EFOI Energy Focus, Inc. - Common Stock
$2.99
Price · Aug 19, 2026
Fundamentals as of Aug 11, 2026
52W Range
$2–$10
16% of range
Analyst Rating
BUY
7 analysts
Price Target
—
P/E (TTM)
-16.6
ROE
-29.7%
Net Profit Margin
-28.8%
EFOI Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$2.99
Market Cap
$19M
P/E (TTM)
-16.6
EPS (TTM)
$-0.18
Revenue (TTM)
$4M
Div Yield
—
ROE
-29.7%
Debt/Equity
—
52W Range
$2 – $10
EFOI Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
$4M
2016-12-31
→
2025-12-31
EPS
$-0.18
2016-12-31
→
2025-12-31
Free Cash Flow
$-1M
2016-12-31
→
2025-12-31
Margins
-28.8%
2016-12-31
→
2025-12-31
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
EFOI
Peer Median
P/E (TTM)
-16.6
—
P/S (TTM)
5.3
0.8
P/B
4.6
2.1
Price / FCF
-12.9
—
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
EFOI
Peer Median
Gross Margin
18.9%
23.1%
Operating Margin
-28.8%
—
Net Profit Margin
-28.8%
-19.9%
ROA
-19.2%
-41.6%
ROE
-29.7%
-51.5%
ROIC
-24.9%
—
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
EFOI
Peer Median
Current Ratio
5.0
1.2
Quick Ratio
1.7
—
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
EFOI
Peer Median
Revenue YoY
-26.8%
—
Revenue CAGR 3Y
-15.8%
—
Revenue CAGR 5Y
-26.7%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
EFOI
Peer Median
EFOI Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
BUY
7 analysts
- Strong Buy 2 28.6%
- Buy 4 57.1%
- Hold 1 14.3%
- Sell 0 0.0%
- Strong Sell 0 0.0%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.87%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| Dec. 31, 2024 | $-0.05 | — | — |
| March 31, 2024 | $-0.13 | — | — |
| June 30, 2022 | $-2.45 | $-1.43 | -1.0% |
| March 31, 2022 | $-3.08 | $-2.36 | -0.72% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| EFOI | $15M | -12.8 | -26.8% | -28.8% | -29.7% | 18.9% |
| GWH | $42M | -0.4 | -74.9% | -4007.6% | -1064.2% | -1748.1% |
| SMXT | — | -6.3 | 295.8% | — | — | — |
| DFLI | — | — | — | — | — | — |
| FLUX | — | -3.8 | 9.2% | — | — | — |
| SUNE | $4M | -0.2 | 26.5% | -15.2% | -46.9% | 38.3% |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 18
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue | $4M | $5M | $6M | $6M | $10M | $17M | $13M | $18M | $20M | $31M | $64M | $23M | |
| Cost of Revenue | $3M | $4M | $5M | $6M | $8M | $12M | $11M | $15M | $15M | $23M | $35M | $15M | |
| Gross Profit | $672.0K | $699.0K | $223.0K | $-318.0K | $2M | $5M | $2M | $3M | $5M | $8M | $29M | $8M | |
| R&D Expense | $412.0K | $524.0K | $587.0K | $1M | $2M | $1M | $1M | $3M | $3M | $4M | $3M | $1M | |
| SG&A Expense | $1M | $2M | $4M | $7M | $9M | $8M | $7M | $10M | $11M | $20M | $17M | $8M | |
| Operating Expenses | $2M | $3M | $4M | $9M | $10M | $9M | $9M | $12M | $16M | $25M | $20M | $9M | |
| Operating Income | $-1M | $-2M | $-4M | $-9M | $-9M | $-4M | $-7M | $-9M | $-11M | $-17M | $10M | $-1M | |
| Interest Expense | · | · | $380.0K | $954.0K | $792.0K | $481.0K | $317.0K | $8.0K | $2.0K | $0 | $85.0K | $3M | |
| Interest Income | $2.0K | $0 | $57.0K | · | · | · | · | · | · | · | · | · | |
| Other Non-op | · | · | · | · | $-65.0K | $-73.0K | $-91.0K | $-7.0K | $-99.0K | $-18.0K | $53.0K | $-466.0K | |
| Pretax Income | $-1M | $-2M | $-4M | $-10M | $-8M | $-6M | $-7M | $-9M | $-11M | $-17M | $10M | $-4M | |
| Income Tax | $0 | $0 | $3.0K | $4.0K | $-1.0K | $-5.0K | $10.0K | $11.0K | $-100.0K | $27.0K | $149.0K | $0 | |
| Net Income | $-1M | $-2M | $-4M | $-10M | $-8M | $-6M | $-7M | $-9M | $-11M | $-17M | $9M | $-6M | |
| EPS (Basic) | $-0.18 | $-0.32 | · | · | · | · | · | · | $-0.95 | $-1.45 | $0.84 | $-0.75 | |
| EPS (Diluted) | $-0.18 | $-0.32 | · | · | · | · | · | · | $-0.95 | $-1.45 | $0.82 | $-0.75 | |
