Alan Shaw

Insider

First SEC filing: April 21, 2010 · Latest: April 21, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

CDXS selling Dec. 16, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 16, 2011	CDXS	S	23,846	$5.25	$125,192	202,000 Indirect	-10.56%	Disposed	-70.2% (price as of 2026-08-19)
Dec. 15, 2011	CDXS	S	30,000	$5.30	$159,000	225,846 Indirect	-11.73%	Disposed	-70.5% (price as of 2026-08-19)
Dec. 14, 2011	CDXS	S	30,000	$5.26	$157,800	255,846 Indirect	-10.50%	Disposed	-70.2% (price as of 2026-08-19)
Dec. 13, 2011	CDXS	S	7,820	$5.33	$41,681	285,846 Indirect	-2.66%	Disposed	-70.6% (price as of 2026-08-19)
July 7, 2011	CDXS	M	13,750	—	—	43,333 Direct	-24.09%	Disposed	(price as of 2026-08-19)
July 7, 2011	CDXS	S 10b5-1	13,750	$10.14	$139,425	75,000 Direct	-15.49%	Disposed	-84.6% (price as of 2026-08-19)
July 7, 2011	CDXS	M	13,750	$0.60	$8,250	88,750 Direct	+18.33%	Acquired	160.8% (price as of 2026-08-19)
July 6, 2011	CDXS	M	1,250	—	—	57,083 Direct	-2.14%	Disposed	(price as of 2026-08-19)
July 6, 2011	CDXS	S 10b5-1	1,250	$10.01	$12,512	75,000 Direct	-1.64%	Disposed	-84.4% (price as of 2026-08-19)
July 6, 2011	CDXS	M	1,250	$0.60	$750	76,250 Direct	+1.67%	Acquired	160.8% (price as of 2026-08-19)
June 2, 2011	CDXS	M	9,600	—	—	58,333 Direct	-14.13%	Disposed	(price as of 2026-08-19)
June 2, 2011	CDXS	S 10b5-1	9,600	$10.37	$99,552	75,000 Direct	-11.35%	Disposed	-84.9% (price as of 2026-08-19)
June 2, 2011	CDXS	M	9,600	$0.60	$5,760	84,600 Direct	+12.80%	Acquired	160.8% (price as of 2026-08-19)
June 1, 2011	CDXS	M	5,400	—	—	67,933 Direct	-7.36%	Disposed	(price as of 2026-08-19)
June 1, 2011	CDXS	S 10b5-1	5,400	$10.41	$56,214	75,000 Direct	-6.72%	Disposed	-85.0% (price as of 2026-08-19)
June 1, 2011	CDXS	M	5,400	$0.60	$3,240	80,400 Direct	+7.20%	Acquired	160.8% (price as of 2026-08-19)
May 18, 2011	CDXS	M	50,000	—	—	73,333 Direct	-40.54%	Disposed	(price as of 2026-08-19)
May 18, 2011	CDXS	M	50,000	$0.60	$30,000	175,000 Direct	+40.00%	Acquired	160.8% (price as of 2026-08-19)
May 10, 2011	CDXS	M	50,000	—	—	123,333 Direct	-28.85%	Disposed	(price as of 2026-08-19)
May 10, 2011	CDXS	M	50,000	$0.60	$30,000	125,000 Direct	+66.67%	Acquired	160.8% (price as of 2026-08-19)
May 2, 2011	CDXS	M	15,000	—	—	173,333 Direct	-7.96%	Disposed	(price as of 2026-08-19)
May 2, 2011	CDXS	S 10b5-1	15,000	$10.44	$156,600	75,000 Direct	-16.67%	Disposed	-85.0% (price as of 2026-08-19)
May 2, 2011	CDXS	M	15,000	$0.60	$9,000	90,000 Direct	+20.00%	Acquired	160.8% (price as of 2026-08-19)
April 1, 2011	CDXS	M	15,000	—	—	188,333 Direct	-7.38%	Disposed	(price as of 2026-08-19)
April 1, 2011	CDXS	S 10b5-1	15,000	$12.07	$181,050	75,000 Direct	-16.67%	Disposed	-87.0% (price as of 2026-08-19)
April 1, 2011	CDXS	M	15,000	$0.60	$9,000	90,000 Direct	+20.00%	Acquired	160.8% (price as of 2026-08-19)
March 7, 2011	CDXS	M	50,000	—	—	203,333 Direct	-19.74%	Disposed	(price as of 2026-08-19)
March 7, 2011	CDXS	M	50,000	$0.60	$30,000	125,000 Direct	+66.67%	Acquired	160.8% (price as of 2026-08-19)
