ADVENT INTERNATIONAL CORP/MA

CIK 1034196 · View on SEC EDGAR ↗

Insider Activist

First SEC filing: March 12, 2014 · Latest: Nov. 12, 2025

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Institution

Advent International, L.P.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 1, 2014 FIVE S 4,622,261 $41.66 $192,563,393 0 Indirect -100.00% Disposed 480.7% (price as of 2026-08-21)
March 10, 2014 1034196 S 18,781,147 $31.51 $591,793,942 0 Indirect -100.00% Disposed
Nov. 8, 2013 1034196 S 15,000,000 $26.68 $400,200,000 18,781,147 Indirect -44.40% Disposed
Sept. 23, 2013 FIVE S 7,000,000 $46.65 $326,550,000 4,622,261 Indirect -60.23% Disposed 418.6% (price as of 2026-08-21)
Aug. 7, 2013 1034196 S 15,000,000 $25.51 $382,650,000 33,781,147 Indirect -30.75% Disposed
July 1, 2013 FIVE S 5,841,878 $34.65 $202,421,073 11,622,261 Indirect -33.45% Disposed 598.2% (price as of 2026-08-21)
May 15, 2013 1034196 S 24,318,394 $22.92 $557,377,590 48,781,147 Indirect -33.27% Disposed
Feb. 4, 2013 FIVE S 9,381,847 $34.05 $319,451,890 17,464,139 Indirect -34.95% Disposed 610.5% (price as of 2026-08-21)
Aug. 2, 2012 1034196 S 13,800,000 $20.97 $289,386,000 73,099,541 Indirect -15.88% Disposed
July 24, 2012 FIVE S 3,873,793 $15.81 $61,244,667 26,845,986 Indirect -12.61% Disposed 1430.1% (price as of 2026-08-21)
March 27, 2012 1034196 S 2,086,064 $16.07 $33,523,048 87,429,553 Indirect -2.33% Disposed
March 9, 2012 1034196 S 100,000 $15.87 $1,587,000 2,457,879 Indirect -3.91% Disposed
Jan. 31, 2012 1034196 S 22,300 $17.10 $381,330 2,557,879 Indirect -0.86% Disposed
Jan. 30, 2012 1034196 S 2,700 $17.06 $46,062 2,580,179 Indirect -0.10% Disposed
Jan. 27, 2012 1034196 S 50,000 $17.17 $858,500 2,582,879 Indirect -1.90% Disposed
Dec. 9, 2011 1034196 S 17,763 $16.89 $300,017 2,632,879 Indirect -0.67% Disposed
Dec. 8, 2011 1034196 S 2,500 $16.90 $42,250 2,650,642 Indirect -0.09% Disposed
Dec. 6, 2011 1034196 S 5,565 $16.96 $94,382 2,653,142 Indirect -0.21% Disposed
July 29, 2011 1034196 S 5,126 $14.61 $74,891 2,658,707 Indirect -0.19% Disposed
June 29, 2011 1034196 S 122,277 $14.61 $1,786,467 2,663,833 Indirect -4.39% Disposed
Oct. 27, 2010 1034196 P 263,158 $9.50 $2,500,001 2,786,110 Indirect +10.43% Acquired
Sept. 28, 2010 1034196 S 20,700,000 $8.57 $177,399,000 8,812,336 Indirect -70.14% Disposed
Sept. 22, 2008 1034196 S 3,849,032 $1.95 $7,505,612 0 Indirect -100.00% Disposed
June 30, 2008 LULU S 100,000 $29.69 $2,969,000 4,418,790 Indirect -2.21% Disposed 693.1% (price as of 2026-08-21)
June 27, 2008 LULU S 300,000 $29.54 $8,862,000 4,518,790 Indirect -6.23% Disposed 697.1% (price as of 2026-08-21)
June 26, 2008 LULU S 50,000 $29.22 $1,461,000 4,818,790 Indirect -1.03% Disposed 705.8% (price as of 2026-08-21)
June 25, 2008 LULU S 227,736 $29.59 $6,738,708 4,868,790 Indirect -4.47% Disposed 695.7% (price as of 2026-08-21)
June 24, 2008 LULU S 284,139 $29.61 $8,413,356 5,096,526 Indirect -5.28% Disposed 695.2% (price as of 2026-08-21)
June 23, 2008 LULU S 205,600 $28.60 $5,880,160 5,380,665 Indirect -3.68% Disposed 723.3% (price as of 2026-08-21)
