Alan Shaw
Insider
First SEC filing: April 21, 2010 · Latest: April 21, 2010
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 16, 2011 | CDXS | S | 23,846 | $5.25 | $125,192 | 202,000 Indirect | -10.56% | Disposed | -74.1% (price as of 2026-10-02) |
| Dec. 15, 2011 | CDXS | S | 30,000 | $5.30 | $159,000 | 225,846 Indirect | -11.73% | Disposed | -74.3% (price as of 2026-10-02) |
| Dec. 14, 2011 | CDXS | S | 30,000 | $5.26 | $157,800 | 255,846 Indirect | -10.50% | Disposed | -74.1% (price as of 2026-10-02) |
| Dec. 13, 2011 | CDXS | S | 7,820 | $5.33 | $41,681 | 285,846 Indirect | -2.66% | Disposed | -74.5% (price as of 2026-10-02) |
| July 7, 2011 | CDXS | M | 13,750 | · | · | 43,333 Direct | -24.09% | Disposed | (price as of 2026-10-02) |
| July 7, 2011 | CDXS | S 10b5-1 | 13,750 | $10.14 | $139,425 | 75,000 Direct | -15.49% | Disposed | -86.6% (price as of 2026-10-02) |
| July 7, 2011 | CDXS | M | 13,750 | $0.60 | $8,250 | 88,750 Direct | +18.33% | Acquired | 126.7% (price as of 2026-10-02) |
| July 6, 2011 | CDXS | M | 1,250 | · | · | 57,083 Direct | -2.14% | Disposed | (price as of 2026-10-02) |
| July 6, 2011 | CDXS | S 10b5-1 | 1,250 | $10.01 | $12,512 | 75,000 Direct | -1.64% | Disposed | -86.4% (price as of 2026-10-02) |
| July 6, 2011 | CDXS | M | 1,250 | $0.60 | $750 | 76,250 Direct | +1.67% | Acquired | 126.7% (price as of 2026-10-02) |
| June 2, 2011 | CDXS | M | 9,600 | · | · | 58,333 Direct | -14.13% | Disposed | (price as of 2026-10-02) |
| June 2, 2011 | CDXS | S 10b5-1 | 9,600 | $10.37 | $99,552 | 75,000 Direct | -11.35% | Disposed | -86.9% (price as of 2026-10-02) |
| June 2, 2011 | CDXS | M | 9,600 | $0.60 | $5,760 | 84,600 Direct | +12.80% | Acquired | 126.7% (price as of 2026-10-02) |
| June 1, 2011 | CDXS | M | 5,400 | · | · | 67,933 Direct | -7.36% | Disposed | (price as of 2026-10-02) |
| June 1, 2011 | CDXS | S 10b5-1 | 5,400 | $10.41 | $56,214 | 75,000 Direct | -6.72% | Disposed | -86.9% (price as of 2026-10-02) |
| June 1, 2011 | CDXS | M | 5,400 | $0.60 | $3,240 | 80,400 Direct | +7.20% | Acquired | 126.7% (price as of 2026-10-02) |
| May 18, 2011 | CDXS | M | 50,000 | · | · | 73,333 Direct | -40.54% | Disposed | (price as of 2026-10-02) |
| May 18, 2011 | CDXS | M | 50,000 | $0.60 | $30,000 | 175,000 Direct | +40.00% | Acquired | 126.7% (price as of 2026-10-02) |
| May 10, 2011 | CDXS | M | 50,000 | · | · | 123,333 Direct | -28.85% | Disposed | (price as of 2026-10-02) |
| May 10, 2011 | CDXS | M | 50,000 | $0.60 | $30,000 | 125,000 Direct | +66.67% | Acquired | 126.7% (price as of 2026-10-02) |
| May 2, 2011 | CDXS | M | 15,000 | · | · | 173,333 Direct | -7.96% | Disposed | (price as of 2026-10-02) |
| May 2, 2011 | CDXS | S 10b5-1 | 15,000 | $10.44 | $156,600 | 75,000 Direct | -16.67% | Disposed | -87.0% (price as of 2026-10-02) |
| May 2, 2011 | CDXS | M | 15,000 | $0.60 | $9,000 | 90,000 Direct | +20.00% | Acquired | 126.7% (price as of 2026-10-02) |
| April 1, 2011 | CDXS | M | 15,000 | · | · | 188,333 Direct | -7.38% | Disposed | (price as of 2026-10-02) |
| April 1, 2011 | CDXS | S 10b5-1 | 15,000 | $12.07 | $181,050 | 75,000 Direct | -16.67% | Disposed | -88.7% (price as of 2026-10-02) |
| April 1, 2011 | CDXS | M | 15,000 | $0.60 | $9,000 | 90,000 Direct | +20.00% | Acquired | 126.7% (price as of 2026-10-02) |