| Shares (Basic) | 5,553,000 | 4,947,000 | 3,241,000 | 1,158,000 | 4,561,000 | 3,270,000 | 2,462,000 | 11,997,000 | 11,806,000 | 11,673,000 | 10,413,000 | 7,816,000 | |
| Shares (Diluted) | 5,553,000 | 4,947,000 | 3,241,000 | 1,158,000 | 4,561,000 | 3,270,000 | · | 11,997,000 | 11,806,000 | 11,673,000 | 10,752,000 | 7,816,000 | |
| EBITDA | $-1M | $-2M | $-4M | $-9M | $-9M | $-4M | $-7M | · | $-11M | $-17M | · | · |
Balance Sheet 27
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $1M | $565.0K | $2M | $52.0K | $3M | $2M | $350.0K | $6M | $11M | $17M | $35M | $7M | |
| Receivables | $526.0K | $804.0K | · | $445.0K | $1M | $2M | $2M | $2M | $4M | $6M | $10M | $3M | |
| Inventory | $3M | $3M | $4M | $5M | $8M | $6M | $6M | $8M | $6M | $9M | $8M | $7M | |
| Prepaid Expense | $126.0K | $157.0K | $156.0K | $232.0K | $479.0K | $782.0K | $353.0K | $1M | $596.0K | $882.0K | $740.0K | $899.0K | |
| Other Current Assets | · | $0 | $2.0K | $0 | $3.0K | $1.0K | · | · | · | · | · | · | |
| Current Assets | $5M | $5M | $9M | $7M | $13M | $11M | $9M | $18M | $21M | $33M | $53M | $19M | |
| PP&E (Net) | · | · | · | · | · | $420.0K | $389.0K | $610.0K | $1M | $2M | $2M | $456.0K | |
| PP&E (Gross) | · | · | · | · | · | $3M | $3M | $3M | $3M | $5M | $5M | $3M | |
| Accum. Depreciation | · | · | · | · | · | $3M | $3M | $3M | $2M | $2M | $3M | $3M | |
| Intangibles | · | · | · | · | · | · | $817.0K | · | · | · | · | · | |
| Other Non-current Assets | · | · | · | · | · | $0 | $405.0K | $194.0K | $159.0K | $33.0K | $51.0K | $38.0K | |
| Total Assets | $5M | $6M | $10M | $8M | $14M | $12M | $12M | $18M | $22M | $35M | $56M | $19M | |
| Accounts Payable | · | · | · | $2M | $2M | $2M | $1M | $4M | $2M | $3M | $7M | $7M | |
| Accrued Liabilities | · | $90.0K | $110.0K | · | · | $1M | $1M | $1M | $992.0K | $2M | $3M | $962.0K | |
| Short-term Debt | $0 | $0 | $450.0K | $0 | $2M | $0 | $885.0K | · | · | · | · | · | |
| Current Liabilities | $922.0K | $2M | $6M | $8M | $8M | $8M | $7M | $7M | $3M | $5M | $10M | $10M | |
| Capital Leases | $78.0K | $254.0K | $798.0K | $1M | $26.0K | $318.0K | $906.0K | · | · | · | · | · | |
| Other Non-current Liabilities | · | · | · | · | · | $0 | $14.0K | $200.0K | $232.0K | $107.0K | $77.0K | $46.0K | |
| Total Liabilities | $1M | $3M | $7M | $9M | $8M | $8M | $8M | $7M | $3M | $5M | $10M | $10M | |
| Long-term Debt | · | · | · | · | · | · | · | · | · | · | $0 | $70.0K | |
| Total Debt | · | $0 | $450.0K | $3M | $2M | · | · | · | · | · | · | · | |
| Common Stock | $1.0K | $1.0K | $0 | $1.0K | $0 | $0 | $0 | $1.0K | $1.0K | $1.0K | $1.0K | $1.0K | |
| Retained Earnings | $-156M | $-155M | $-153M | $-149M | $-139M | $-131M | $-125M | $-117M | $-108M | $-97M | $-80M | $-89M | |
| AOCI | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-1.0K | $2.0K | $-1.0K | $0 | $469.0K | |
| Stockholders' Equity | $4M | $3M | $3M | $-477.0K | $6M | $4M | $4M | $11M | $19M | $30M | $45M | $10M | |
| Liabilities + Equity | $5M | $6M | $10M | $8M | $14M | $12M | $12M | $18M | $22M | $35M | $56M | $19M | |
| Shares Outstanding | 6,306,433 | 5,260,741 | 4,348,690 | 1,406,920 | 910,000 | 3,525,000 | 2,485,684 | 12,090,695 | 11,868,896 | 11,710,549 | 11,648,978 | 9,423,975 |
Cash Flow 15
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-based Comp | $121.0K | $4.0K | $44.0K | $117.0K | $429.0K | $131.0K | $616.0K | $908.0K | $807.0K | $1M | $813.0K | $532.0K | |
| Deferred Tax | $0 | $0 | · | · | · | · | · | $0 | $-125.0K | $0 | $0 | · | |
| Amort. of Intangibles | · | · | · | · | · | · | · | · | · | · | $0 | $0 | |
| Restructuring | · | · | · | · | · | · | · | $100.0K | $2M | · | $0 | $0 | |
| Operating Cash Flow | $-1M | $-1M | $-2M | $-7M | $-10M | $-2M | $-7M | $-7M | $-6M | $-17M | $4M | $-163.0K | |
