Alan G Harris
CIK 1351182 · View on SEC EDGAR ↗
Insider
First SEC filing: July 8, 2009 · Latest: July 8, 2009
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 4, 2011 | LSTA | A | 150,000 | — | — | 150,000 Direct | — | Acquired | (price as of 2026-08-20) |
| July 16, 2010 | LSTA | A | 150,000 | — | — | 150,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Oct. 30, 2009 | LSTA | A | 200,000 | — | — | 200,000 Direct | — | Acquired | (price as of 2026-08-20) |
| July 6, 2009 | LSTA | A | 150,000 | — | — | 150,000 Direct | — | Acquired | (price as of 2026-08-20) |
| April 25, 2007 | TGTX | A | 300,000 | — | — | 300,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 1, 2006 | TGTX | A | 300,000 | — | — | 300,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 4, 2011 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (150,000) | $1.74 | April 3, 2021 | 150,000 | Acquired |
| July 16, 2010 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (150,000) | $1.68 | July 15, 2020 | 150,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (200,000) | $1.90 | Oct. 29, 2019 | 200,000 | Acquired |
| July 6, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $.001 per share (150,000) | $1.88 | July 5, 2019 | 150,000 | Acquired |
| April 25, 2007 | TGTX | Stock Options | Common Stock (300,000) | $0.95 | April 25, 2017 | 300,000 | Acquired |
| Feb. 1, 2006 | TGTX | Stock Options | Common Stock (300,000) | $1.35 | Feb. 1, 2016 | 300,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.