ETF Series Solutions (UPSD)
Management Company · CBSX · Series S000088187 · View on SEC EDGAR ↗
- Net assets
- $101.0M
- Holdings
- 103
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 27.40%
- Effective number of positions
- 63.2
- Positions above 1%
- 31
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$610K
- Quarter ending Apr 2026
- +$6.2M
- Trailing 12 months
- +$44.6M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 103 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| Spotify Technology SA | — | $355K | 0.35 | 795 | EC | SE |
| Rocket Cos Inc | 77311W101 | $313K | 0.31 | 21,388 | EC | US |
| Unknown security | — | -$250K | -0.25 | 1 | DE | US |
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Sector breakdown
Technology
17.2%
Healthcare
11.5%
Industrials
11.5%
Retail
8.4%
Communication Services
7.5%
Consumer Staples
7.1%
Energy
4.2%
Financials
4.1%
Consumer products
3.5%
Utilities
3.4%
Financial Services
2.9%
Real Estate
2.9%
Communications
1.9%
Telecommunication
1.6%
Materials
0.7%
Consumer Discretionary
0.4%
Other/Unmapped
11.4%
Institutional owners (13F) 30 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| Aptus Capital Advisors, LLC | $57,871,532 | 35.29% | 2,052,182 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $18,572,625 | 11.33% | 658,604 | Shares | June 30, 2026 |
| Signal Advisors Wealth, LLC | $18,389,502 | 11.22% | 652,110 | Shares | June 30, 2026 |
| Park Place Capital Corp | $16,453,107 | 10.03% | 583,444 | Shares | June 30, 2026 |
| Waterloo Capital, L.P. | $11,899,369 | 7.26% | 421,963 | Shares | June 30, 2026 |
| 6th Street Advisors, LLC | $5,348,946 | 3.26% | 189,679 | Shares | June 30, 2026 |
| Financial Guidance Group, Inc. | $4,646,220 | 2.83% | 164,760 | Shares | June 30, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | $4,248,913 | 2.59% | 150,341 | Shares | June 30, 2026 |
| Tailwinds Wealth, LLC | $4,183,775 | 2.55% | 148,361 | Shares | June 30, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | $2,866,431 | 1.75% | 101,647 | Shares | June 30, 2026 |
| Lord & Richards Wealth Management, LLC | $2,774,244 | 1.69% | 98,377 | Shares | June 30, 2026 |
| MBE Wealth Management, LLC | $2,668,586 | 1.63% | 94,631 | Shares | June 30, 2026 |
| Second Line Capital, LLC | $2,618,849 | 1.60% | 92,867 | Shares | June 30, 2026 |
| Cushing Capital Partners, LLC | $2,378,275 | 1.45% | 84,336 | Shares | June 30, 2026 |
| RENASANT BANK | $2,231,861 | 1.36% | 79,144 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $2,199,685 | 1.34% | 78,003 | Shares | June 30, 2026 |
| Regal Investment Advisors LLC | $1,429,458 | 0.87% | 50,690 | Shares | June 30, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | $841,432 | 0.51% | 29,838 | Shares | June 30, 2026 |
| Atria Investments, Inc | $761,990 | 0.46% | 27,021 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $429,937 | 0.26% | 15,246 | Shares | June 30, 2026 |
| Strong Retirement Solutions LLC | $306,054 | 0.19% | 10,853 | Shares | June 30, 2026 |
| Advisory Services Network, LLC | $280,646 | 0.17% | 9,952 | Shares | June 30, 2026 |
| Independent Advisor Alliance | $266,998 | 0.16% | 9,468 | Shares | June 30, 2026 |
| Second Half Financial Partners, LLC | $206,621 | 0.13% | 7,327 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $35,081 | 0.02% | 1,244 | Shares | June 30, 2026 |
| Princeton Global Asset Management LLC | $31,866 | 0.02% | 1,130 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $14,100 | 0.01% | 500 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $8,883 | 0.01% | 315 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $1,072 | 0.00% | 38 | Shares | June 30, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $197 | 0.00% | 7 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| FBY Tidal Trust II | $101.1M |
| PIFI ETF Series Solutions | $101.3M |
| LCLG Advisors Series Trust | $101.3M |
| GXPT Global X Funds | $101.4M |
| DYTA RBB Fund, Inc. | $101.4M |
| TRPA Hartford Funds Exchange-Traded … | $100.9M |
| SMAY First Trust Exchange-Traded Fun… | $100.5M |
| AGZD WisdomTree Trust | $99.5M |
| MID AMERICAN CENTURY ETF TRUST | $99.5M |
| EMCB WisdomTree Trust | $99.4M |