| CapEx | $54.0K | $19.0K | $69.0K | $41.0K | $443.0K | $223.0K | $132.0K | $57.0K | $162.0K | $2M | $2M | $194.0K | |
| Investing Cash Flow | $-197.0K | $-19.0K | $-69.0K | $-16.0K | $-443.0K | $-223.0K | $-129.0K | $189.0K | $-65.0K | · | · | $-121.0K | |
| Stock Issued | $2M | $851.0K | · | · | · | · | · | · | $0 | $0 | $24M | $6M | |
| Stock Repurchased | · | · | · | · | · | · | · | · | · | $309.0K | $0 | $0 | |
| Net Stock Activity | $2M | · | · | · | · | · | · | · | $0 | $-309.0K | · | · | |
| Financing Cash Flow | $2M | $-149.0K | $4M | $4M | $11M | $4M | $1M | $2M | $81.0K | $146.0K | $26M | $6M | |
| Net Change in Cash | $499.0K | $-1M | $2M | $-3M | $504.0K | $1M | $-6M | $-4M | $-6M | $-18M | $27M | $6M | |
| Taxes Paid | $3.0K | $5.0K | · | · | · | · | · | · | · | · | · | · | |
| Free Cash Flow | $-1M | $-1M | $-3M | $-7M | $-10M | $-3M | $-7M | · | $-6M | $-18M | · | · | |
| Levered FCF | · | · | $-3M | $-8M | $-11M | $-3M | $-7M | · | $-6M | $-18M | · | · |
Profitability 8
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Gross Margin | 18.9% | 14.4% | 3.9% | -5.3% | 17.2% | 30.8% | 15.5% | · | 24.3% | 24.8% | · | · | |
| Operating Margin | -28.8% | -37.9% | -69.5% | -155.8% | -88.3% | -24.2% | -54.7% | · | -56.8% | -54.3% | · | · | |
| Net Margin | -28.8% | -32.6% | -75.1% | -172.2% | -79.9% | -35.5% | -58.2% | · | -56.8% | -54.5% | · | · | |
| Pretax Margin | -28.8% | -32.5% | -75.0% | -172.2% | -80.0% | -35.6% | -58.0% | · | -57.4% | -54.4% | · | · | |
| EBITDA Margin | -28.8% | -37.9% | -69.5% | -155.8% | -88.3% | -24.2% | -54.7% | · | -56.8% | -54.3% | · | · | |
| ROA | -19.2% | -20.0% | -45.9% | -89.8% | -58.9% | -49.6% | -49.0% | · | -39.4% | -37.2% | · | · | |
| ROE | -29.7% | -51.7% | -123.7% | -1016.2% | -147.2% | -187.1% | -160.2% | · | -45.8% | -44.9% | · | · | |
| ROIC | -24.9% | -63.3% | -113.5% | -434.3% | -109.8% | -95.6% | -174.3% | · | -57.9% | -56.3% | · | · |
Liquidity & Solvency 4
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Current Ratio | 5.0 | 2.1 | 1.4 | 0.9 | 1.6 | 1.5 | 1.4 | · | 8.0 | 6.6 | · | · | |
| Quick Ratio | 1.7 | 0.2 | 0.3 | 0.1 | 0.5 | 0.5 | 0.4 | · | 5.5 | 4.5 | · | · | |
| Debt / Equity | · | 0.0 | 0.1 | -5.5 | 0.3 | · | · | · | · | · | · | · | |
| Interest Coverage | · | · | -10.4 | -9.7 | -11.0 | -8.5 | -21.9 | · | -5640.5 | · | · | · |
Efficiency 3
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Asset Turnover | 0.7 | 0.6 | 0.6 | 0.5 | 0.7 | 1.4 | 0.8 | · | 0.7 | 0.7 | · | · | |
| Inventory Turnover | 0.9 | 1.1 | 1.1 | 0.9 | 1.2 | 2.0 | 1.5 | · | 2.0 | 2.7 | · | · | |
| Receivables Turnover | 5.4 | · | · | 6.7 | 6.1 | 7.7 | 5.6 | · | 4.3 | 3.9 | · | · |
Growth Rates 3
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue YoY | -26.8% | -15.0% | -4.2% | -39.5% | -41.4% | · | · | · | · | · | · | · | |
| Revenue CAGR 3Y | -15.8% | -21.0% | -30.2% | · | · | · | · | · | · | · | · | · | |
| Revenue CAGR 5Y | -26.7% | · | · | · | · | · | · | · | · | · | · | · |
Valuation (TTM) 14
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue TTM | $4M | $5M | $6M | $6M | $10M | $17M | $13M | $18M | $20M | $31M | $64M | $23M | |
| Net Income TTM | $-1M | $-2M | $-4M | $-10M | $-8M | $-6M | $-7M | $-9M | $-11M | $-17M | $9M | $-6M | |
| Market Cap | $15M | $6M | $7M | $22M | $190M | $99M | $204M | · | $1.02B | $1.74B | · | · | |
| Enterprise Value | · | $6M | $5M | $25M | $189M | · | · | · | · | · | · | · | |
| P/E | -12.8 | -3.7 | -1.2 | -1.7 | -17.0 | -15.0 | -15.4 | -20.3 | -90.3 | -102.6 | 586.9 | -230.1 | |
| P/S | 4.1 | 1.3 | 1.1 | 3.7 | 19.3 | 5.9 | 16.1 | · | 51.3 | 56.2 | · | · | |
| P/B | 3.5 | 2.1 | 2.2 | -46.2 | 30.7 | 23.4 | 51.2 | · | 52.8 | 58.2 | · | · | |
| P / Tangible Book | 3.5 | 2.1 | 2.2 | · | 30.7 | 23.4 | · | · | · | · | · | · | |
