your badges 52W Range $35–$44 14% of range Analyst Rating BUY 15 analysts Price Target $39 +9% upside P/E · ROE · Net Profit Margin ·

AB Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range

03
Price $36.19
52W Range $35–$44

AB Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

04
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Stock splits 2
Ex-date Split Type
April 3, 1998 2-for-1 Forward
March 16, 1993 2-for-1 Forward

10-Year Performance Revenue, net income, margins and EPS trends

06
Valuation & Ratios 07–12

Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?

No data for this ratio group yet

Not enough fundamentals data to compute this ratio group yet.

value · ≈ 5Y avg · industry median · verdict relative to median

Dividends Yield, payout ratio, dividend history, 5Y CAGR

13
Annualized Payout≈$3.28Paid quarterly
5Y Div CAGR≈4.5%Per share, split-adjusted
Growth Streak≈2Consecutive years of dividend growth
Ex-dateAmountCurrencyYield
Aug 12, 2026$0.82USD≈9.5%
May 8, 2026$0.83USD≈8.7%
Feb 20, 2026$0.96USD≈8.5%
Nov 3, 2025$0.86USD≈8.8%
Aug 4, 2025$0.76USD≈8.4%
May 5, 2025$0.80USD≈8.2%
Feb 18, 2025$1.05USD≈9.0%
Nov 4, 2024$0.77USD≈8.3%
Aug 5, 2024$0.71USD≈9.0%
May 3, 2024$0.73USD≈8.3%
Feb 16, 2024$0.77USD≈8.2%
Nov 3, 2023$0.65USD≈9.2%
Aug 4, 2023$0.61USD≈8.3%
May 5, 2023$0.66USD≈8.0%
Feb 17, 2023$0.70USD≈10.5%
Nov 4, 2022$0.64USD≈9.7%
Aug 5, 2022$0.71USD≈8.6%
May 6, 2022$0.90USD≈10.0%
Feb 18, 2022$1.29USD≈8.7%
Nov 5, 2021$0.89USD≈6.3%

Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date

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Avg Surprise -2.2%
Next Report Oct 21, 2026
PeriodReportEPS ActualEPS EstSurprise
June 30, 2026 Jul 22, 2026 $0.82 $0.86 -4.1%
March 31, 2026 $0.83 $0.86 -3.5%
Dec. 31, 2025 $0.96 $0.95 1.0%
Sept. 30, 2025 $0.86 $0.88 -1.9%
June 30, 2025 $0.76 $0.79 -4.1%
March 31, 2025 $0.80 $0.81 -0.66%

Full Fundamentals All metrics by year — income statement, balance sheet, cash flow

15
Income Statement 2
Metric Trend 202520242023202220212020201920182017201620152014
Income Tax $33M$39M$36M$31M$30M$29M$28M$28M$25M$23M$24M$22M
Net Income $300M$423M$264M$274M$386M$279M$239M$242M$207M$217M$186M$178M
Balance Sheet 5
Metric Trend 202520242023202220212020201920182017201620152014
Cash & Equivalents ·······$0$0$0$0$0
Total Assets $1.24B$2.03B$2.08B$2.07B$1.62B$1.61B$1.55B$1.49B$1.54B$1.54B$1.58B$1.63B
Total Liabilities $2M$3M$1M$2M$2M$2M$2M$644.0K$1M$619.0K$274.0K$382.0K
AOCI $-18M$-41M$-42M$-51M$-33M$-34M$-41M$-39M$-33M$-42M$-35M$-29M
Liabilities + Equity $1.24B$2.03B$2.08B$2.07B$1.62B$1.61B$1.55B$1.49B$1.54B$1.54B$1.58B$1.63B
Cash Flow 5
Metric Trend 202520242023202220212020201920182017201620152014
Operating Cash Flow $352M$340M$294M$363M$355M$270M$223M$279M$202M$170M$193M$181M
Investing Cash Flow ·$0$0$-2M$-3M$-147.0K$-12M$-17M$-20M$-6M··
Financing Cash Flow $-352M$-340M$-294M$-361M$-352M$-270M$-211M$-263M$-182M$-163M··
Net Change in Cash $0$0$0$0$0$0$0$0$0$0$0$0
Taxes Paid $34M$37M$36M·········
Profitability 1
Metric Trend 202520242023202220212020201920182017201620152014
ROA 18.3%20.6%12.7%14.8%23.9%17.7%15.7%16.0%13.5%13.9%11.7%11.4%
Growth Rates 3
Metric Trend 202520242023202220212020201920182017201620152014
Net Income YoY -29.2%60.3%-3.6%-28.9%38.1%·······
Net Income CAGR 3Y 3.0%3.1%-1.8%·········
Net Income CAGR 5Y 1.4%···········
Valuation (TTM) 1
Metric Trend 202520242023202220212020201920182017201620152014
Net Income TTM $300M$423M$264M$274M$386M$279M$239M$242M$207M$217M$186M$178M

Most recent period on the left · null values shown as ·

Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years

16
Metric 2025-12-312024-12-312023-12-312022-12-312021-12-31
Net Income $300M $423M $264M $274M $386M

Institutional owners (13F) 315 filers · $456.9M total · As of June 30, 2026

17

Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Holders 315
Value held $456.9M
New positions 34
Exited positions 20
Institutional activity — Q2 2026 vs prior quarter
New positions Exited positions Increased Decreased Net shares change
34 (+1 vs prior Q) 20 (-4 vs prior Q) 94 (-12 vs prior Q) 72 (+11 vs prior Q) +219K

Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.

