Smith Asset Management Co., LLC
CIK 2068217 · View on SEC EDGAR ↗
- Portfolio value
- $127.1M
- Positions
- 70
- As of
- June 30, 2026
#7,882 of 9,443 by 13F value · top 83.5%
Portfolio value QoQ: +9.1% 13F does not disclose cash
- Top 10 holdings weight
- 40.88%
- Top 25 holdings weight
- 72.87%
- Positions above 1%
- 33
- Effective number of positions
- 36.6
Based on 13F long-equity holdings only (cash, bonds, shorts not disclosed)
Turnover Q2 2026: 3.07% Est. buys $10,275,202 · sells $3,734,338
Median holding: 7.0 quarters Tracked Q4 2024–Q2 2026 · 83.3% still held
- New positions
- 4
- Increased
- 14
- Decreased
- 47
- Closed
- 4
On this page
- Sector breakdown How the portfolio splits across market sectors.
- Portfolio Every stock this institution reports holding, from its latest 13F.
- High-conviction bets The holdings this manager is most concentrated in.
- Biggest new bets Brand-new positions opened in the latest quarter.
- Top moves The biggest position increases and decreases this quarter.
- Exited positions Positions the manager fully sold out of last quarter.
Sector breakdown
Financial Services
6.1%
Real Estate
4.6%
Technology
4.5%
N/A
3.7%
Retail
1.7%
Utilities
0.8%
Communication Services
0.5%
Consumer Staples
0.2%
Healthcare
0.2%
Other/Unmapped
77.7%
Full portfolio 70 positions
| Type | Streak | 8Q trend | |||||
|---|---|---|---|---|---|---|---|
| BRKB | $7,966,209 | 6.27% | 15,920 | $518,003 | Up ×4 | ||
| JPC Nuveen Preferred & Income Opportunities Fund | $7,019,993 | 5.52% | 890,862 | $148,007 | Down ×3 | ||
| ARCC Ares Capital Corporation - Closed End Fund | $6,481,164 | 5.10% | 349,766 | $277,256 | Up ×6 | ||
| VGT | $5,459,674 | 4.30% | 45,680 | $2,052,707 | Up ×6 | ||
| CSQ Calamos Strategic Total Return Fund - Closed End Fund | $4,659,019 | 3.67% | 226,606 | $723,884 | Down ×1 | ||
| SPY SPY | $4,491,079 | 3.53% | 6,014 | $601,395 | Up ×2 | ||
| DNP DNP Select Income Fund, Inc. Common Stock | $4,274,498 | 3.36% | 396,153 | $134,601 | Down ×5 | ||
| AWF Alliancebernstein Global High Income Fund | $3,981,781 | 3.13% | 386,580 | $-26,193 | Down ×6 | ||
| AAPL Apple Inc. - Common Stock | $3,846,549 | 3.03% | 13,293 | $632,121 | Up ×6 | ||
| RFI Cohen & Steers Total Return Realty Fund, Inc. Common Stock | $3,776,971 | 2.97% | 333,654 | $-6,526 | Down ×1 | ||
| VIS | $3,587,226 | 2.82% | 9,954 | $1,119,127 | Up ×6 | ||
| FFA First Trust Enhanced Equity Income Fund Common Shares of Beneficial Interest | $3,349,022 | 2.63% | 149,777 | $222,878 | Down ×6 | ||
| UTG | $3,008,353 | 2.37% | 73,879 | $47,426 | Down ×6 | ||
| MCI Barings Corporate Investors Common Stock | $2,977,381 | 2.34% | 169,554 | $-3,780 | Down ×6 | ||
| PCN Pimco Corporate & Income Strategy Fund Common Stock | $2,896,541 | 2.28% | 242,388 | $-12,299 | Down ×1 | ||
| NLY Annaly Capital Management Inc. Common Stock | $2,811,681 | 2.21% | 125,746 | $146,570 | Down ×1 | ||
| BTZ BlackRock Credit Allocation Income Trust | $2,793,569 | 2.20% | 273,343 | $3,057 | Down ×6 | ||
| BGY Blackrock Enhanced International Dividend Trust | $2,746,354 | 2.16% | 478,458 | $139,379 | Down ×6 | ||
| PDI PIMCO Dynamic Income Fund Common Stock | $2,685,800 | 2.11% | 160,826 | $-94,444 | Down ×1 | ||
| PSF Cohen & Steers Select Preferred and Income Fund, Inc. Common Stock | $2,609,720 | 2.05% | 129,643 | $78,155 | Down ×6 | ||
| UTF Cohen & Steers Infrastructure Fund, Inc Common Stock | $2,589,763 | 2.04% | 93,866 | $134,269 | Down ×6 | ||
| HQH abrdn Healthcare Investors Shares of Beneficial Interest | $2,477,674 | 1.95% | 112,724 | $427,172 | Down ×6 | ||
| FLC Flaherty & Crumrine Total Return Fund Inc Common Stock | $2,095,798 | 1.65% | 124,011 | $2,012 | Down ×6 | ||