| P / Cash Flow | -10.4 | -4.8 | -2.7 | -3.3 | -19.5 | -40.6 | -30.9 | · | -173.3 | -105.2 | · | · | |
| P / FCF | -10.0 | -4.8 | -2.6 | -3.3 | -18.6 | -37.2 | -30.3 | · | -168.6 | -95.8 | · | · | |
| EV / EBITDA | · | -3.1 | -1.3 | -2.6 | -21.8 | · | · | · | · | · | · | · | |
| EV / FCF | · | -4.3 | -2.0 | -3.6 | -18.6 | · | · | · | · | · | · | · | |
| EV / Revenue | · | 1.2 | 0.9 | 4.1 | 19.2 | · | · | · | · | · | · | · | |
| Earnings Yield | -7.8% | -26.9% | -86.8% | -58.5% | -5.9% | -6.7% | -6.5% | -4.9% | -1.1% | -0.97% | 0.17% | -0.43% |
Income Statement 17
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue | $4M | $949.0K | $975.0K | $826.0K | $1M | $616.0K | $1M | $1M | $2M | $833.0K | $2M | $1M | $1M | $930.0K | $663.0K | $2M | |
| Cost of Revenue | $4M | $728.0K | $791.0K | $679.0K | $996.0K | $422.0K | $1M | $1M | $1M | $713.0K | $2M | $1M | $876.0K | $913.0K | $901.0K | $2M | |
| Gross Profit | $-255.0K | $221.0K | $184.0K | $147.0K | $147.0K | $194.0K | $265.0K | $188.0K | $126.0K | $120.0K | $75.0K | $-48.0K | $179.0K | $17.0K | $-238.0K | $-163.0K | |
| R&D Expense | $84.0K | $76.0K | $206.0K | $82.0K | $74.0K | $50.0K | $119.0K | $137.0K | $140.0K | $128.0K | $144.0K | $142.0K | $147.0K | $154.0K | $269.0K | $366.0K | |
| SG&A Expense | $529.0K | $286.0K | $335.0K | $240.0K | $297.0K | $412.0K | $434.0K | $449.0K | $543.0K | $591.0K | $696.0K | $713.0K | $1M | $1M | $1M | $2M | |
| Operating Expenses | $613.0K | $362.0K | $541.0K | $322.0K | $371.0K | $462.0K | $553.0K | $586.0K | $683.0K | $719.0K | $840.0K | $855.0K | $1M | $1M | $2M | $2M | |
| Operating Income | $-868.0K | $-141.0K | $-357.0K | $-175.0K | $-224.0K | $-268.0K | $-288.0K | $-398.0K | $-557.0K | $-599.0K | $-765.0K | $-903.0K | $-1M | $-1M | $-2M | $-2M | |
| Interest Expense | · | · | · | · | · | · | · | · | · | $5.0K | · | $34.0K | $69.0K | $123.0K | $275.0K | $235.0K | |
| Interest Income | $3.0K | $1.0K | $1.0K | $0 | $1.0K | $0 | $0 | $0 | $0 | · | · | · | · | · | · | · | |
| Pretax Income | $-870.0K | · | · | · | $-231.0K | · | · | · | · | · | · | · | · | · | · | · | |
| Income Tax | $7.0K | · | · | · | $0 | · | · | · | · | · | · | · | · | · | · | · | |
| Net Income | $-877.0K | $-140.0K | $-356.0K | $-172.0K | $-231.0K | $-268.0K | $-294.0K | $-316.0K | $-554.0K | $-418.0K | $-849.0K | $-944.0K | $-1M | $-1M | $-2M | $-3M | |
| EPS (Basic) | · | · | $-0.06 | $-0.03 | $-0.04 | · | $-0.05 | $-0.06 | $-0.12 | · | · | · | · | · | $-0.23 | $-0.29 | |
| EPS (Diluted) | · | · | $-0.06 | $-0.03 | $-0.04 | · | $-0.05 | $-0.06 | $-0.12 | · | · | · | · | · | $-0.23 | $-0.29 | |
| Shares (Basic) | 6,327,000 | 6,248,000 | -10,702,000 | 5,610,000 | 5,379,000 | 5,266,000 | -9,532,000 | 5,261,000 | 4,785,000 | 4,433,000 | -5,349,000 | 3,514,000 | 2,766,000 | 2,310,000 | -7,616,000 | 1,313,000 | |
| Shares (Diluted) | 6,327,000 | 6,248,000 | -10,702,000 | 5,610,000 | 5,379,000 | 5,266,000 | -9,532,000 | 5,261,000 | 4,785,000 | 4,433,000 | -5,349,000 | 3,514,000 | 2,766,000 | 2,310,000 | -7,616,000 | 1,313,000 | |
| EBITDA | $-868.0K | $-141.0K | · | $-175.0K | $-224.0K | $-268.0K | · | $-398.0K | $-557.0K | $-599.0K | · | $-903.0K | $-1M | $-1M | · | $-2M |
Balance Sheet 20
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $1M | $1M | $1M | $897.0K | $499.0K | $488.0K | $565.0K | $819.0K | $1M | $972.0K | $2M | $2M | $1M | $301.0K | $52.0K | $41.0K | |
| Receivables | $3M | $487.0K | $526.0K | $665.0K | $960.0K | $588.0K | $804.0K | · | · | · | · | $844.0K | $841.0K | $909.0K | · | $1M | |
| Inventory | $3M | $4M | $3M | $3M | $3M | $3M | $3M | $4M | $4M | $4M | $4M | $5M | $5M | $5M | $5M | $6M | |
| Prepaid Expense | $274.0K | $211.0K | $126.0K | $190.0K | $139.0K | $141.0K | $157.0K | $215.0K | $219.0K | $199.0K | $156.0K | $189.0K | $217.0K | $226.0K | $232.0K | $788.0K | |