Institution Value Shares % of tracked 13F Type
MORGAN STANLEY $35,315,637 1,002,715 7.73% Shares
AMERICAN CENTURY COMPANIES INC $33,278,814 944,884 7.28% Shares
BANK OF AMERICA CORP /DE/ $25,658,422 728,519 5.62% Shares
WELLS FARGO & COMPANY/MN $19,930,597 565,889 4.36% Shares
LPL Financial LLC $19,465,053 552,670 4.26% Shares
UBS Group AG $16,274,492 462,081 3.56% Shares
PEAK6 LLC $14,088,000 400,000 3.08% Put option
Cresset Asset Management, LLC $13,319,605 378,183 2.92% Shares
Pathstone Holdings, LLC $13,309,532 377,897 2.91% Shares
CHURCHILL MANAGEMENT Corp $12,855,092 314,844 2.81% Shares
Invesco Ltd. $11,885,412 337,462 2.60% Shares
STIFEL FINANCIAL CORP $9,536,802 270,777 2.09% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $9,234,684 262,200 2.02% Call option
HORIZON KINETICS ASSET MANAGEMENT LLC $8,752,029 248,496 1.92% Shares
Crestwood Advisors Group, LLC $7,559,374 214,633 1.65% Shares
RAYMOND JAMES FINANCIAL INC $7,325,583 207,995 1.60% Shares
Four Tree Island Advisory LLC $7,310,651 207,571 1.60% Shares
D.A. DAVIDSON & CO. $5,636,328 160,032 1.23% Shares
OSAIC HOLDINGS, INC. $5,570,239 158,141 1.22% Shares
Cetera Investment Advisers $5,203,288 147,737 1.14% Shares
Moody Aldrich Partners LLC $4,837,150 137,341 1.06% Shares
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $4,668,053 125,620 1.02% Shares
HUB Investment Partners, LLC $4,447,807 126,286 0.97% Shares
ROYAL BANK OF CANADA $3,914,000 111,136 0.86% Shares
Jump Financial, LLC $3,708,948 105,308 0.81% Shares
JANE STREET GROUP, LLC $3,385,945 96,137 0.74% Shares
CHELSEA COUNSEL CO $3,352,240 95,180 0.73% Shares
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC $2,869,690 81,479 0.63% Shares
Phase 2 Partners, LLC $2,809,308 75,743 0.61% Shares
Williams Jones Wealth Management, LLC. $2,785,902 79,100 0.61% Shares
B. Riley Wealth Advisors, Inc. $2,652,760 75,577 0.58% Shares
GOLDMAN SACHS GROUP INC $2,646,079 75,130 0.58% Shares
NATIXIS $2,645,022 75,100 0.58% Shares
NEUBERGER BERMAN GROUP LLC $2,474,592 70,261 0.54% Shares
Lido Advisors, LLC $2,339,834 66,434 0.51% Shares
Disciplined Equity Management, Inc. $2,264,048 64,283 0.50% Shares
CITADEL ADVISORS LLC $2,247,036 63,800 0.49% Call option
COMMONWEALTH EQUITY SERVICES, LLC $2,154,202 61,164 0.47% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $2,148,420 61,000 0.47% Put option
JPMORGAN CHASE & CO $2,120,953 60,426 0.46% Shares
GABELLI FUNDS LLC $2,113,200 60,000 0.46% Shares
Focus Partners Wealth $2,013,581 57,171 0.44% Shares
Corient Private Wealth LP $1,972,990 56,019 0.43% Shares
MANUFACTURERS LIFE INSURANCE COMPANY, THE $1,907,727 54,166 0.42% Shares
PEAK6 LLC $1,901,563 53,991 0.42% Shares
Northeast Financial Consultants Inc $1,894,880 46,409 0.41% Shares
Aristides Capital LLC $1,857,714 52,746 0.41% Shares
Kestra Advisory Services, LLC $1,849,063 52,500 0.40% Shares
SHARPEPOINT LLC $1,845,000 52,385 0.40% Shares
Moors & Cabot, Inc. $1,821,085 51,706 0.40% Shares
Caption Management, LLC $1,761,000 50,000 0.39% Call option
Parrish Capital LLC $1,712,960 48,636 0.37% Shares
Rockefeller Capital Management L.P. $1,697,200 48,188 0.37% Shares
Knott David M Jr $1,690,560 48,000 0.37% Shares
CITADEL ADVISORS LLC $1,620,120 46,000 0.35% Put option
Mariner, LLC $1,600,356 45,439 0.35% Shares
CACTI ASSET MANAGEMENT LLC $1,579,617 44,850 0.35% Shares
DAVENPORT & Co LLC $1,568,065 44,522 0.34% Shares
JANE STREET GROUP, LLC $1,444,020 41,000 0.32% Put option
AMERIPRISE FINANCIAL INC $1,411,422 40,074 0.31% Shares
BANK OF MONTREAL /CAN/ $1,375,694 39,060 0.30% Shares
MidFirst Bank $1,364,775 38,750 0.30% Shares
M&T Bank Corp $1,363,225 38,706 0.30% Shares
HighTower Advisors, LLC $1,350,295 38,339 0.30% Shares
&PARTNERS $1,307,845 37,134 0.29% Shares
MGO ONE SEVEN LLC $1,273,469 36,158 0.28% Shares
CITADEL ADVISORS LLC $1,271,407 36,099 0.28% Shares
ALLIANCEBERNSTEIN L.P. $1,244,131 33,230 0.27% Shares
KINGSWOOD WEALTH ADVISORS, LLC $1,236,574 35,110 0.27% Shares
Equitable Holdings, Inc. $1,202,741 34,149 0.26% Shares
CHILTON CAPITAL MANAGEMENT LLC $1,108,585 31,476 0.24% Shares
Clare Market Investments LLC $1,100,625 31,250 0.24% Shares
RBF Capital, LLC $1,056,600 30,000 0.23% Shares
GAMCO INVESTORS, INC. ET AL $1,028,354 29,198 0.23% Shares
Apollon Wealth Management, LLC $1,024,268 29,082 0.22% Shares
Nicholas Wealth, LLC. $999,853 28,389 0.22% Shares
