ADVANCED LIGHTING TECHNOLOGIES INC

CIK 1002125 · View on SEC EDGAR ↗

Insider

First SEC filing: March 24, 2004 · Latest: March 24, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 23, 2004 EFOI J 75,000 $0.01 $750 407,000 Direct -15.56% Disposed -14.6% (price as of 2026-08-19)
March 23, 2004 EFOI J 518,000 $0.01 $5,180 482,000 Direct -51.80% Disposed -14.6% (price as of 2026-08-19)
March 23, 2004 EFOI J 1,541,011 140,068 Direct -91.67% Disposed (price as of 2026-08-19)
March 23, 2004 EFOI X 518,000 $5180.00 $2,683,240,000 1,681,079 Direct +44.54% Acquired -100.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 23, 2004 EFOI Warrants to Purchase Common Stock Common Stock (75,000) $0.01 Jan. 31, 2007 75,000 Disposed
March 23, 2004 EFOI Warrants to Purchase Common Stock Common Stock (518,000) $0.01 Jan. 31, 2007 518,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).