June 20, 2008 LULU S 300,000 $27.92 $8,376,000 5,586,265 Indirect -5.10% Disposed 743.3% (price as of 2026-08-21)
June 19, 2008 LULU S 100,000 $27.15 $2,715,000 5,886,265 Indirect -1.67% Disposed 767.3% (price as of 2026-08-21)
June 18, 2008 LULU S 50,000 $27.06 $1,353,000 5,986,265 Indirect -0.83% Disposed 770.1% (price as of 2026-08-21)
June 17, 2008 LULU S 150,000 $27.78 $4,167,000 6,036,265 Indirect -2.42% Disposed 747.6% (price as of 2026-08-21)
June 16, 2008 LULU S 300,000 $28.33 $8,499,000 6,186,265 Indirect -4.63% Disposed 731.1% (price as of 2026-08-21)
June 13, 2008 1034196 S 792,000 $1.92 $1,520,640 3,849,032 Indirect -17.07% Disposed
June 13, 2008 LULU S 217,000 $27.65 $6,000,050 6,486,265 Indirect -3.24% Disposed 751.6% (price as of 2026-08-21)
June 12, 2008 1034196 S 1,500,000 $1.92 $2,880,000 4,641,032 Indirect -24.43% Disposed
June 12, 2008 LULU S 250,000 $28.07 $7,017,500 6,703,265 Indirect -3.60% Disposed 738.8% (price as of 2026-08-21)
June 11, 2008 1034196 S 20,900 $2.22 $46,398 6,141,032 Indirect -0.34% Disposed
June 11, 2008 LULU S 159,727 $28.31 $4,521,871 6,953,265 Indirect -2.25% Disposed 731.7% (price as of 2026-08-21)
June 10, 2008 LULU S 327,864 $28.31 $9,281,830 7,112,992 Indirect -4.41% Disposed 731.7% (price as of 2026-08-21)
June 9, 2008 1034196 S 28,200 $2.57 $72,474 6,161,932 Indirect -0.46% Disposed
June 9, 2008 LULU S 124,100 $28.41 $3,525,681 7,440,856 Indirect -1.64% Disposed 728.8% (price as of 2026-08-21)
June 5, 2008 1034196 S 51,101 $2.78 $142,061 6,190,132 Indirect -0.82% Disposed
June 4, 2008 1034196 S 65,174 $2.82 $183,791 6,241,233 Indirect -1.03% Disposed
Aug. 2, 2007 LULU S 9,391,053 $16.74 $157,206,227 15,429,001 Indirect -37.84% Disposed 1306.6% (price as of 2026-08-21)
Aug. 2, 2007 LULU S 9,391,053 $16.74 $157,206,227 15,429,001 Indirect -37.84% Disposed 1306.6% (price as of 2026-08-21)
April 5, 2007 1034196 S 140,000 $12.99 $1,818,600 29,512,336 Indirect -0.47% Disposed
April 4, 2007 1034196 S 180,000 $13.09 $2,356,200 29,652,336 Indirect -0.60% Disposed
April 3, 2007 1034196 S 125,000 $12.98 $1,622,500 29,832,336 Indirect -0.42% Disposed
April 2, 2007 1034196 S 70,000 $12.74 $891,800 29,957,336 Indirect -0.23% Disposed
March 30, 2007 1034196 S 435,000 $13.10 $5,698,500 30,027,336 Indirect -1.43% Disposed
March 29, 2007 1034196 S 90,000 $13.03 $1,172,700 30,462,336 Indirect -0.29% Disposed
March 28, 2007 1034196 S 131,000 $12.99 $1,701,690 30,552,336 Indirect -0.43% Disposed
March 27, 2007 1034196 S 200,000 $13.02 $2,604,000 30,683,336 Indirect -0.65% Disposed
March 26, 2007 1034196 S 140,000 $12.96 $1,814,400 30,883,336 Indirect -0.45% Disposed
March 23, 2007 1034196 S 123,000 $13.00 $1,599,000 31,023,336 Indirect -0.39% Disposed
March 22, 2007 1034196 S 80,000 $12.79 $1,023,200 31,146,336 Indirect -0.26% Disposed
March 21, 2007 1034196 S 100,000 $12.72 $1,272,000 31,226,336 Indirect -0.32% Disposed
March 19, 2007 1034196 S 70,000 $12.36 $865,200 31,429,336 Indirect -0.22% Disposed
March 20, 2001 1034196 S 103,000 $12.68 $1,306,040 31,326,336 Indirect -0.33% Disposed