Belpointe Asset Management LLC $997,783 28,330 0.22% Shares
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $989,842 28,105 0.22% Shares
Blue Fin Capital, Inc. $941,008 26,718 0.21% Shares
Lifetime Wealth Management P.C. $917,481 26,050 0.20% Shares
XTX Topco Ltd $877,260 24,908 0.19% Shares
MISSION WEALTH MANAGEMENT, LP $847,464 24,062 0.19% Shares
JANE STREET GROUP, LLC $841,758 23,900 0.18% Call option
OneDigital Investment Advisors LLC $813,101 23,086 0.18% Shares
PFG Investments, LLC $800,496 22,728 0.18% Shares
IMC-Chicago, LLC $795,479 22,586 0.17% Shares
Ameritas Advisory Services, LLC $761,931 21,633 0.17% Shares
Sequoia Financial Advisors, LLC $714,724 20,293 0.16% Shares
Kovack Advisors, Inc. $704,852 19,975 0.15% Shares
Jefferies Financial Group Inc. $704,400 20,000 0.15% Shares
OAK ASSOCIATES LTD /OH/ $694,257 19,712 0.15% Shares
Private Portfolio Partners LLC $680,927 18,359 0.15% Shares
ZAZOVE ASSOCIATES LLC $679,746 19,300 0.15% Shares
VIRTUS ADVISERS, LLC $657,240 18,661 0.14% Shares
US BANCORP \DE\ $655,726 18,618 0.14% Shares
TRUIST FINANCIAL CORP $644,243 18,292 0.14% Shares
H D Vest Advisory Services $638,751 15,644 0.14% Shares
BALDWIN WEALTH PARTNERS LLC/MA $617,231 17,525 0.14% Shares
JBR Co Financial Management Inc $609,588 17,308 0.13% Shares
OPPENHEIMER & CO INC $605,784 17,200 0.13% Shares
Mutual Advisors, LLC $599,496 17,021 0.13% Shares
Concurrent Investment Advisors, LLC $597,722 16,971 0.13% Shares
Formidable Asset Management, LLC $595,596 15,908 0.13% Shares
JONES FINANCIAL COMPANIES LLLP $556,086 15,507 0.12% Shares
10Elms LLP $547,781 15,553 0.12% Shares
EP Wealth Advisors, LLC $546,164 15,507 0.12% Shares
RESOURCES MANAGEMENT CORP /CT/ /ADV $545,030 15,475 0.12% Shares
Wealth Preservation Advisors, LLC $530,448 15,061 0.12% Shares
Northside Capital Management, LLC $510,120 13,625 0.11% Shares
TRITONPOINT WEALTH, LLC $509,493 14,466 0.11% Shares
TritonPoint Partners, LLC $509,493 14,466 0.11% Shares
Pekin Hardy Strauss, Inc. $504,251 14,317 0.11% Shares
CAPTRUST FINANCIAL ADVISORS $501,192 14,230 0.11% Shares
HIGHLAND CAPITAL MANAGEMENT, LLC $494,982 14,054 0.11% Shares
SEGALL BRYANT & HAMILL, LLC $493,080 14,000 0.11% Shares
Shulman DeMeo Asset Management LLC $480,147 13,633 0.11% Shares
MERCER GLOBAL ADVISORS INC /ADV $477,489 13,557 0.10% Shares
F/m Investments LLC $474,237 13,465 0.10% Shares
Private Advisor Group, LLC $465,232 13,209 0.10% Shares
MML INVESTORS SERVICES, LLC $463,793 13,168 0.10% Shares
Stratos Wealth Partners, LTD. $461,255 13,096 0.10% Shares
RHODES INVESTMENT ADVISORS INC /ADV $454,338 12,900 0.10% Shares
Canton Hathaway, LLC $450,816 12,800 0.10% Shares
REDMONT WEALTH ADVISORS LLC $437,633 11,373 0.10% Shares
Ausdal Financial Partners, Inc. $436,966 12,407 0.10% Shares
NewEdge Advisors, LLC $433,124 12,297 0.09% Shares
Integrated Wealth Concepts LLC $419,814 11,920 0.09% Shares
J.W. COLE ADVISORS, INC. $419,208 11,903 0.09% Shares
Western Wealth Management, LLC $416,662 11,830 0.09% Shares
MAI Capital Management $413,518 11,741 0.09% Shares
Wedmont Private Capital $410,395 11,044 0.09% Shares
World Investment Advisors $408,339 11,037 0.09% Shares
Creative Planning $400,997 11,385 0.09% Shares
Integrated Advisors Network LLC $400,064 11,359 0.09% Shares
Herold Advisors, Inc. $399,000 11,337 0.09% Shares
INTEGRITY ALLIANCE, LLC. $396,225 11,250 0.09% Shares
Sanctuary Advisors, LLC $388,794 11,039 0.09% Shares
Capital Investment Advisors, LLC $388,758 11,038 0.09% Shares
Nadler Financial Group, Inc. $381,644 10,836 0.08% Shares
Cerity Partners LLC $375,802 10,670 0.08% Shares
Brookwood Investment Group LLC $374,424 10,631 0.08% Shares
Mallini Complete Financial Planning LLC $364,796 10,357 0.08% Shares
FRANKLIN RESOURCES INC $363,647 10,325 0.08% Shares
Fund Advisors of America Inc/FL $356,722 10,128 0.08% Shares
SITTNER & NELSON, LLC $355,722 10,100 0.08% Shares
Cadent Capital Advisors, LLC $355,018 10,080 0.08% Shares
Alessandra Capital Management, LLC $354,842 10,075 0.08% Shares
SIG BROKERAGE, LP $352,200 10,000 0.08% Call option
NORTHLAND SECURITIES, INC. $352,200 10,000 0.08% Shares
BLUEFIN CAPITAL MANAGEMENT, LLC $352,200 10,000 0.08% Shares
DEBUSSY CAPITAL MANAGEMENT LP $338,772 9,048 0.07% Shares
KW WEALTH MANAGEMENT LLC $334,293 8,687 0.07% Shares
Hudson Portfolio Management LLC $332,829 9,450 0.07% Shares
