Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 19, 2024 DCTH P 26,882 $3.72 $100,001 1,069,710 Direct +2.58% Acquired 326.6% (price as of 2026-10-05)
Dec. 13, 2022 DCTH P 692,042 $2.89 $2,000,001 1,258,793 Indirect +122.11% Acquired 449.1% (price as of 2026-10-05)
July 18, 2022 DCTH P 566,751 $3.97 $2,250,001 566,751 Indirect · Acquired 299.7% (price as of 2026-10-05)
April 18, 2022 DCTH P 2,000 $6.35 $12,700 404,000 Indirect +0.50% Acquired 149.9% (price as of 2026-10-05)
Nov. 16, 2020 DCTH P 2,000 $12.00 $24,000 187,000 Direct +1.08% Acquired 32.2% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 13, 2026 DCTH Stock Option (right to buy) Common Stock (22,500) $11.61 · 22,500 Acquired
May 15, 2025 DCTH Stock Option (right to buy) Common Stock (22,500) $16.05 · 22,500 Acquired
Dec. 24, 2024 DCTH Pre-funded Warrants DELCATH SYSTEMS, INC. (603,954) $0.01 · 603,954 Acquired
Oct. 30, 2024 DCTH Tranche B warrants to purchase F-4 Preferred Stock F-4 PREFERRED STOCK (500) $1000.00 · 500 Acquired
Oct. 30, 2024 DCTH 8% CONVERTIBLE NOTE CASH [F5] $0.00 · 0 Acquired
May 23, 2024 DCTH Stock Option (right to buy) Common Stock (22,500) $7.85 · 22,500 Acquired
June 12, 2023 DCTH Stock Option (Right to Buy) Common Stock (19,682) $7.25 June 12, 2033 19,682 Acquired
Dec. 13, 2022 DCTH Pre-Funded Warrant DELCATH SYSTEMS, INC. COMMON (692,042) $0.01 Dec. 13, 2032 692,042 Acquired
July 18, 2022 DCTH Pre-Funded Warrant DELCATH SYSTEMS, INC. COMMON (566,751) $0.01 July 20, 2032 566,751 Acquired
May 4, 2022 DCTH Stock Option (Right to Buy) Common Stock (9,000) $6.24 May 4, 2023 9,000 Acquired
Aug. 5, 2021 DCTH Stock Option (right to buy) Common Stock (9,000) $10.16 Aug. 5, 2031 9,000 Acquired
June 24, 2021 DCTH Series E-1 Convertible Preferred Stock Common Stock (112,244) · · 1,122 Disposed
June 23, 2021 DCTH Series E Convertible Preferred Stock Common Stock (756,135) · · 7,561 Disposed
Nov. 23, 2020 DCTH Stock Option (right to buy) Common Stock (20,000) $11.67 Oct. 1, 2030 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 13, 2020 DCTH Common Shares 185,000 Indirect
May 13, 2020 DCTH Series E Convertible Preferred Stock→ Common Shares (16,800) 16,800 Indirect
May 13, 2020 DCTH Series E-1 Convertible Preferred Stock→ Common Shares (2,875) 2,875 Indirect
May 13, 2020 DCTH 2019 Warrant→ Common Shares (853,956) 853,956 Indirect
May 13, 2020 DCTH 2020 pre-funded warrants→ Common Shares (215,000) 215,000 Indirect
May 13, 2020 DCTH Series F Warrant→ Common Shares (400,000) 400,000 Indirect