PGIM Rock ETF Trust (PMMY)
Management Company · XCBO · Series S000089305 · View on SEC EDGAR ↗
- Net assets
- $2.7M
- Holdings
- 4
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 100.04%
- Effective number of positions
- 0.7
- Positions above 1%
- 1
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$2K
- Quarter ending Apr 2026
- +$2K
- Trailing 12 months
- +$503K
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 4 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| X-CHANGE FINANCIAL ACCESS LLC | — | $3.2M | 120.65 | 45 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $18K | 0.67 | 17,814 | STIV | US |
| X-CHANGE FINANCIAL ACCESS LLC | — | $0 | 0.00 | 45 | DE | US |
| X-CHANGE FINANCIAL ACCESS LLC | — | -$566K | -21.27 | -45 | DE | US |
Sector breakdown
Institutional owners (13F) 4 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| JIM SAULNIER & ASSOCIATES, LLC | $1,001,492 | 57.84% | 37,411 | Shares | June 30, 2026 |
| Kingsview Wealth Management, LLC | $366,428 | 21.16% | 13,688 | Shares | June 30, 2026 |
| SMITH, MOORE & CO. | $213,277 | 12.32% | 7,967 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $150,153 | 8.67% | 5,609 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| TSMZ Direxion Shares ETF Trust | $2.7M |
| HWSM HOTCHKIS & WILEY FUNDS /DE/ | $2.8M |
| QTR Global X Funds | $2.9M |
| PMJL PGIM Rock ETF Trust | $2.9M |
| QCMD Direxion Shares ETF Trust | $2.9M |
| IRET Tidal Trust II | $2.6M |
| MYY ProShares Trust | $2.6M |
| DRAY Tidal Trust II | $2.6M |
| SNPD DBX ETF Trust | $2.6M |
| EAFG Pacer Funds Trust | $2.5M |