NICOLET ADVISORY SERVICES, LLC $330,748 8,598 0.07% Shares
HB Wealth Management, LLC $329,682 9,360 0.07% Shares
Fortis Capital Advisors, LLC $319,974 9,085 0.07% Shares
Prospera Financial Services Inc $317,728 9,021 0.07% Shares
Chevy Chase Trust Holdings, LLC $316,980 9,000 0.07% Shares
Keystone Financial Group $312,648 8,877 0.07% Shares
Summit Trail Advisors, LLC $308,339 8,755 0.07% Shares
MOODY NATIONAL BANK TRUST DIVISION $304,019 8,632 0.07% Shares
Sonora Investment Management Group, LLC $302,970 7,927 0.07% Shares
Jaffetilchin Investment Partners, LLC $301,452 8,052 0.07% Shares
JEPPSON WEALTH MANAGEMENT, LLC $301,232 8,553 0.07% Shares
NICOLET BANKSHARES INC $298,233 8,098 0.07% Shares
Argent Trust Co $296,623 8,422 0.06% Shares
Stirlingshire Investments, Inc. $295,883 8,401 0.06% Shares
JOHNSON INVESTMENT COUNSEL INC $294,052 8,349 0.06% Shares
Advisory Services Network, LLC $293,305 8,328 0.06% Shares
One Capital Management, LLC $293,151 7,829 0.06% Shares
CARY STREET PARTNERS FINANCIAL LLC $287,544 8,164 0.06% Shares
MACKENZIE FINANCIAL CORP $286,339 8,130 0.06% Shares
Aptus Capital Advisors, LLC $284,120 8,067 0.06% Shares
Second Line Capital, LLC $284,115 8,067 0.06% Shares
Krilogy Financial LLC $281,126 7,982 0.06% Shares
Advisory Advocates, LLC $279,999 7,950 0.06% Shares
Haverford Trust Co $278,449 7,906 0.06% Shares
Curi Capital, LLC $266,792 7,575 0.06% Shares
Van Cleef Asset Management,Inc $265,031 7,525 0.06% Shares
FSM Wealth Advisors, LLC $264,942 7,522 0.06% Shares
ZEVIN ASSET MANAGEMENT LLC $264,115 7,499 0.06% Shares
State of Tennessee, Department of Treasury $261,016 7,411 0.06% Shares
Sheaff Brock Investment Advisors, LLC $255,911 6,680 0.06% Shares
CPC Advisors, LLC $248,336 7,051 0.05% Shares
Freestone Capital Holdings, LLC $247,438 7,025 0.05% Shares
DAVIDSON TRUST CO $246,540 7,000 0.05% Shares
Essex Financial Services, Inc. $246,364 6,995 0.05% Shares
Coastal Bridge Advisors, LLC $242,631 6,889 0.05% Shares
Lewis Asset Management, LLC $239,496 6,800 0.05% Shares
Arax Advisory Partners $238,765 6,779 0.05% Shares
Farther Finance Advisors, LLC $235,767 6,694 0.05% Shares
NORTHERN TRUST CORP $232,487 6,601 0.05% Shares
Allworth Financial LP $231,219 6,565 0.05% Shares
Payne Capital Management, LLC $229,036 6,503 0.05% Shares
Merrion Investment Management Co, LLC $228,930 6,500 0.05% Shares
FLAGSHIP HARBOR ADVISORS, LLC $226,324 6,426 0.05% Shares
IHT Wealth Management, LLC $225,861 6,413 0.05% Shares
Glenview Trust Co $218,504 6,204 0.05% Shares
IEQ CAPITAL, LLC $218,364 6,200 0.05% Shares
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC $214,666 6,095 0.05% Shares
WEALTH EFFECTS LLC $213,081 6,050 0.05% Shares
Causey Wealth LLC $212,553 6,035 0.05% Shares
CHICAGO TRUST Co NA $211,320 6,000 0.05% Shares
CHAPIN DAVIS, INC. $211,320 6,000 0.05% Shares
Onyx Bridge Wealth Group LLC $207,879 5,902 0.05% Shares
TWO SIGMA SECURITIES, LLC $206,319 5,858 0.05% Shares
VISION FINANCIAL MARKETS LLC $204,010 5,700 0.04% Shares
PEDDOCK CAPITAL ADVISORS, LLC $203,572 5,780 0.04% Shares
HighPoint Advisor Group LLC $202,582 5,752 0.04% Shares
Quantum Private Wealth, LLC $200,754 5,700 0.04% Shares
Mach-1 Financial Group, LLC $200,226 5,685 0.04% Shares
Wilmington Savings Fund Society, FSB $181,383 5,150 0.04% Shares
ROTHSCHILD INVESTMENT LLC $176,100 5,000 0.04% Shares
BEACON INVESTMENT ADVISORY SERVICES, INC. $171,170 4,860 0.04% Shares
CITIGROUP INC $151,657 4,306 0.03% Shares
State of Wyoming $123,340 3,502 0.03% Shares
CALDWELL SUTTER CAPITAL, INC. $122,601 3,481 0.03% Shares
PROEQUITIES, INC. $114,933 2,847 0.03% Shares
Anchor Investment Management, LLC $112,320 3,000 0.02% Shares
CWM, LLC $107,153 2,862 0.02% Shares
IFG Advisory, LLC $102,455 2,909 0.02% Shares
Golden State Wealth Management, LLC $101,117 2,871 0.02% Shares
Twin Lakes Capital Management, LLC $96,991 2,754 0.02% Shares
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. $91,572 2,600 0.02% Shares
GABLES CAPITAL MANAGEMENT INC. $91,572 2,600 0.02% Shares
Geneos Wealth Management Inc. $89,767 2,549 0.02% Shares
North Star Investment Management Corp. $89,472 2,540 0.02% Shares
Steward Partners Investment Advisory, LLC $78,940 2,241 0.02% Shares
Hilton Head Capital Partners, LLC $77,484 2,200 0.02% Shares
PNC Financial Services Group, Inc. $74,983 2,129 0.02% Shares
