Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 16, 2007 UTSI S 10,000 $3.09 $30,900 14,876 Direct -40.20% Disposed -94.0% (price as of 2026-10-02)
Nov. 16, 2007 UTSI S 10,000 $3.07 $30,700 24,876 Direct -28.67% Disposed -93.9% (price as of 2026-10-02)
Nov. 14, 2007 UTSI S 6,500 $3.26 $21,190 34,876 Direct -15.71% Disposed -94.3% (price as of 2026-10-02)
Sept. 23, 2004 UTSI P 275 $14.69 $4,040 31,775 Indirect +0.87% Acquired -98.7% (price as of 2026-10-02)
Sept. 23, 2004 UTSI P 1,500 $14.78 $22,170 31,500 Indirect +5.00% Acquired -98.7% (price as of 2026-10-02)
Sept. 22, 2004 UTSI P 3,500 $13.99 $48,965 30,000 Direct +13.21% Acquired -98.7% (price as of 2026-10-02)
Sept. 22, 2004 UTSI P 6,500 $14.06 $91,390 26,500 Direct +32.50% Acquired -98.7% (price as of 2026-10-02)
March 1, 2004 UTSI S 10b5-1 3,000 $34.00 $102,000 20,000 Direct -13.04% Disposed -99.5% (price as of 2026-10-02)
Feb. 4, 2004 UTSI S 10b5-1 6,000 $34.10 $204,600 20,000 Direct -23.08% Disposed -99.5% (price as of 2026-10-02)
July 22, 2003 UTSI S 12,500 $41.54 $519,250 20,000 Direct -38.46% Disposed -99.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 12, 2015 PGEN Option to Purchase Common Stock (Right to Buy) Common Stock (15,000) $47.48 March 12, 2025 15,000 Acquired
March 20, 2014 PGEN Option to Purchase Common Stock (Right to Buy) Common Stock (15,000) $30.72 March 20, 2024 15,000 Acquired
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (57,142) · · 100,000 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F3] (3,204) · · 0 Disposed
Sept. 30, 2008 UTSI Stock Option (right to buy) Common Stock (52,300) $3.37 Sept. 30, 2015 52,300 Acquired
Nov. 30, 2007 UTSI Stock option (right to buy) Common stock (48,621) $2.90 Nov. 30, 2014 48,621 Acquired
July 21, 2006 UTSI Share Purchase Rights (right to buy) Common Stock (11,376) · July 26, 2006 11,376 Disposed
June 26, 2006 UTSI Share Purchase Rights (right to buy) Common Stock (11,376) · July 26, 2006 11,376 Acquired
April 27, 2006 UTSI Stock Option (right to buy) Common Stock (20,675) $7.67 April 27, 2016 20,675 Acquired
Oct. 28, 2005 UTSI Stock Option (right to buy) Common Stock (25,000) $7.98 Oct. 28, 2015 25,000 Acquired
Sept. 12, 2005 UTSI Stock Option (right to buy) Common Stock (25,000) $8.04 Sept. 12, 2015 25,000 Acquired
May 11, 2005 UTSI Stock Option (right to buy) Common Stock (20,000) $6.84 May 11, 2015 20,000 Acquired
Aug. 27, 2004 UTSI Employee Stock Option (right to buy) Common Stock (25,000) $16.34 Aug. 27, 2014 25,000 Acquired
March 1, 2004 UTSI Employee Stock Option (right to buy) Common Stock (2,140) $14.31 Aug. 23, 2012 2,140 Disposed
March 1, 2004 UTSI Employee Stock Option (right to buy) Common Stock (800) $15.00 Oct. 18, 2010 800 Disposed
March 1, 2004 UTSI Employee Stock Option (right to buy) Common Stock (60) $13.00 Jan. 31, 2010 60 Disposed
Feb. 4, 2004 UTSI Employee Stock Option (right to buy) Common Stock (4,280) $14.31 Aug. 23, 2012 4,280 Disposed
Feb. 4, 2004 UTSI Employee Stock Option (right to buy) Common Stock (1,600) $15.00 Oct. 18, 2010 1,600 Disposed
Feb. 4, 2004 UTSI Employee Stock Option (right to buy) Common Stock (120) $13.00 Jan. 31, 2010 120 Disposed
Aug. 22, 2003 UTSI Employee Stock Option (right to buy) Common Stock (25,000) $45.21 Aug. 22, 2013 25,000 Acquired
July 22, 2003 UTSI Employee Stock Option (right to buy) Common Stock (12,500) $13.00 Jan. 31, 2010 12,500 Disposed
July 22, 2003 UTSI Employee Stock Option (right to buy) Common Stock (7,500) $12.50 Dec. 21, 2010 7,500 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 7, 2013 PGEN Common Stock 4,083 Direct
Aug. 7, 2013 PGEN Option to Purchase Common Stock→ Common Stock (8,571) 8,571 Direct
Aug. 7, 2013 PGEN Option to Purchase Common Stock→ Common Stock (2,857) 2,857 Direct
Aug. 7, 2013 PGEN Option to Purchase Common Stock→ Common Stock (2,857) 2,857 Direct
Aug. 7, 2013 PGEN Option to Purchase Common Stock→ Common Stock (2,857) 2,857 Direct
Aug. 7, 2013 PGEN Option to Purchase Common Stock→ Common Stock (8,571) 8,571 Direct
Aug. 7, 2013 PGEN Option to Purchase Common Stock→ Common Stock (2,857) 2,857 Direct
Aug. 7, 2013 PGEN Option to Purchase Common Stock→ Common Stock (2,857) 2,857 Direct
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (60,560) 60,560 Direct