March 1, 2011	CDXS	M	15,000	—	—	253,333 Direct	-5.59%	Disposed	(price as of 2026-08-19)
March 1, 2011	CDXS	S 10b5-1	15,000	$10.65	$159,750	75,000 Direct	-16.67%	Disposed	-85.3% (price as of 2026-08-19)
March 1, 2011	CDXS	M	15,000	$0.60	$9,000	90,000 Direct	+20.00%	Acquired	160.8% (price as of 2026-08-19)
Feb. 11, 2011	CDXS	M	15,000	—	—	268,333 Direct	-5.29%	Disposed	(price as of 2026-08-19)
Feb. 11, 2011	CDXS	S 10b5-1	15,000	$10.46	$156,900	75,000 Direct	-16.67%	Disposed	-85.0% (price as of 2026-08-19)
Feb. 11, 2011	CDXS	M	15,000	$0.60	$9,000	90,000 Direct	+20.00%	Acquired	160.8% (price as of 2026-08-19)
Jan. 26, 2011	CDXS	A	125,000	—	—	125,000 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 26, 2011	CDXS	A	75,000	—	—	75,000 Direct	—	Acquired	(price as of 2026-08-19)
Aug. 10, 2010	CDXS	P	2,000	$8.00	$16,000	52,000 Direct	+4.00%	Acquired	-80.4% (price as of 2026-08-19)
May 12, 2010	CDXS	M	50,000	—	—	283,333 Direct	-15.00%	Disposed	(price as of 2026-08-19)
May 12, 2010	CDXS	M	50,000	$0.60	$30,000	50,000 Direct	—	Acquired	160.8% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 7, 2011	CDXS	Stock Option (right to buy)	Common Stock (13,750)	$0.60	May 16, 2013	13,750	Disposed
July 6, 2011	CDXS	Stock Option (right to buy)	Common Stock (1,250)	$0.60	May 16, 2013	1,250	Disposed
June 2, 2011	CDXS	Stock Option (right to buy)	Common Stock (9,600)	$0.60	May 16, 2013	9,600	Disposed
June 1, 2011	CDXS	Stock Option (right to buy)	Common Stock (5,400)	$0.60	May 16, 2013	5,400	Disposed
May 18, 2011	CDXS	Stock Option (right to buy)	Common Stock (50,000)	$0.60	May 16, 2013	50,000	Disposed
May 10, 2011	CDXS	Stock Option (right to buy)	Common Stock (50,000)	$0.60	May 16, 2013	50,000	Disposed
May 2, 2011	CDXS	Stock Option (right to buy)	Common Stock (15,000)	$0.60	May 16, 2013	15,000	Disposed
April 1, 2011	CDXS	Stock Option (right to buy)	Common Stock (15,000)	$0.60	May 16, 2013	15,000	Disposed
March 7, 2011	CDXS	Stock Option (right to buy)	Common Stock (50,000)	$0.60	May 16, 2013	50,000	Disposed
March 1, 2011	CDXS	Stock Option (right to buy)	Common Stock (15,000)	$0.60	May 16, 2013	15,000	Disposed
Feb. 11, 2011	CDXS	Stock Option (right to buy)	Common Stock (15,000)	$0.60	May 16, 2013	15,000	Disposed
Jan. 26, 2011	CDXS	Stock Option (right to buy)	Common Stock (125,000)	$9.15	Jan. 25, 2021	125,000	Acquired
May 12, 2010	CDXS	Stock Option (right to buy)	Common Stock (50,000)	$0.60	May 16, 2013	50,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 15 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 21, 2010	CDXS	Common Stock	—	Indirect
April 21, 2010	CDXS	Common Stock	—	Indirect
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CDXS

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2012	$68,842	—	—	—	—	—	$787,831	$1,020,425
2011	$490,000	—	—	—	$220,500	—	—	$2,035,288
2010	$460,000	—	—	—	$396,750	—	—	$2,828,825

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.