ZB,N.A. $74,180 2,000 0.02% Shares
CENTRAL TRUST Co $70,440 2,000 0.02% Shares
Costello Asset Management, INC $66,918 1,900 0.01% Shares
AMERIFLEX GROUP, INC. $59,874 1,700 0.01% Shares
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $56,160 1,500 0.01% Shares
NFSG Corp $53,020 1,505 0.01% Shares
Larson Financial Group LLC $52,830 1,500 0.01% Shares
BNP PARIBAS FINANCIAL MARKETS $51,456 1,461 0.01% Shares
Glass Jacobson Investment Advisors llc $49,342 1,401 0.01% Shares
Heritage Wealth Advisors $47,547 1,350 0.01% Shares
GHP Investment Advisors, Inc. $46,034 1,230 0.01% Shares
UMB Bank, n.a. $45,786 1,300 0.01% Shares
EverSource Wealth Advisors, LLC $44,883 1,274 0.01% Shares
Parallel Advisors, LLC $44,738 1,270 0.01% Shares
LANARK FINANCIAL, INC. $44,447 1,261 0.01% Shares
LRI Investments, LLC $42,155 1,197 0.01% Shares
HARBOUR INVESTMENTS, INC. $37,572 1,067 0.01% Shares
Truvestments Capital LLC $35,996 1,022 0.01% Shares
Mountain Hill Investment Partners Corp. $35,220 1,000 0.01% Shares
HM PAYSON & CO $35,220 1,000 0.01% Shares
OSTERWEIS CAPITAL MANAGEMENT INC $35,150 998 0.01% Shares
Axiom Investment Management LLC $34,692 985 0.01% Shares
BOKF, NA $28,176 800 0.01% Shares
Ascentis Independent Advisors $28,103 798 0.01% Shares
Russell Investments Group, Ltd. $27,789 789 0.01% Shares
GoalVest Advisory LLC $27,577 783 0.01% Shares
Gunpowder Capital Management, LLC dba Oliver Wealth Management $27,278 774 0.01% Shares
Kozak & Associates, Inc. $25,924 721 0.01% Shares
Continuum Advisory, LLC $24,443 694 0.01% Shares
FSA Wealth Management LLC $23,074 604 0.01% Shares
MOTCO $21,132 600 0.00% Shares
THOMPSON INVESTMENT MANAGEMENT, INC. $21,132 600 0.00% Shares
CoreFirst Bank & Trust $21,132 600 0.00% Shares
CoreCap Advisors, LLC $19,935 566 0.00% Shares
FINANCIAL CONSULATE, INC $19,924 566 0.00% Shares
Vermillion Wealth Management, Inc. $19,450 552 0.00% Shares
Tower Research Capital LLC (TRC) $19,125 543 0.00% Shares
Grove Bank & Trust $17,610 500 0.00% Shares
TRUST CO OF TOLEDO NA /OH/ $17,610 500 0.00% Shares
Clearstead Advisors, LLC $15,638 444 0.00% Shares
Cape Investment Advisory, Inc. $15,075 428 0.00% Shares
ALBION FINANCIAL GROUP /UT $14,088 400 0.00% Shares
WHITTIER TRUST CO $13,959 379 0.00% Shares
Iron Horse Wealth Management, LLC $11,677 286 0.00% Shares
Community Financial Services Group, LLC $10,968 305 0.00% Shares
DELTA ASSET MANAGEMENT LLC/TN $10,918 310 0.00% Shares
Bank of New Hampshire $10,566 300 0.00% Shares
SHP Wealth Management $10,566 300 0.00% Shares
BOK Financial Private Wealth, Inc. $10,566 300 0.00% Shares
ARMSTRONG ADVISORY GROUP, INC $10,390 295 0.00% Shares
Janney Montgomery Scott LLC $9,074 257,639 0.00% Shares
Fourth Dimension Wealth, LLC $8,453 240 0.00% Shares
TD Capital Management LLC $7,954 226 0.00% Shares
Horizon Investments, LLC $7,542 219 0.00% Shares
HRT FINANCIAL LP $7,426 210,857 0.00% Shares
Hurley Capital, LLC $7,128 202 0.00% Shares
SALEM INVESTMENT COUNSELORS INC $7,044 200 0.00% Shares
Atlantic Union Bankshares Corp $7,044 200 0.00% Shares
PFS Partners, LLC $6,692 190 0.00% Shares
ASSETMARK, INC $6,269 178 0.00% Shares
Institute for Wealth Management, LLC. $5,812 165 0.00% Shares
Abound Wealth Management $5,616 150 0.00% Shares
Glen Eagle Advisors, LLC $5,283 150 0.00% Shares
BARCLAYS PLC $5,072 144 0.00% Shares
NATIONAL BANK OF CANADA /FI/ $3,873 110 0.00% Shares
Chung Wu Investment Group, LLC $3,522 100 0.00% Shares
IFP Advisors, Inc $3,522 100 0.00% Shares
Parkside Financial Bank & Trust $2,924 83 0.00% Shares
Luminist Capital LLC $2,043 58 0.00% Shares
Cambridge Investment Research Advisors, Inc. $1,958 55,590 0.00% Shares
SIT INVESTMENT ASSOCIATES INC $1,416 40,200 0.00% Shares
Virtu Financial LLC $800 22,721 0.00% Shares
FIRST HORIZON CORP $704 20 0.00% Shares
DHJJ Financial Advisors, Ltd. $564 16 0.00% Shares
SWAN Capital LLC $562 15 0.00% Shares
GSA CAPITAL PARTNERS LLP $400 11,343 0.00% Shares
Frazier Financial Advisors, LLC $353 10 0.00% Shares
Financial Management Professionals, Inc. $352 10 0.00% Shares
WEDBUSH SECURITIES INC $228 6,480 0.00% Shares
Old North State Trust, LLC $213 6,035 0.00% Shares
Orion Capital Management LLC $70 2 0.00% Shares
CONTRAVISORY INVESTMENT MANAGEMENT, INC. $70 2 0.00% Shares
Motiv8 Investments LLC $36 939 0.00% Shares
HUNTINGTON NATIONAL BANK $35 1 0.00% Shares
Avion Wealth $22 636 0.00% Shares

