Alan H Auerbach
CIK 1358285 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 11, 2011 · Latest: Oct. 11, 2011
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net:
$-363,919
+ 18 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
18 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 6, 2026 | PBYI | S 10b5-1 | 44,058 | $8.26 | $363,919 | 7,261,671 Direct | -0.60% | Disposed | 13.9% (price as of 2026-08-19) |
| Nov. 2, 2021 | PBYI | S | 1,795 | $5.63 | $10,106 | 4,414,137 Direct | -0.04% | Disposed | 67.1% (price as of 2026-08-19) |
| Sept. 2, 2021 | PBYI | S | 1,764 | $7.60 | $13,406 | 4,417,790 Direct | -0.04% | Disposed | 23.8% (price as of 2026-08-19) |
| Aug. 2, 2021 | PBYI | S | 1,764 | $7.53 | $13,283 | 4,419,554 Direct | -0.04% | Disposed | 25.0% (price as of 2026-08-19) |
| July 2, 2021 | PBYI | S | 5,332 | $8.84 | $47,135 | 4,421,318 Direct | -0.12% | Disposed | 6.4% (price as of 2026-08-19) |
| June 2, 2021 | PBYI | S | 1,757 | $10.74 | $18,870 | 4,426,650 Direct | -0.04% | Disposed | -12.4% (price as of 2026-08-19) |
| May 3, 2021 | PBYI | S | 1,758 | $9.01 | $15,840 | 4,428,407 Direct | -0.04% | Disposed | 4.4% (price as of 2026-08-19) |
| April 5, 2021 | PBYI | S | 1,584 | $9.80 | $15,523 | 4,430,165 Direct | -0.04% | Disposed | -4.0% (price as of 2026-08-19) |
| March 2, 2021 | PBYI | S | 1,238 | $10.14 | $12,553 | 4,431,749 Direct | -0.03% | Disposed | -7.2% (price as of 2026-08-19) |
| Feb. 2, 2021 | PBYI | S | 1,222 | $12.22 | $14,933 | 4,283,036 Direct | -0.03% | Disposed | -23.0% (price as of 2026-08-19) |
| Jan. 4, 2021 | PBYI | S | 18,235 | $10.22 | $186,362 | 4,284,258 Direct | -0.42% | Disposed | -7.9% (price as of 2026-08-19) |
| Dec. 2, 2020 | PBYI | S | 355 | $11.66 | $4,139 | 4,302,493 Direct | -0.01% | Disposed | -19.3% (price as of 2026-08-19) |
| Nov. 2, 2020 | PBYI | S | 371 | $7.82 | $2,901 | 4,302,848 Direct | -0.01% | Disposed | 20.3% (price as of 2026-08-19) |
| Oct. 2, 2020 | PBYI | S | 350 | $10.13 | $3,546 | 4,303,219 Direct | -0.01% | Disposed | -7.1% (price as of 2026-08-19) |
| Sept. 2, 2020 | PBYI | S | 347 | $9.78 | $3,394 | 4,303,569 Direct | -0.01% | Disposed | -3.8% (price as of 2026-08-19) |
| Aug. 3, 2020 | PBYI | S | 330 | $10.79 | $3,561 | 4,303,916 Direct | -0.01% | Disposed | -12.8% (price as of 2026-08-19) |
| July 2, 2020 | PBYI | S | 2,607 | $10.66 | $27,791 | 4,304,246 Direct | -0.06% | Disposed | -11.7% (price as of 2026-08-19) |
| June 2, 2020 | PBYI | S | 242 | $10.71 | $2,592 | 4,306,853 Direct | -0.01% | Disposed | -12.1% (price as of 2026-08-19) |
| June 2, 2020 | PBYI | S | 100 | $10.70 | $1,070 | 4,307,095 Direct | 0.00% | Disposed | -12.1% (price as of 2026-08-19) |
| May 4, 2020 | PBYI | S | 339 | $9.70 | $3,288 | 4,307,195 Direct | -0.01% | Disposed | -3.0% (price as of 2026-08-19) |
| April 2, 2020 | PBYI | S | 347 | $7.38 | $2,561 | 4,307,534 Direct | -0.01% | Disposed | 27.5% (price as of 2026-08-19) |
| March 2, 2020 | PBYI | S | 372 | $10.02 | $3,727 | 4,307,881 Direct | -0.01% | Disposed | -6.1% (price as of 2026-08-19) |
| Feb. 3, 2020 | PBYI | S | 331 | $8.01 | $2,651 | 4,180,700 Direct | -0.01% | Disposed | 17.5% (price as of 2026-08-19) |
| Jan. 2, 2020 | PBYI | S | 5,973 | $8.39 | $50,113 | 4,181,031 Direct | -0.14% | Disposed | 12.2% (price as of 2026-08-19) |
| Jan. 2, 2020 | PBYI | S | 43 | $8.32 | $358 | 4,187,004 Direct | 0.00% | Disposed | 13.1% (price as of 2026-08-19) |
| Dec. 2, 2019 | PBYI | S | 455 | $10.33 | $4,700 | 4,187,047 Direct | -0.01% | Disposed | -8.9% (price as of 2026-08-19) |
| Nov. 4, 2019 | PBYI | S | 100 | $7.40 | $740 | 4,187,502 Direct | 0.00% | Disposed | 27.2% (price as of 2026-08-19) |
| Nov. 4, 2019 | PBYI | S | 378 | $7.40 | $2,797 | 4,187,602 Direct | -0.01% | Disposed | 27.2% (price as of 2026-08-19) |
| Oct. 2, 2019 | PBYI | S | 504 | $9.97 | $5,025 | 4,187,980 Direct | -0.01% | Disposed | -5.6% (price as of 2026-08-19) |
| Sept. 4, 2019 | PBYI | S | 524 | $10.14 | $5,313 | 4,188,484 Direct | -0.01% | Disposed | -7.2% (price as of 2026-08-19) |
