July 26, 2006	11,376	Disposed
June 26, 2006	UTSI	Share Purchase Rights (right to buy)	Common Stock (11,376)	—	July 26, 2006	11,376	Acquired
April 27, 2006	UTSI	Stock Option (right to buy)	Common Stock (20,675)	$7.67	April 27, 2016	20,675	Acquired
Oct. 28, 2005	UTSI	Stock Option (right to buy)	Common Stock (25,000)	$7.98	Oct. 28, 2015	25,000	Acquired
Sept. 12, 2005	UTSI	Stock Option (right to buy)	Common Stock (25,000)	$8.04	Sept. 12, 2015	25,000	Acquired
May 11, 2005	UTSI	Stock Option (right to buy)	Common Stock (20,000)	$6.84	May 11, 2015	20,000	Acquired
Aug. 27, 2004	UTSI	Employee Stock Option (right to buy)	Common Stock (25,000)	$16.34	Aug. 27, 2014	25,000	Acquired
March 1, 2004	UTSI	Employee Stock Option (right to buy)	Common Stock (2,140)	$14.31	Aug. 23, 2012	2,140	Disposed
March 1, 2004	UTSI	Employee Stock Option (right to buy)	Common Stock (800)	$15.00	Oct. 18, 2010	800	Disposed
March 1, 2004	UTSI	Employee Stock Option (right to buy)	Common Stock (60)	$13.00	Jan. 31, 2010	60	Disposed
Feb. 4, 2004	UTSI	Employee Stock Option (right to buy)	Common Stock (4,280)	$14.31	Aug. 23, 2012	4,280	Disposed
Feb. 4, 2004	UTSI	Employee Stock Option (right to buy)	Common Stock (1,600)	$15.00	Oct. 18, 2010	1,600	Disposed
Feb. 4, 2004	UTSI	Employee Stock Option (right to buy)	Common Stock (120)	$13.00	Jan. 31, 2010	120	Disposed
Aug. 22, 2003	UTSI	Employee Stock Option (right to buy)	Common Stock (25,000)	$45.21	Aug. 22, 2013	25,000	Acquired
July 22, 2003	UTSI	Employee Stock Option (right to buy)	Common Stock (12,500)	$13.00	Jan. 31, 2010	12,500	Disposed
July 22, 2003	UTSI	Employee Stock Option (right to buy)	Common Stock (7,500)	$12.50	Dec. 21, 2010	7,500	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 7, 2013	PGEN	Common Stock	4,083	Direct
Aug. 7, 2013	PGEN	Option to Purchase Common Stock→ Common Stock (8,571)	8,571	Direct
Aug. 7, 2013	PGEN	Option to Purchase Common Stock→ Common Stock (2,857)	2,857	Direct
Aug. 7, 2013	PGEN	Option to Purchase Common Stock→ Common Stock (2,857)	2,857	Direct
Aug. 7, 2013	PGEN	Option to Purchase Common Stock→ Common Stock (2,857)	2,857	Direct
Aug. 7, 2013	PGEN	Option to Purchase Common Stock→ Common Stock (8,571)	8,571	Direct
Aug. 7, 2013	PGEN	Option to Purchase Common Stock→ Common Stock (2,857)	2,857	Direct
Aug. 7, 2013	PGEN	Option to Purchase Common Stock→ Common Stock (2,857)	2,857	Direct
Aug. 7, 2013	PGEN	Series E Convertible Preferred Stock→ Common Stock (60,560)	60,560	Direct