Activists & 5%+ owners 12 positions

18

Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.

Filer Filed Stake Status Purpose Filing
Equitable Holdings, Inc., Alpha Units Holdings, Inc., Alpha Units Holdings II, Inc. ×8 filings July 14, 2025 0.00% Amendment · SEC
AXA S.A., AXA Assurances I.A.R.D. Mutuelle, AXA Assurances Vie Mutuelle, AXA Equitable Holdings, Inc., AXA Equitable Financial Services, LLC, Alpha Units Holdings, Inc., AXA-IM HOLDING U.S. INC., MONY Life Insurance Company of America ×4 filings March 25, 2019 · Initial filing Capital structure SEC
AXA, AXA Assurances I.A.R.D. Mutuelle, AXA Assurances Vie Mutuelle, AXA Equitable Holdings, Inc., AXA Financial, Inc., AXA Equitable Financial Services, LLC, AXA Equitable Life Insurance Company, ACMC, LLC, MONY Life Insurance Company of America, AXA-IM HOLDING U.S. INC. ×9 filings April 25, 2018 · Initial filing · SEC
Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person April 1, 2009 · Initial filing Passive investment SEC
Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person Jan. 8, 2009 · Initial filing · SEC
SCB Inc., SCB Partners Inc. ×4 filings Jan. 8, 2009 · Initial filing · SEC
Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person Dec. 19, 2008 · Initial filing · SEC
Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person March 7, 2007 · Initial filing · SEC
Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person Dec. 23, 2004 · Initial filing · SEC
Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person March 9, 2004 · Initial filing · SEC
Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person Nov. 27, 2002 · Initial filing · SEC
Undisclosed reporting person, Undisclosed reporting person Nov. 25, 2002 · Initial filing · SEC

Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.

Company insiders 80 insiders · 17 officers · 19 directors

19
Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
Seth P Bernstein CEO April 30, 2026 S 212,046 0 2 $-2,249,247
Robert P Van Brugge Chairman and CEO, SCB LLC Dec. 1, 2017 F 107,396 0 0 $0
Jacqueline Marks Chief Financial Officer Dec. 11, 2024 A 26,835 0 0 $0
William R Siemers SVP, Interim CFO Feb. 28, 2024 F 13,416 0 0 $0
Kate C Burke Former COO & CFO Aug. 10, 2023 S 110,205 0 0 $0
Ali Dibadj CFO and Head of Strategy Dec. 10, 2021 A 46,456 0 0 $0
John C Weisenseel Chief Financial Officer Jan. 29, 2021 F 231,846 0 0 $0
John D Carifa President and COO of GP Aug. 19, 2003 A 1,268,568 0 0 $0
Karl Sprules Chief Operating Officer Dec. 10, 2025 A 94,270 0 0 $0
Alexis Luckey Chief Accounting Officer Dec. 10, 2025 A 7,903 0 0 $0
Thomas Simeone Chief Accounting Officer Dec. 10, 2025 A 28,069 0 0 $0
Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. Dec. 10, 2025 A 275,663 0 0 $0
Christopher Hogbin Global Head of Investments May 6, 2025 G 0 0 0 $0
Catherine R. Spencer Chief People Officer Dec. 11, 2024 A 32,716 0 0 $0
Lori A Massad Senior Vice President Dec. 11, 2015 A 53,088 0 0 $0
Kathleen A Corbet EVP of General Partner March 30, 2004 M 155,906 0 0 $0
Michael J Laughlin EVP of General Partner Aug. 19, 2003 A 612,384 0 0 $0
Charles G.T. Stonehill Director Aug. 4, 2026 S 24,573 0 1 $-185,850
Bruce M Holley Director May 20, 2026 A 13,642 0 0 $0
Todd Walthall Director May 20, 2026 A 25,277 0 0 $0
Das Narayandas Director May 20, 2026 A 49,318 0 0 $0
Daniel G Kaye Director May 20, 2026 A 48,527 0 0 $0
Joan M Lammtennant Director May 20, 2026 A 24,875 0 0 $0
Nella Domenici Director May 24, 2023 A 22,865 0 0 $0
Kristi Ann Matus Director May 19, 2022 A 20,254 0 0 $0
Bertram L Scott Director May 20, 2021 A 8,060 0 0 $0
Ramon De Oliveira Director May 20, 2021 A 30,283 0 0 $0
Paul Audet Director May 20, 2021 A 26,249 0 0 $0
Shelley Leibowitz Director May 14, 2019 A 21,955 0 0 $0
Barbara Fallon-Walsh Director May 14, 2019 A 19,189 0 0 $0
Robert B. Zoellick Director May 15, 2018 A 47,100 0 0 $0
Heidi S Messer Director May 19, 2016 A 10,407 0 0 $0
Joshua Weinreich Director May 19, 2016 A 16,870 0 0 $0
Frank Savage Director Feb. 25, 2004 S 55,000 0 0 $0
Equitable Holdings, Inc. 10% owner July 10, 2025 J 0 0 0 $0
Mark R Manley · Dec. 10, 2025 A 26,298 0 0 $0
Alpha Units Holdings, Inc. · Dec. 19, 2024 J 0 0 0 $0
Laurence E Cranch · Dec. 10, 2021 A 226,196 0 0 $0
James A Gingrich · June 5, 2020 S 67,090 0 0 $0
AXA EQUITABLE FINANCIAL SERVICES LLC · Dec. 31, 2018 J 0 0 0 $0
AXA EQUITABLE LIFE INSURANCE CO · Dec. 31, 2018 J 0 0 0 $0
ACMC, LLC · Dec. 31, 2018 J 0 0 0 $0
Edward J Farrell · Dec. 12, 2017 A 22,499 0 0 $0
Weston M Hicks · Sept. 18, 2017 S 0 0 0 $0
Lorie A Slutsky · June 2, 2017 S 10,407 0 0 $0
Steven G Elliott · May 30, 2017 S 0 0 0 $0
Deborah S Hechinger · May 24, 2017 S 0 0 0 $0
Scott A Schoen · May 22, 2017 S 0 0 0 $0
Christopher M Condron · May 19, 2016 A 61,959 0 0 $0
A W Pete Smith Jr · Dec. 11, 2013 S 12,988 0 0 $0
Peter J Tobin · May 20, 2013 A 16,042 0 0 $0
Peter S Kraus · Dec. 19, 2012 F 3,266,463 0 0 $0
David A Steyn · Jan. 20, 2012 A 231,219 0 0 $0
John B Howard · Dec. 10, 2010 A 163,243 0 0 $0
Nick Lane · Aug. 20, 2010 P 100 0 0 $0
Douglas J Peebles · Dec. 7, 2009 A 166,769 0 0 $0
Seth J Masters · Dec. 7, 2009 A 118,947 0 0 $0
Sharon E Fay · Dec. 7, 2009 A 212,514 0 0 $0
Robert H Joseph JR · Dec. 7, 2009 A 80,018 0 0 $0
Lisa A Shalett · Dec. 7, 2009 A 129,365 0 0 $0
Thomas S Hexner · Sept. 9, 2009 S 34,037 0 0 $0
Jeffrey S Phlegar · Jan. 30, 2009 F 39,935 0 0 $0
James G Reilly · Jan. 30, 2009 F 77,058 0 0 $0
Robert M Keith · Jan. 23, 2009 A · 0 0 $0
Lawrence H Cohen · Jan. 23, 2009 A 15,815 0 0 $0
Gerald M Lieberman · Jan. 23, 2009 A 135,746 0 0 $0
Mark R Gordon · Dec. 19, 2008 J 16,320,000 0 0 $0
Marc O Mayer · Dec. 19, 2008 J 1,895 0 0 $0
Marilyn G Fedak · Dec. 19, 2008 J · 0 0 $0
Lewis A Sanders · Dec. 19, 2008 J 264,095 0 0 $0
RISSMAN PAUL C · Jan. 31, 2008 M 245,282 0 0 $0
Christopher M Toub · Jan. 25, 2008 A 268,317 0 0 $0
Stanley B Tulin · Dec. 21, 2005 G 0 0 0 $0
Benjamin D Holloway · June 2, 2005 M 21,161 0 0 $0
Edwin W Jarmain · May 19, 2005 A 2,661 0 0 $0
John L Blundin · Dec. 22, 2004 S 175,109 0 0 $0
Bruce W Calvert · Dec. 15, 2004 G 437,545 0 0 $0
Roger Hertog · Dec. 7, 2004 J · 0 0 $0
Dave H Williams · Nov. 17, 2004 S 317,517 0 0 $0
Alfred Harrison · June 25, 2004 J 189,325 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

