Alex Ko

CIK 1442518 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 11, 2022 · Latest: March 8, 2023

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 80 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

80 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 19, 2019 HOPE S 13,507 $14.29 $193,015 5,888 Direct -69.64% Disposed -0.8% (price as of 2026-08-19)
Oct. 27, 2017 HOPE S 40,000 $18.92 $756,800 10,088 Direct -79.86% Disposed -25.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 23, 2022 HOPE Performance-based Restricted Stock Units Common Stock (1,148) — — 1,148 Acquired
March 23, 2022 HOPE Performance-based Restricted Stock Units Common Stock (2,295) — — 2,295 Acquired
March 23, 2022 HOPE Performance-based Restricted Stock Units Common Stock (2,295) — — 2,295 Acquired
March 15, 2022 HOPE Performance-based Restricted Stock Units Common Stock (3,082) — — 3,082 Disposed
March 15, 2022 HOPE Performance-based Restricted Stock Units Common Stock (3,082) — — 3,082 Disposed
Sept. 1, 2021 HOPE Time-based Restricted Stock Units Common Stock (1,400) — — 1,400 Disposed
May 24, 2021 HOPE Time-based Restricted Stock Units Common Stock (2,055) — — 2,055 Disposed
May 19, 2021 HOPE Performance-based Restricted Stock Units Common Stock (1,102) — — 1,102 Acquired
May 19, 2021 HOPE Performance-based Restricted Stock Units Common Stock (2,205) — — 2,205 Acquired
May 19, 2021 HOPE Performance-based Restricted Stock Units Common Stock (2,205) — — 2,205 Acquired
May 19, 2021 HOPE Common Stock Common Stock (5,513) — — 5,513 Acquired
April 26, 2021 HOPE Performance-based Restricted Stock Units Common Stock (2,348) — — 2,348 Disposed
April 26, 2021 HOPE Performance-based Restricted Stock Units Common Stock (2,348) — — 2,348 Disposed
April 26, 2021 HOPE Time-based Restricted Stock Units Common Stock (1,566) — — 1,566 Disposed
April 22, 2021 HOPE Time-based Restricted Stock Units Common Stock (3,333) — — 3,333 Disposed
March 8, 2021 HOPE Time-based Restricted Stock Units Common Stock (2,688) — — 2,688 Disposed
March 8, 2021 HOPE Time-based Restricted Stock Units Common Stock (2,116) — — 2,116 Disposed
Sept. 1, 2020 HOPE Time-based Restricted Stock Units Common Stock (1,400) — — 1,400 Disposed
July 27, 2020 HOPE Time-based Restricted Stock Units Common Stock (667) — — 667 Disposed
May 25, 2020 HOPE Time-based Restricted Stock Units Common Stock (4,110) — — 2,054 Disposed
April 26, 2020 HOPE Time-based Restricted Stock Units Common Stock (1,566) — — 1,565 Disposed
April 22, 2020 HOPE Performance-based Restricted Stock Units Common Stock (5,000) — — 5,000 Acquired
April 22, 2020 HOPE Performance-based Restricted Stock Units Common Stock (5,000) — — 5,000 Acquired
April 22, 2020 HOPE Time-based Restricted Stock Units Common Stock (10,000) — — 10,000 Acquired
March 15, 2020 HOPE Performance-based Restricted Stock Units Common Stock — — 1,000 Disposed
March 15, 2020 HOPE Performance-based Restricted Stock Units Common Stock — — 1,000 Disposed
March 9, 2020 HOPE Time-based Restricted Stock Units Common Stock (2,116) — — 2,115 Disposed
March 6, 2020 HOPE Time-based Restricted Stock Units Common Stock (5,377) — — 5,377 Acquired
Sept. 1, 2019 HOPE Time-based Restricted Stock Units Common Stock (2,800) — — 1,400 Disposed
July 27, 2019 HOPE Time-based Restricted Stock Units Common Stock (667) — — 667 Disposed
May 23, 2019 HOPE Performance-based Restricted Stock Units Common Stock — — 3,082 Acquired
May 23, 2019 HOPE Performance-based Restricted Stock Units Common Stock — — 3,082 Acquired
May 23, 2019 HOPE Time-based Restricted Stock Units Common Stock (6,164) — — 6,164 Acquired
March 8, 2019 HOPE Time-based Restricted Stock Units Common Stock (4,231) — — 4,231 Acquired
April 26, 2018 HOPE Performance-based Restricted Stock Units Common Stock — — 2,348 Acquired
April 26, 2018 HOPE Performance-based Restricted Stock Units Common Stock — — 2,348 Acquired
April 26, 2018 HOPE Time-based Restricted Stock Units Common Stock (4,696) — — 4,696 Acquired
July 27, 2017 HOPE Performance-based Restricted Stock Units Common Stock — — 1,000 Acquired
July 27, 2017 HOPE Performance-based Restricted Stock Units Common Stock — — 1,000 Acquired
July 27, 2017 HOPE Time-based Restricted Stock Units Common Stock (2,000) — — 2,000 Acquired
Sept. 1, 2016 HOPE Incentive Stock Option (right to buy) Common stock (20,000) $17.18 Sept. 1, 2026 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 8, 2023 RBB Options (right to buy)→ Stock Options (30,000) 30,000 Direct
March 6, 2023 RBB Common Stock, No Par Value 0 Direct
Aug. 2, 2016 HOPE None (but see footnote 1) [F1] 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HOPE

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $71,758 — — — — — $615,299 $687,057
2022 $435,346 — — — — — $32,335 $723,427
2021 $409,347 $81,050 — — — — $39,800 $764,748

RBB

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $283,873 — — $164,790 — — $205,348 $654,011

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.