| March 7, 2011 | CDXS | M | 50,000 | · | · | 203,333 Direct | -19.74% | Disposed | (price as of 2026-10-02) |
| March 7, 2011 | CDXS | M | 50,000 | $0.60 | $30,000 | 125,000 Direct | +66.67% | Acquired | 126.7% (price as of 2026-10-02) |
| March 1, 2011 | CDXS | M | 15,000 | · | · | 253,333 Direct | -5.59% | Disposed | (price as of 2026-10-02) |
| March 1, 2011 | CDXS | S 10b5-1 | 15,000 | $10.65 | $159,750 | 75,000 Direct | -16.67% | Disposed | -87.2% (price as of 2026-10-02) |
| March 1, 2011 | CDXS | M | 15,000 | $0.60 | $9,000 | 90,000 Direct | +20.00% | Acquired | 126.7% (price as of 2026-10-02) |
| Feb. 11, 2011 | CDXS | M | 15,000 | · | · | 268,333 Direct | -5.29% | Disposed | (price as of 2026-10-02) |
| Feb. 11, 2011 | CDXS | S 10b5-1 | 15,000 | $10.46 | $156,900 | 75,000 Direct | -16.67% | Disposed | -87.0% (price as of 2026-10-02) |
| Feb. 11, 2011 | CDXS | M | 15,000 | $0.60 | $9,000 | 90,000 Direct | +20.00% | Acquired | 126.7% (price as of 2026-10-02) |
| Jan. 26, 2011 | CDXS | A | 125,000 | · | · | 125,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 26, 2011 | CDXS | A | 75,000 | · | · | 75,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Aug. 10, 2010 | CDXS | P | 2,000 | $8.00 | $16,000 | 52,000 Direct | +4.00% | Acquired | -83.0% (price as of 2026-10-02) |
| May 12, 2010 | CDXS | M | 50,000 | · | · | 283,333 Direct | -15.00% | Disposed | (price as of 2026-10-02) |
| May 12, 2010 | CDXS | M | 50,000 | $0.60 | $30,000 | 50,000 Direct | · | Acquired | 126.7% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 7, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 13,750 | Disposed |
| July 6, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 1,250 | Disposed |
| June 2, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 9,600 | Disposed |
| June 1, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 5,400 | Disposed |
| May 18, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 50,000 | Disposed |
| May 10, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 50,000 | Disposed |
| May 2, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 15,000 | Disposed |
| April 1, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 15,000 | Disposed |
| March 7, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 50,000 | Disposed |
| March 1, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 15,000 | Disposed |
| Feb. 11, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 15,000 | Disposed |
| Jan. 26, 2011 | CDXS | Stock Option (right to buy) | Common Stock | $9.15 | Jan. 25, 2021 | 125,000 | Acquired |
| May 12, 2010 | CDXS | Stock Option (right to buy) | Common Stock | $0.60 | May 16, 2013 | 50,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 15 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 21, 2010 | CDXS | Common Stock | · | Indirect |
| April 21, 2010 | CDXS | Common Stock | · | Indirect |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
| April 21, 2010 | CDXS | Stock Option (right to buy) | · | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | $68,842 | · | · | · | · | · | $787,831 | $1,020,425 |
| 2011 | $490,000 | · | · | · | $220,500 | · | · | $2,035,288 |
| 2010 | $460,000 | · | · | · | $396,750 | · | · | $2,828,825 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.