ETF ownership Held by 3 ETFs

20

Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.

Fund Weight Units As of Source
KBWD · Invesco Exchange-Traded Fund Trust … 2.31% 250,025 Sept. 11, 2026 Daily
NANC · Tidal Trust I 0.40% 31,735 NS June 30, 2026 N-PORT
PKW · Invesco Exchange-Traded Fund Trust 0.12% 60,249 Sept. 11, 2026 Daily

AB Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside

21
rating · 15 analysts BUY
Median target $39.00 +7.8%
3 20.0% Strong Buy
6 40.0% Buy
6 40.0% Hold
0 0.0% Sell
0 0.0% Strong Sell

12-Month Price Target

7 analysts · 2026-09-09

Mean target $39.29 +8.6%

Now Current price $36.19
Low$36.00 Mean$39.29 High$43.00

Peer comparison (GICS sub-industry) Key metrics vs sector peers

22

FY basis, prices as of each company's last fiscal year-end close.

Ticker Market Cap P/E Rev YoY Net Margin ROE Gross Margin
AB · · · · · ·
OTF $6.75B 7.9 · · 9.0% ·
FHI · 10.2 10.3% 22.4% 34.9% ·
CNS $3.20B 21.1 7.5% 27.6% 28.5% ·
FSK $4.15B 370.2 · · 0.18% ·
GBDC $3.64B 9.6 · · 9.4% ·
HTGC · · · · · ·
AAMI · 21.3 11.5% 14.2% · ·
APAM $3.29B 10.1 7.6% 24.3% 70.2% ·
DBRG · 33.3 -84.5% 151.0% 7.0% ·

Latest News Recent headlines mentioning this company

23
California Enacts New Child Safety Laws On Social Media And AI Chatbots ZeroHedge · 20 hours, 18 minutes ago 3 Ultra-High-Yield Stocks Wall Street Forgot to Mention for August Yahoo Finance · 1 month ago Sinch Says CEO Laurinda Pang To Step Down; Appoints Jonas Dahlberg Acting CEO Nasdaq · 3 months ago Sweden's Assa Abloy Buys Canada's Sentinel Dock & Door For Undisclosed Terms Nasdaq · 3 months, 1 week ago Nilörngruppen Board Recommends Accepting Trimco's SEK 878 Mln Offer Nasdaq · 4 months, 1 week ago Boliden Q1 Earnings Rise Nasdaq · 4 months, 2 weeks ago Baker Hughes To Sell Waygate Technologies To Hexagon Nasdaq · 5 months ago

My Metrics Your personal watchlist — selected rows from Full Fundamentals

26

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Source: SEC 10-Q filed Jul 31, 2026