Showing latest 100 of 123 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 24, 2012 FIVE Series A 8% Convertible Preferred Stock Common Stock (30,719,779) — — 88,785,489 Disposed
May 15, 2012 1034196 Series A-1 Preferred Stock Common Stock (1,347) — — 919 Disposed
May 15, 2012 1034196 Series A-2 Preferred Stock Common Stock (443) — — 526 Disposed
May 15, 2012 1034196 Series C Preferred Stock Common Stock (1,382,351) — — 2,764,706 Disposed
May 15, 2012 1034196 Series D Preferred Stock Common Stock (117,510) — — 235,025 Disposed
May 15, 2012 1034196 Series E Preferred Stock Common Stock (286,581) — — 573,168 Disposed
May 15, 2012 1034196 Series E-1 Warrant (Right to Buy) Series E-1 Preferred Stock (945,477) $2.29 June 30, 2014 945,477 Disposed
May 15, 2012 1034196 Common Stock Warrant (Right to Buy) Common Stock (472,736) $4.58 June 30, 2014 472,736 Acquired
Oct. 27, 2010 1034196 Senior Subordinated Convertible Promissory Notes Common Stock (814,092) $7.60 Dec. 31, 2011 — Disposed
Oct. 27, 2010 1034196 Series B Convertible Preferred Stock Common Stock (441,376) — — 723,241 Disposed
Oct. 27, 2010 1034196 Series A Convertible Preferred Stock Common Stock (1,263,312) — — 3,264,283 Disposed
July 26, 2007 LULU Series A Preferred Stock Common Stock (24,820,054) — — 85,796 Disposed
July 26, 2007 LULU Series A Preferred Stock Common Stock (24,820,054) — — 85,796 Disposed
Dec. 20, 2006 1034196 Series D-1 Convertible Preferred Stock common stock (27,030,000) — — 270,300 Disposed
Oct. 31, 2006 1034196 Series C-2 Convertible Preferred Stock Common Stock — — 2,133,753 Disposed
Oct. 31, 2006 1034196 Series C Convertible Preferred Stock Common Stock — — 1,653,432 Disposed
Oct. 31, 2006 1034196 Series B Convertible Preferred Stock Common Stock — — 4,820,637 Disposed
July 13, 2006 1034196 Warrants to purchase common stock Common Stock (6,006,006) $3.33 Aug. 14, 2010 6,006,006 Disposed
July 13, 2006 1034196 Warrants to purchase common stock Common Stock (6,006,006) $3.33 Aug. 14, 2010 6,006,006 Disposed
May 17, 2006 1034196 Series D-1 Convertible Preferred Stock common stock (3,000,000) — — 30,000 Disposed
Nov. 2, 2005 1034196 Warrants to purchase Common Stock common stock (4,449,436) $1.26 Nov. 2, 2015 4,449,436 Acquired
Nov. 2, 2005 1034196 Series B Convertible Preferred Shares common stock (11,865,160) — — 1,186,516 Acquired
Nov. 2, 2005 1034196 Series A Convertible Preferred Shares common stock (5,326,877) — — 415,651 Acquired
June 2, 2005 1034196 Series B Convertible Preferred Stock Common Stock (1,324,131) $0.00 — 441,377 Acquired
Jan. 31, 2005 1034196 Series C Convertible Preferred Stock Common Stock (3,016,074) — Jan. 31, 2005 28,652,709 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 18, 2012 FIVE Series A 8% Convertible Preferred Stock→ Common Stock — Indirect
Oct. 25, 2007 LULU Series A Preferred Stock [F1]→ Common Stock (24,820,054) 24,820,054 Indirect
July 26, 2007 LULU Series A Preferred Stock [F1]→ Common Stock (24,820,054) 24,820,054 Indirect