| Aug. 2, 2019 | PBYI | S | 1 | $9.01 | $9 | 4,189,008 Direct | 0.00% | Disposed | 4.4% (price as of 2026-08-19) |
| Aug. 2, 2019 | PBYI | S | 516 | $9.03 | $4,659 | 4,189,009 Direct | -0.01% | Disposed | 4.2% (price as of 2026-08-19) |
| July 22, 2019 | PBYI | S 10b5-1 | 12,715 | $9.98 | $126,896 | 4,189,525 Direct | -0.30% | Disposed | -5.7% (price as of 2026-08-19) |
| July 2, 2019 | PBYI | S | 495 | $12.78 | $6,326 | 4,202,240 Direct | -0.01% | Disposed | -26.4% (price as of 2026-08-19) |
| June 3, 2019 | PBYI | S | 483 | $15.18 | $7,332 | 4,202,735 Direct | -0.01% | Disposed | -38.0% (price as of 2026-08-19) |
| May 2, 2019 | PBYI | S | 477 | $32.38 | $15,445 | 4,203,218 Direct | -0.01% | Disposed | -70.9% (price as of 2026-08-19) |
| April 2, 2019 | PBYI | S | 491 | $35.79 | $17,573 | 4,203,695 Direct | -0.01% | Disposed | -73.7% (price as of 2026-08-19) |
| March 4, 2019 | PBYI | S | 496 | $38.62 | $19,156 | 4,204,186 Direct | -0.01% | Disposed | -75.6% (price as of 2026-08-19) |
| Feb. 4, 2019 | PBYI | S | 345 | $27.80 | $9,591 | 4,165,467 Direct | -0.01% | Disposed | -66.2% (price as of 2026-08-19) |
| Jan. 22, 2019 | PBYI | S 10b5-1 | 8,825 | $24.74 | $218,330 | 4,165,812 Direct | -0.21% | Disposed | -62.0% (price as of 2026-08-19) |
| Jan. 3, 2019 | PBYI | S | 4,424 | $20.67 | $91,444 | 4,174,637 Direct | -0.11% | Disposed | -54.5% (price as of 2026-08-19) |
| July 20, 2018 | PBYI | S 10b5-1 | 12,520 | $52.00 | $651,040 | 4,179,061 Direct | -0.30% | Disposed | -81.9% (price as of 2026-08-19) |
| Jan. 22, 2018 | PBYI | S 10b5-1 | 10,692 | $92.75 | $991,683 | 4,155,931 Direct | -0.26% | Disposed | -89.9% (price as of 2026-08-19) |
| July 20, 2017 | PBYI | S 10b5-1 | 4,000 | $95.60 | $382,400 | 4,166,623 Direct | -0.10% | Disposed | -90.2% (price as of 2026-08-19) |
| July 20, 2017 | PBYI | S 10b5-1 | 9,175 | $94.34 | $865,570 | 4,170,623 Direct | -0.22% | Disposed | -90.0% (price as of 2026-08-19) |
| Jan. 20, 2017 | PBYI | S 10b5-1 | 10,202 | $33.24 | $339,114 | 4,179,798 Direct | -0.24% | Disposed | -71.7% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 17, 2021 | PBYI | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (210,944) | $12.02 | Feb. 16, 2031 | 210,944 | Acquired |
| Feb. 11, 2020 | PBYI | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (161,649) | $12.34 | Feb. 10, 2030 | 161,649 | Acquired |
| Feb. 6, 2019 | PBYI | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (62,634) | $27.76 | Feb. 5, 2029 | 62,634 | Acquired |
| Feb. 11, 2018 | PBYI | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (56,940) | $60.85 | Feb. 10, 2028 | 56,940 | Acquired |
| Feb. 16, 2017 | PBYI | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (70,000) | $37.35 | Feb. 15, 2027 | 70,000 | Acquired |
| May 25, 2016 | PBYI | Stock Option (Right to Buy) | Common Stock (66,667) | $35.61 | May 24, 2026 | 66,667 | Acquired |
| Oct. 7, 2015 | PBYI | Stock Option (Right to Buy) | Common Stock (150,000) | $76.54 | Oct. 6, 2025 | 150,000 | Acquired |
| Dec. 15, 2014 | PBYI | Stock Option (Right to Buy | Common Stock (150,000) | $195.33 | Dec. 15, 2024 | 150,000 | Acquired |
| Oct. 25, 2013 | PBYI | Stock Option (Right to Buy) | Common Stock (150,000) | $44.08 | Oct. 25, 2023 | 150,000 | Acquired |
| Dec. 17, 2012 | PBYI | Stock Option (Right to Buy) | Common Stock (150,000) | $19.34 | Dec. 17, 2022 | 150,000 | Acquired |
| Oct. 24, 2012 | PBYI | Warrant to Purchase Common Stock [F1] | Common Stock (2,116,250) | $16.00 | Oct. 4, 2021 | 2,116,250 | Acquired |
| Feb. 13, 2012 | PBYI | Stock Option (Right to Buy) | Common Stock (200,000) | $3.75 | Feb. 13, 2022 | 200,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 11, 2011 | PBYI | COMMON STOCK | 4,000,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $931,333 | — | $551,549 | $535,513 | $1,027,307 | — | $16,635 | $3,062,337 |
| 2024 | $904,207 | — | $1,055,548 | $1,055,354 | $938,612 | — | $16,210 | $3,969,931 |
| 2023 | $877,871 | — | $818,309 | $821,842 | $407,991 | — | $18,735 | $2,944,748 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.