A W Pete Smith Jr

Insider

First SEC filing: Dec. 11, 2013 · Latest: Dec. 11, 2013

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

AB selling Dec. 11, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 11, 2013	AB	S	2,500	$22.26	$55,650	12,988 Direct	-16.14%	Disposed	62.7% (price as of 2026-08-21)
Dec. 11, 2013	AB	S	412	$22.25	$9,167	15,488 Direct	-2.59%	Disposed	62.7% (price as of 2026-08-21)
Sept. 11, 2013	AB	S	1,000	$20.35	$20,350	15,900 Direct	-5.92%	Disposed	77.9% (price as of 2026-08-21)
May 20, 2013	AB	A	4,539	$26.44	$120,011	16,900 Direct	+36.72%	Acquired	37.0% (price as of 2026-08-21)
May 15, 2012	AB	A	4,116	$14.58	$60,011	12,361 Direct	+49.92%	Acquired	148.4% (price as of 2026-08-21)
May 15, 2012	AB	A	16,349	—	—	16,349 Direct	—	Acquired	(price as of 2026-08-21)
May 11, 2011	AB	A	2,759	$21.75	$60,008	8,245 Direct	+50.29%	Acquired	66.5% (price as of 2026-08-21)
May 11, 2011	AB	A	10,034	—	—	10,034 Direct	—	Acquired	(price as of 2026-08-21)
June 3, 2010	AB	A	1,055	$28.46	$30,025	5,486 Direct	+23.81%	Acquired	27.2% (price as of 2026-08-21)
June 3, 2010	AB	A	5,182	—	—	5,182 Direct	—	Acquired	(price as of 2026-08-21)
May 21, 2009	AB	A	1,642	$18.27	$29,999	4,431 Direct	+58.87%	Acquired	98.2% (price as of 2026-08-21)
May 21, 2009	AB	A	6,224	—	—	6,224 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 25, 2008	AB	P	400	$15.85	$6,340	2,789 Direct	+16.74%	Acquired	128.5% (price as of 2026-08-21)
May 13, 2008	AB	A	467	$64.24	$30,000	2,270 Direct	+25.90%	Acquired	-43.6% (price as of 2026-08-21)
May 13, 2008	AB	M	2,765	—	—	2,765 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 22, 2007	AB	P	250	$82.25	$20,562	1,803 Direct	+16.10%	Acquired	-56.0% (price as of 2026-08-21)
May 15, 2007	AB	A	341	$87.98	$30,001	1,553 Direct	+28.14%	Acquired	-58.8% (price as of 2026-08-21)
May 15, 2007	AB	A	1,956	—	—	1,956 Direct	—	Acquired	(price as of 2026-08-21)
May 9, 2007	AB	P	250	$90.22	$22,555	1,212 Direct	+25.99%	Acquired	-59.9% (price as of 2026-08-21)
March 6, 2007	AB	P	250	$82.31	$20,578	962 Direct	+35.11%	Acquired	-56.0% (price as of 2026-08-21)
Dec. 12, 2006	AB	P	250	$78.67	$19,668	712 Direct	+54.11%	Acquired	-54.0% (price as of 2026-08-21)
May 15, 2006	AB	A	462	$65.02	$30,039	462 Direct	—	Acquired	-44.3% (price as of 2026-08-21)
May 15, 2006	AB	A	2,428	—	—	2,428 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 15, 2012	AB	Holding Unit Option (right to buy)	Holding Units [F1] (16,349)	$14.58	May 15, 2022	16,349	Acquired
May 11, 2011	AB	Holding Unit option (right to buy)	Holding Units [F1] (10,034)	$21.75	May 11, 2021	10,034	Acquired
June 3, 2010	AB	Holding Unit option (right to buy)	Holding Units [F1] (5,182)	$28.46	June 3, 2020	5,182	Acquired
May 21, 2009	AB	Unit option (right to buy)	Holding Units [F1] (6,224)	$18.27	May 21, 2019	6,224	Acquired
May 13, 2008	AB	Unit option (right to buy)	Holding Units [F1] (2,765)	$64.24	May 13, 2018	2,765	Acquired
May 15, 2007	AB	Unit option (right to buy)	Holding Units [F1] (1,956)	$87.98	May 15, 2017	1,956	Acquired
May 15, 2006	AB	Unit option (right to buy)	Holding Units (2,428)	$65.02	May 15, 2016	2,428	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).