Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

5 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 15, 2014 LIQT P 25,000 $1.55 $38,750 3,288,541 Indirect +0.77% Acquired -99.1% (price as of 2026-10-05)
Oct. 8, 2013 LIQT S 750,000 $2.70 $2,025,000 3,063,541 Indirect -19.67% Disposed -99.5% (price as of 2026-10-05)
April 18, 2012 LIQT P 10,000 $2.89 $28,900 3,813,541 Indirect +0.26% Acquired -99.5% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 20, 2016 LNAI Stock Option (Right to Buy) Common Stock (300,000) $2.00 Dec. 31, 2019 300,000 Acquired
Oct. 8, 2013 LIQT Warrants Common Stock (1,800,000) $1.20 Dec. 31, 2016 1,800,000 Disposed
Oct. 8, 2013 LIQT Warrants Common Stock (100,000) $1.50 Dec. 31, 2016 100,000 Disposed
Oct. 8, 2013 LIQT Warrants Common Stock (100,000) $2.70 Dec. 31, 2016 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 21, 2014 LNAI Common Stock, par value $0.0001 per share 0 Direct
Aug. 30, 2011 LIQT Common Stock 2,803,541 Indirect
Aug. 30, 2011 LIQT Common Stock 1,000,000 Indirect
Aug. 30, 2011 LIQT Warrant→ Common Stock (900,000) 900,000 Indirect
Aug. 30, 2011 LIQT Warrant→ Common Stock (1,000,000) 1,000,000 Indirect