Adrian Graham Goldfarb
CIK 1427103 · View on SEC EDGAR ↗
First SEC filing: June 10, 2026 · Latest: June 10, 2026
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 23, 2025 | DUOT | S | 9,285 | $7.77 | $72,144 | 477 Direct | -95.11% | Disposed | 41.1% (price as of 2026-08-21) |
| May 20, 2025 | DUOT | S | 1,300 | $7.85 | $10,205 | 9,762 Direct | -11.75% | Disposed | 39.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 31, 2024 | DUOT | Options to Purchase Common Stock | Common Stock, $0.001 par value (28,417) | $4.22 | April 1, 2028 | 28,417 | Disposed |
| Dec. 31, 2024 | DUOT | Options to Purchase Common Stock | Common Stock, $0.001 par value (75,000) | $6.41 | Jan. 1, 2027 | 75,000 | Disposed |
| Dec. 31, 2024 | DUOT | Options to Purchase Common Stock | Common Stock, $0.001 par value (18,929) | $4.74 | April 1, 2025 | 18,929 | Disposed |
| Dec. 31, 2024 | DUOT | Options to Purchase Common Stock | Common Stock, $0.001 par value (18,929) | $6.00 | April 1, 2025 | 18,929 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 10, 2026 | DUOT | Common Stock, $0.001 par value | 1,000 | Direct |
| June 10, 2026 | DUOT | Common Stock, $0.001 par value [F1] | 441,275 | Direct |
| June 10, 2026 | DUOT | Common Stock, $0.001 par value [F2] | 715 | Direct |
| May 1, 2024 | DUOT | Common Stock, $0.001 par value | 10,079 | Direct |
| May 1, 2024 | DUOT | Options to Purchase Shares of Common Stock→ Common Stock, $0.001 par value (18,929) | 18,929 | Direct |
| May 1, 2024 | DUOT | Options to Purchase Shares of Common Stock→ Common Stock, $0.001 par value (18,929) | 18,929 | Direct |
| May 1, 2024 | DUOT | Options to Purchase Shares of Common Stock→ Common Stock, $0.001 par value (75,000) | 75,000 | Direct |
| May 1, 2024 | DUOT | Options to Purchase Shares of Common Stock→ Common Stock, $0.001 par value (28,417) | 28,417 | Direct |
| Aug. 25, 2015 | DUOT | Duos Technologies Group Inc. - Common Stock | 137,600 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2024 | $236,231 | — | — | — | — | — | — | $236,231 |
| 2022 | $214,385 | $50,000 | — | — | — | — | — | $440,743 |
| 2021 | $205,250 | — | — | — | — | — | $2,500 | $207,750 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.