| QQQ Invesco QQQ Trust, Series 1 | $2,022,898 | 1.59% | 2,747 | $948,761 | Up ×4 | ||
| PTY Pimco Corporate & Income Opportunity Fund | $2,015,089 | 1.59% | 167,505 | $22,749 | Up ×3 | ||
| DFP Flaherty & Crumrine Dynamic Preferred and Income Fund Inc. Common Stock | $1,937,647 | 1.52% | 93,742 | $29,652 | Down ×3 | ||
| MSFT Microsoft Corporation - Common Stock | $1,889,742 | 1.49% | 5,066 | $890,269 | Up ×2 | ||
| DSU Blackrock Debt Strategies Fund, Inc. Common Stock | $1,882,983 | 1.48% | 194,122 | $-30,519 | Down ×1 | ||
| AMZN Amazon.com, Inc. - Common Stock | $1,691,499 | 1.33% | 7,097 | $338,994 | Up ×3 | ||
| GOF Guggenheim Strategic Opportunities Fund Common Shares of Beneficial Interest | $1,528,855 | 1.20% | 140,005 | $-2,705 | Up ×5 | ||
| BUI BlackRock Utility, Infrastructure & Power Opportunities Trust | $1,523,634 | 1.20% | 52,521 | $116,657 | Down ×1 | ||
| ASGI abrdn Global Infrastructure Income Fund Common Shares of Beneficial Interest | $1,313,369 | 1.03% | 56,489 | $1,866 | Down ×6 | ||
| SOR Source Capital, Inc. Cmn Shs of BI | $1,290,010 | 1.01% | 28,062 | $-17,418 | Down ×2 | ||
| FFC Flaherty & Crumrine Preferred and Income Securities Fund Incorporated | $1,219,632 | 0.96% | 74,916 | $29,225 | Down ×1 | ||
| GDO Western Asset Global Corporate Opportunity Fund Inc. Common Stock | $1,193,062 | 0.94% | 111,189 | $-19,163 | Down ×6 | ||
| MPV Barings Participation Investors Common Stock | $1,145,238 | 0.90% | 68,007 | $-30,737 | Down ×5 | ||
| SPYM | $1,142,528 | 0.90% | 13,001 | $239,279 | Up ×6 | ||
| NVG Nuveen AMT-Free Municipal Credit Income Fund | $1,111,661 | 0.87% | 86,848 | $30,006 | Down ×6 | ||
| VTV | $1,105,123 | 0.87% | 5,071 | $106,269 | Down ×1 | ||
| RNP Cohen & Steers REIT and Preferred and Income Fund, Inc. Common Shares | $920,422 | 0.72% | 45,341 | $27,863 | Up ×6 | ||
| GRID First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund | $892,405 | 0.70% | 4,654 | Up ×1 | |||
| STK Columbia Seligman Premium Technology Growth Fund Inc | $845,867 | 0.67% | 15,702 | $236,332 | Down ×1 | ||
| PFD Flaherty & Crumrine Preferred and Income Fund Incorporated | $845,129 | 0.66% | 72,668 | $17,082 | Down ×3 | ||
| OHI Omega Healthcare Investors, Inc. Common Stock | $747,034 | 0.59% | 15,667 | $23,931 | Down ×6 | ||
| SPH Suburban Propane Partners, L.P. Common Stock | $708,812 | 0.56% | 41,451 | $-118,483 | Down ×2 | ||
| BME Blackrock Health Sciences Trust | $694,888 | 0.55% | 16,179 | $58,356 | Down ×1 | ||
| BLW Blackrock Limited Duration Income Trust | $666,391 | 0.52% | 53,354 | $-26,877 | Down ×1 | ||
| OUT OUTFRONT Media Inc. Common Stock | $634,037 | 0.50% | 19,354 | Up ×1 | |||
| GOOGL Alphabet Inc. - Class A Common Stock | $606,100 | 0.48% | 1,696 | $151,752 | Up ×2 | ||
| HYT Blackrock Corporate High Yield Fund, Inc. Common Stock | $603,129 | 0.47% | 70,459 | $7 | Down ×1 | ||
| IRM Iron Mountain Incorporated (Delaware)Common Stock REIT | $600,730 | 0.47% | 4,756 | $114,952 | |||
| DOC Healthpeak Properties, Inc. Common Stock | $583,007 | 0.46% | 27,243 | $132,935 | Down ×2 | ||
| DIA | $561,569 | 0.44% | 1,075 | Up ×1 | |||
| VOT | $527,755 | 0.42% | 1,723 | $15,371 | Down ×3 | ||
| MSD Morgan Stanley Emerging Markets Debt Fund, Inc. Common Stock | $518,315 | 0.41% | 71,002 | $13,247 | Down ×1 | ||
| WMT Walmart Inc. - Common Stock | $503,327 | 0.40% | 4,444 | $-50,838 | Down ×1 | ||
| LDP Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $383,186 | 0.30% | 18,109 | $3,436 | Down ×1 | ||
| DUK Duke Energy Corporation (Holding Company) Common Stock | $331,513 | 0.26% | 2,619 | $-16,002 | Down ×3 | ||