| Other Current Assets | · | · | · | · | · | · | · | · | · | · | $2.0K | · | · | · | $0 | · | |
| Current Assets | $7M | $6M | $5M | $5M | $4M | $5M | $5M | $6M | $6M | $6M | $9M | $8M | $8M | $7M | $7M | $9M | |
| Total Assets | $8M | $6M | $5M | $5M | $5M | $5M | $6M | $6M | $7M | $7M | $10M | $9M | $9M | $9M | $8M | $10M | |
| Accounts Payable | · | · | · | · | · | · | · | · | · | · | · | · | $3M | $2M | · | $2M | |
| Accrued Liabilities | · | · | · | · | · | $57.0K | · | · | · | · | $110.0K | · | · | · | · | · | |
| Short-term Debt | $911.0K | · | · | · | · | · | · | $0 | $0 | $0 | $450.0K | $1M | $1M | $1M | $0 | $2M | |
| Current Liabilities | $5M | $2M | $922.0K | $2M | $2M | $2M | $2M | $3M | $3M | $3M | $6M | $5M | $5M | $5M | $8M | $7M | |
| Capital Leases | $0 | $40.0K | $78.0K | $134.0K | $176.0K | $216.0K | $254.0K | $291.0K | $670.0K | $735.0K | $798.0K | $857.0K | $915.0K | $975.0K | $1M | $1M | |
| Total Liabilities | $5M | $2M | $1M | $2M | $2M | $3M | $3M | $3M | $4M | $4M | $7M | $6M | $6M | $6M | $9M | $9M | |
| Total Debt | $911.0K | · | · | · | · | · | · | $0 | $0 | $0 | · | $1M | $1M | $1M | · | $2M | |
| Common Stock | $1.0K | $1.0K | $1.0K | $1.0K | $1.0K | $1.0K | $1.0K | $1.0K | $1.0K | $0 | $0 | $0 | $0 | $2.0K | $1.0K | $1.0K | |
| Retained Earnings | $-157M | $-156M | $-156M | $-156M | $-155M | $-155M | $-155M | $-155M | $-154M | $-154M | $-153M | $-152M | $-152M | $-150M | $-149M | $-147M | |
| AOCI | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | $-3.0K | |
| Stockholders' Equity | $3M | $4M | $4M | $3M | $3M | $3M | $3M | $3M | $4M | $3M | $3M | $4M | $3M | $3M | $-477.0K | $2M | |
| Liabilities + Equity | $8M | $6M | $5M | $5M | $5M | $5M | $6M | $6M | $7M | $7M | $10M | $9M | $9M | $9M | $8M | $10M | |
| Shares Outstanding | 6,369,222 | 6,303,433 | 6,306,433 | 5,739,415 | 5,474,865 | 5,364,368 | 5,260,741 | 5,260,741 | 5,260,741 | 4,726,149 | 4,348,690 | 4,348,690 | 3,495,924 | 19,243,610 | 1,406,920 | 9,191,108 |
Cash Flow 9
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-based Comp | $0 | $0 | $125.0K | $0 | $0 | $-4.0K | $2.0K | $1.0K | $0 | $1.0K | $8.0K | $-13.0K | $23.0K | $26.0K | $2.0K | $17.0K | |
| Operating Cash Flow | $-819.0K | $69.0K | $-862.0K | $-55.0K | $-215.0K | $-272.0K | $-254.0K | $-267.0K | $-718.0K | $-58.0K | $-69.0K | $-1M | $-152.0K | $-1M | $-477.0K | $-891.0K | |
| CapEx | $0 | $0 | $0 | $49.0K | $0 | $5.0K | $0 | $19.0K | $0 | $0 | $42.0K | $27.0K | $0 | $0 | $-5.0K | $9.0K | |
| Investing Cash Flow | $-380.0K | $0 | $-156.0K | $-36.0K | $0 | $-5.0K | $0 | $-19.0K | $0 | $0 | $-42.0K | $-27.0K | $0 | $0 | $30.0K | $-9.0K | |
| Stock Issued | $250.0K | $0 | $1M | $500.0K | $200.0K | $200.0K | $0 | $0 | $851.0K | $0 | · | $2M | $1M | · | · | · | |
| Net Stock Activity | $250.0K | $0 | · | $500.0K | $200.0K | $200.0K | · | $0 | $851.0K | · | · | · | · | · | · | · | |
| Financing Cash Flow | $1M | $0 | $1M | $500.0K | $200.0K | $200.0K | $0 | $0 | $851.0K | $-1M | $450.0K | $1M | $1M | $1M | $458.0K | $3.0K | |
| Net Change in Cash | $-30.0K | $62.0K | $167.0K | $398.0K | $11.0K | $-77.0K | $-254.0K | $-286.0K | $133.0K | $-1M | $339.0K | $375.0K | $1M | $249.0K | $11.0K | $-897.0K | |
| Free Cash Flow | $-819.0K | $69.0K | · | $-104.0K | $-215.0K | $-277.0K | · | $-286.0K | · | · | · | $-1M | $-152.0K | $-1M | · | $-900.0K |
Profitability 8
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Gross Margin | -6.8% | 23.3% | · | 17.8% | 12.9% | 31.5% | · | 15.7% | 8.1% | 14.4% | · | -3.6% | 17.0% | 1.8% | · | -9.2% | |
| Operating Margin | -23.2% | -14.9% | · | -21.2% | -19.6% | -43.5% | · | -33.3% | -35.9% | -71.9% | · | -67.4% | -104.3% | -129.4% | · | -136.5% | |
| Net Margin | -23.4% | -14.8% | · | -20.8% | -20.2% | -43.5% | · | -26.4% | -35.7% | -50.2% | · | -70.5% | -110.6% | -143.3% | · | -150.9% | |
| Pretax Margin | -23.2% | · | · | · | · | · | · | · | · | · | · | · | · | · | · | · | |
| EBITDA Margin | -23.2% | -14.9% | · | -21.2% | -19.6% | -43.5% | · | -33.3% | -35.9% | -71.9% | · | -67.4% | -104.3% | -129.4% | · | -136.5% | |
| ROA | -13.6% | -2.5% | · | -3.0% | -3.9% | -4.2% | · | -4.0% | -6.7% | -5.2% | · | -9.6% | -10.7% | -12.6% | · | -22.8% | |
| ROE | -28.5% | -4.1% | · | -5.4% | -7.3% | -8.8% | · | -8.9% | -16.7% | -13.5% | · | -34.8% | -32.1% | -41.7% | · | -88.3% | |
| ROIC | -20.6% | · | · | · | · | · | · | · | · | · | · | · | · | · | · | · |
Liquidity & Solvency 4
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Current Ratio | 1.5 | 2.8 | · | 2.5 | 2.4 | 2.1 | · | 2.0 | 2.2 | 1.9 | · | 1.8 | 1.5 | 1.6 | · | 1.3 | |
| Quick Ratio | 0.8 | 0.8 | · | 0.8 | 0.8 | 0.5 | · | 0.3 | 0.4 | 0.3 | · | 0.5 | 0.4 | 0.3 | · | 0.2 | |
| Debt / Equity | 0.3 | · | · | · | · | · | · | 0.0 | 0.0 | 0.0 | · | 0.3 | 0.4 | 0.4 | · | 1.0 | |
| Interest Coverage | · | · | · | · | · | · | · | · | · | -119.8 | · | -26.6 | -15.9 | -9.8 | · | -10.2 |
Efficiency 3
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Asset Turnover | 0.6 | 0.2 | · | 0.1 | 0.2 | 0.1 | · | 0.2 | 0.2 | 0.1 | · | 0.1 | 0.1 | 0.1 | · | 0.2 | |
| Inventory Turnover | 1.4 | 0.2 | · | 0.2 | 0.3 | 0.1 | · | 0.2 | 0.3 | 0.2 | · | 0.3 | 0.1 | 0.1 | · | 0.3 | |
| Receivables Turnover | 2.1 | 1.8 | · | 1.1 | 1.3 | 0.8 | · | · | · | · | · | 1.4 | 1.1 | 0.8 | · | 1.3 |
Valuation (TTM) 14
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue TTM | $7M | $4M | · | $4M | $5M | $4M | · | $5M | $5M | $4M | · | $4M | $4M | $5M | · | $8M | |
| Net Income TTM | $-1M | $-811.0K | · | $-987.0K | $-1M | $-2M | · | $-2M | $-3M | $-4M | · | $-6M | $-7M | $-9M | · | $-11M | |
| Market Cap | $21M | $12M | · | $16M | $13M | $10M | · | $6M | $7M | $8M | · | $9M | $6M | $75M | · | $33M | |
| Enterprise Value | $21M | · | · | · | · | · | · | $5M | $6M | $7M | · | $8M | $6M | $76M | · | $35M | |
| P/E | · | · | · | · | · | · | · | · | · | -1.2 | · | -1.5 | -1.4 | -3.0 | · | -2.3 | |
| P/S | 3.2 | 3.4 | · | 4.2 | 3.0 | 2.4 | · | 1.3 | 1.5 | 1.8 | · | 2.2 | 1.4 | 15.6 | · | 4.3 | |
| P/B | 6.3 | 3.0 | · | 5.1 | 4.8 | 3.5 | · | 2.0 | 2.1 | 2.3 | · | 2.2 | 2.0 | 25.5 | · | 21.9 | |
| P / Tangible Book | 6.3 | 3.0 | · | 5.1 | 4.8 | 3.5 | · | 2.0 | 2.1 | 2.3 | · | 2.2 | 2.0 | 25.5 | · | 21.9 | |
| P / Cash Flow | -25.7 | 175.4 | · | -290.1 | -62.4 | -36.3 | · | -23.4 | -10.2 | -129.6 | · | -8.4 | -41.6 | -63.8 | · | -37.5 | |
| P / FCF | -25.7 | 175.4 | · | -153.4 | -62.4 | -35.6 | · | -21.9 | · | · | · | -8.2 | -41.6 | -63.8 | · | -37.2 | |
| EV / EBITDA | -24.0 | · | · | · | · | · | · | -13.7 | -11.1 | -10.9 | · | -9.2 | -5.8 | -63.5 | · | -14.5 | |
| EV / FCF | -25.4 | · | · | · | · | · | · | -19.0 | · | · | · | -7.8 | -41.8 | -64.6 | · | -38.8 | |
| EV / Revenue | 3.1 | · | · | · | · | · | · | 1.1 | 1.3 | 1.6 | · | 2.1 | 1.4 | 15.8 | · | 4.5 | |
| Earnings Yield | · | · | · | · | · | · | · | · | · | -82.4% | · | -65.5% | -72.4% | -33.4% | · | -43.4% |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Revenue | $4M | $5M | $6M | $6M | $10M |
| Gross Margin % | 18.9% | 14.4% | 3.9% | -5.3% | 17.2% |
| Operating Margin % | -28.8% | -37.9% | -69.5% | -155.8% | -88.3% |
| Net Income | $-1M | $-2M | $-4M | $-10M | $-8M |
| Diluted EPS | $-0.18 | $-0.32 | — | — | — |
Balance Sheet
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Debt / Equity | — | 0.0 | 0.1 | -5.5 | 0.3 |
| Current Ratio | 5.0 | 2.1 | 1.4 | 0.9 | 1.6 |
| Quick Ratio | 1.7 | 0.2 | 0.3 | 0.1 | 0.5 |
Cash Flow