| PFO Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated | $283,834 | 0.22% | 30,718 | $-3,801 | Down ×1 | ||
| MO Altria Group, Inc. | $261,610 | 0.21% | 3,636 | $15,071 | Down ×3 | ||
| SEVN Seven Hills Realty Trust - Common Stock | $247,218 | 0.19% | 29,326 | $-16,258 | Down ×3 | ||
| AMGN Amgen Inc. - Common Stock | $239,361 | 0.19% | 661 | $6,788 | |||
| ASG Liberty All-Star Growth Fund, Inc. | $220,042 | 0.17% | 40,227 | $23,492 | Down ×3 | ||
| ETG Eaton Vance Tax-Advantaged Global Dividend Income Fund Common Shares of Beneficial Interest | $207,999 | 0.16% | 8,836 | ||||
| AFB AllianceBernstein National Municipal Income Fund Inc | $207,696 | 0.16% | 18,203 | $13,106 | |||
| DHC Diversified Healthcare Trust - Common Shares of Beneficial Interest | $207,325 | 0.16% | 22,293 | $59,299 | |||
| WEA Western Asset Bond Fund Share of Beneficial Interest | $195,609 | 0.15% | 18,367 | $1,286 | |||
| PMO Putnam Municipal Opportunities Trust Common Stock | $132,266 | 0.10% | 12,549 | $-9,277 | Down ×1 | ||
| USA Liberty All-Star Equity Fund Common Stock | $105,754 | 0.08% | 18,202 | $2,790 | Down ×2 | ||
| SVC Service Properties Trust - Shares of Beneficial Interest | $30,085 | 0.02% | 17,802 | $5,828 | Down ×4 | ||
| No matches | |||||||
Conviction holdings
Positions increased for 3+ consecutive quarters.
Share counts are as reported in 13F filings (not split-adjusted)
| Security | Value | % of portfolio | Streak |
|---|---|---|---|
| BRKB | $7,966,209 | 6.27% | up ×4 |
| ARCC | $6,481,164 | 5.10% | up ×6 |
| VGT | $5,459,674 | 4.30% | up ×6 |
| AAPL | $3,846,549 | 3.03% | up ×6 |
| VIS | $3,587,226 | 2.82% | up ×6 |
| QQQ | $2,022,898 | 1.59% | up ×4 |
| PTY | $2,015,089 | 1.59% | up ×3 |
| AMZN | $1,691,499 | 1.33% | up ×3 |
| GOF | $1,528,855 | 1.20% | up ×5 |
| SPYM | $1,142,528 | 0.90% | up ×6 |
| RNP | $920,422 | 0.72% | up ×6 |
Biggest new bets
New positions opened this quarter, largest first.
Top movers (QoQ)
| Security | Action | Shares Δ | Value Δ |
|---|---|---|---|
| VGT | Bought more | +41K | +$2.1M |
| VIS | Bought more | +2K | +$1.1M |
| QQQ | Bought more | +886 | +$949K |
| MSFT | Bought more | +2K | +$890K |
| CSQ | Trimmed | -3K | +$724K |
| AAPL | Bought more | +628 | +$632K |
| SPY | Bought more | +33 | +$601K |
| BRKB | Bought more | +377 | +$518K |
| HQH | Trimmed | -3K | +$427K |
| AMZN | Bought more | +603 | +$339K |
Exited positions
Includes corporate events (mergers, delistings) — not all exits are sells
Closed positions reflect 13F reporting changes; for index managers these are often mechanical (delisting, M&A, index rebalancing), not active decisions.
| Security | Quarter | Shares before | Value before | Price since exit |
|---|---|---|---|---|
| JPI | Sept. 30, 2025 | 241,976 | $5,033,174 | No longer tracked |
| EQH | March 31, 2026 | 82,004 | $3,907,497 | 32.9% |
| HYB | March 31, 2025 | 176,653 | $1,443,264 | No longer tracked |
| EQH | March 31, 2025 | 51,443 | $1,052,523 | -5.3% |
| VB | June 30, 2026 | 3,255 | $852,550 | No longer tracked |
| FENG | Sept. 30, 2025 | 332,777 | $722,163 | -45.5% |
| VDE | June 30, 2026 | 3,602 | $623,290 | No longer tracked |
| XLV | June 30, 2026 | 4,137 | $606,526 | No longer tracked |
| SEVN | March 31, 2025 | 33,055 | $432,360 | -38.5% |
| BTT | Sept. 30, 2025 | 14,689 | $321,564 | 0.3% |
| PFO | Sept. 30, 2025 | 32,193 | $297,786 | -7.0% |
| XLF | June 30, 2026 | 4,742 | $234,113 | No longer tracked |
| ETG | March 31, 2026 | 8,928 | $206,237 | 19.2% |
| AMGN | June 30, 2025 | 661 | $205,935 | 56.2% |
| MUI | March 31, 2025 | 13,000 | $157,560 | No longer tracked |
| OPITQ | June 30, 2025 | 33,954 | $15,483 | No longer tracked |
| UTFRT | Dec. 31, 2025 | 98,699 | $7,699 | No longer tracked |