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Free Cash Flow | $-1M | $-1M | $-3M | $-7M | $-10M |
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Institutional owners (13F) 18 filers · $616K total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 5 (+2 vs prior Q) | 2 (0 vs prior Q) | 5 (+3 vs prior Q) | 1 (-2 vs prior Q) | +49K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC | $142,996 | 43,332 | 23.21% | Shares |
| RENAISSANCE TECHNOLOGIES LLC | $110,213 | 33,398 | 17.89% | Shares |
| VANGUARD GROUP INC | $100,097 | 43,332 | 16.25% | Shares |
| GEODE CAPITAL MANAGEMENT, LLC | $71,722 | 21,734 | 11.64% | Shares |
| VANGUARD FIDUCIARY TRUST CO | $65,159 | 19,745 | 10.58% | Shares |
| STATE STREET CORP | $45,593 | 13,816 | 7.40% | Shares |
| CITADEL ADVISORS LLC | $41,927 | 12,705 | 6.81% | Shares |
| BlackRock, Inc. | $10,877 | 3,296 | 1.77% | Shares |
| Tower Research Capital LLC (TRC) | $9,359 | 2,836 | 1.52% | Shares |
| MORGAN STANLEY | $8,128 | 2,463 | 1.32% | Shares |
| UBS Group AG | $7,201 | 2,182 | 1.17% | Shares |
| ROYAL BANK OF CANADA | $1,000 | 175 | 0.16% | Shares |
| FMR LLC | $946 | 287 | 0.15% | Shares |
| CIBC Private Wealth Group LLC | $656 | 236 | 0.11% | Shares |
| BankPlus Trust Department | $149 | 45 | 0.02% | Shares |
| Federation des caisses Desjardins du Quebec | $26 | 8 | 0.00% | Shares |
| COUNTRY TRUST BANK | $13 | 4 | 0.00% | Shares |
| Motiv8 Investments LLC | $0 | 28 | 0.00% | Shares |
Company insiders 53 insiders · 16 officers · 29 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Lesley A. Matt | Chief Executive Officer | April 28, 2023 A | — | 0 | 0 | $0 |
| Ted L Tewksbury III | Chairman, CEO & President | Feb. 27, 2019 M | 95,934 | 0 | 0 | $0 |
| James Tu | Executive Chairman & CEO | March 14, 2016 A | — | 0 | 0 | $0 |
| Joseph G. Kaveski | Chief Executive Officer | April 1, 2011 J | 67,697 | 0 | 0 | $0 |
| Jerry Turin | CFO and Secretary | Dec. 31, 2018 A | 6,906 | 0 | 0 | $0 |
| Michael Harry Port | CFO & Secretary | April 3, 2018 M | 15,793 | 0 | 0 | $0 |
| Bradley Brian White | CFO & Secretary | March 10, 2017 P | 1,075 | 0 | 0 | $0 |
| Marcia Jean Miller | Chief Financial Officer | March 14, 2016 A | 8,377 | 0 | 0 | $0 |
| Mark J Plush | Chief Financial Officer and VP | Aug. 11, 2011 P | — | 0 | 0 | $0 |
| Nicholas G Berchtold | Former Chief Financial Officer | April 1, 2011 J | 39,153 | 0 | 0 | $0 |
| Eric Hilliard | President & COO | March 14, 2016 A | 10,665 | 0 | 0 | $0 |
| John Davenport | President | April 1, 2011 J | 223,725 | 0 | 0 | $0 |
| James Raymond Warren III | SVP, GC & Corp. Secretary | April 28, 2023 A | — | 0 | 0 | $0 |
| Roger Buelow | Chief Technology Officer | Aug. 5, 2011 A | 39,153 | 0 | 0 | $0 |
| Barry R Greenwald | Senior VP Pool & Spa Division | May 25, 2007 M | 6,693 | 0 | 0 | $0 |
| Steven J Keplinger | Sr. V.P. Operations | March 11, 2004 M | 5,729 | 0 | 0 | $0 |
| Gina Huang | Director | March 30, 2023 A | 3,720,242 | 0 | 0 | $0 |
| Chiao Chieh Huang | Director | March 28, 2023 A | 2,659,017 | 0 | 0 | $0 |
| Geraldine Mcmanus | Director | Dec. 17, 2019 M | 20,000 | 0 | 0 | $0 |
| Jennifer Y Cheng | Director | Dec. 17, 2019 M | 20,000 | 0 | 0 | $0 |
| Philip Politziner | Director | Nov. 12, 2019 A | 20,000 | 0 | 0 | $0 |
| Michael Rush Ramelot | Director | June 19, 2019 M | 47,927 | 0 | 0 | $0 |
| Robert A. Farkas | Director | April 1, 2019 A | — | 0 | 0 | $0 |
| William Cohen | Director | June 20, 2018 M | 663,622 | 0 | 0 | $0 |
| Glenda Dorchak | Director | June 20, 2018 A | 32,427 | 0 | 0 | $0 |
| Marc Eisenberg | Director | June 20, 2018 A | 32,427 | 0 | 0 | $0 |
| Ronald D Black | Director | June 20, 2018 A | 32,427 | 0 | 0 | $0 |
| Satish Rishi | Director | June 20, 2018 A | 3,169 | 0 | 0 | $0 |
| Jiangang Luo | Director | June 15, 2017 M | 16,486 | 0 | 0 | $0 |
| Simon Cheng | Director | March 16, 2016 A | — | 0 | 0 | $0 |
| David Anthony | Director | Sept. 30, 2010 A | — | 0 | 0 | $0 |
| Michael A Kasper | Director | Sept. 30, 2010 A | — | 0 | 0 | $0 |
| Paul Von Paumgartten | Director | Sept. 30, 2010 A | — | 0 | 0 | $0 |
| Louis R Schneeberger | Director | Sept. 30, 2010 A | — | 0 | 0 | $0 |
| James J Finnerty | Director | July 23, 2010 A | 53,385 | 0 | 0 | $0 |
| Laurence V Goddard | Director | June 24, 2009 A | — | 0 | 0 | $0 |
| Philip Wolfson | Director | June 24, 2009 A | 2,002 | 0 | 0 | $0 |
| David N Ruckert | Director | June 24, 2009 A | 253,073 | 0 | 0 | $0 |
| Ronald A Casentini | Director | March 14, 2008 P | 7,250 | 0 | 0 | $0 |
| John B Stuppin | Director | March 14, 2008 P | 158,275 | 0 | 0 | $0 |
| Theodore L Eliot JR | Director | Aug. 23, 2004 M | 5,000 | 0 | 0 | $0 |
| ADVANCED LIGHTING TECHNOLOGIES INC | 10% owner | March 23, 2004 J | 140,068 | 0 | 0 | $0 |
| TRIGRAN INVESTMENTS LP | 10% owner | March 9, 2004 S | 597,183 | 0 | 0 | $0 |
| Kaj Den Daas | — | Sept. 4, 2022 A | — | 0 | 0 | $0 |
| Stephen Socolof | — | June 22, 2022 M | 25,500 | 0 | 0 | $0 |
| Tod A Nestor | — | Feb. 11, 2022 A | 45,432 | 0 | 0 | $0 |
| DIKER MANAGEMENT LLC | — | Feb. 22, 2010 S | 1,907,108 | 0 | 0 | $0 |
| Enfants Edward W Des | — | Dec. 5, 2006 A | — | 0 | 0 | $0 |
| Jeffrey H Brite | — | July 7, 2006 A | 10,000 | 0 | 0 | $0 |
| Robert A Connors | — | July 7, 2006 A | 5,000 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 26 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Huang Chiao Chieh, SANDER ELECTRONIC CO., LTD. | Dec. 31, 2025 | 31.90% | Initial filing | — | SEC |
| Gina Huang, Jag International, Ltd., Brilliant Start Enterprise, Inc., Jiangang Luo, Cleantech Global Ltd., James Tu, Fusion Park LLC, 5 Elements Global Fund L.P., Yeh-Mei Hui Cheng, Communal International, Ltd., 5 Elements Energy Efficiency Limited ×4 filings | Jan. 30, 2020 | — | Initial filing | Passive investment | SEC |
| Costar Partners II, LLC, William Cohen ×2 filings | Jan. 4, 2018 | — | Initial filing | — | SEC |
| Cleantech Global Ltd. (formerly Prime Science & Technology, Inc.), Jiangang Luo | Oct. 7, 2015 | — | Initial filing | — | SEC |
| Cleantech Global Limited (formerly Prime Science & Technology Inc.), Jiangang Luo | Oct. 14, 2014 | — | Initial filing | — | SEC |
| Scott DeSano ×2 filings | Oct. 14, 2014 | — | Initial filing | — | SEC |
| Prime Science & Technology, Inc., Jiangang Luo | April 24, 2014 | — | Initial filing | Passive investment | SEC |
| Brilliant Start Enterprise, Inc., Jag International, Ltd., Gina Huang | April 22, 2014 | — | Initial filing | Passive investment | SEC |
| James Tu, 5 Elements Global Fund L.P. | April 17, 2014 | — | Initial filing | Passive investment | SEC |
| Scott E. DeSano ×2 filings | Aug. 5, 2013 | — | Initial filing | — | SEC |
| Scott E. DeSano (2) | April 5, 2012 | — | Initial filing | — | SEC |
| S.S. or I.R.S. Identificaiton No. of Above Person David Gelbaum, Trustee, The Quercus Trust, S.S. or I.R.S. Identificaiton No. of Above Person Monica Chavez Gelbaum, Trustee, The Quercus Trust, S.S. or I.R.S. Identificaiton No. of Above Person The Quercus Trust ×6 filings | July 8, 2011 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person | March 4, 2010 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person | Feb. 23, 2010 | — | Initial filing | — | SEC |
| David Gelbaum, Trustee, The Quercus Trust (2), Monica Chavez Gelbaum, Trustee, The Quercus Trust (2), The Quercus Trust (2) ×4 filings | Jan. 21, 2010 | — | Initial filing | — | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 2 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.