Alex Ko
First SEC filing: Feb. 11, 2022 · Latest: March 8, 2023
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 8, 2023 | RBB | H | 30,000 | $19.87 | $596,100 | 0 Direct | -100.00% | Disposed | 31.8% (price as of 2026-10-02) |
| May 23, 2022 | HOPE | F | 711 | $14.11 | $10,032 | 51,100 Direct | -1.37% | Disposed | -3.0% (price as of 2026-10-02) |
| May 19, 2022 | HOPE | F | 636 | $13.75 | $8,745 | 51,811 Direct | -1.21% | Disposed | -0.5% (price as of 2026-10-02) |
| April 22, 2022 | HOPE | F | 1,153 | $15.52 | $17,895 | 52,447 Direct | -2.15% | Disposed | -11.9% (price as of 2026-10-02) |
| March 23, 2022 | HOPE | A | 1,148 | · | · | 1,148 Direct | · | Acquired | (price as of 2026-10-02) |
| March 23, 2022 | HOPE | A | 2,295 | · | · | 2,295 Direct | · | Acquired | (price as of 2026-10-02) |
| March 23, 2022 | HOPE | A | 2,295 | · | · | 2,295 Direct | · | Acquired | (price as of 2026-10-02) |
| March 23, 2022 | HOPE | A | 5,738 | · | · | 53,600 Direct | +11.99% | Acquired | (price as of 2026-10-02) |
| March 23, 2022 | HOPE | A | 5,459 | · | · | 47,862 Direct | +12.87% | Acquired | (price as of 2026-10-02) |
| March 17, 2022 | HOPE | F | 688 | $16.57 | $11,400 | 42,403 Direct | -1.60% | Disposed | -17.4% (price as of 2026-10-02) |
| March 15, 2022 | HOPE | M | 3,082 | $16.49 | $50,822 | 0 Direct | -100.00% | Disposed | -17.0% (price as of 2026-10-02) |
| March 15, 2022 | HOPE | D | 3,082 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 15, 2022 | HOPE | F | 864 | $16.49 | $14,247 | 43,091 Direct | -1.97% | Disposed | -17.0% (price as of 2026-10-02) |
| March 15, 2022 | HOPE | M | 2,497 | $16.49 | $41,176 | 43,955 Direct | +6.02% | Acquired | -17.0% (price as of 2026-10-02) |
| March 7, 2022 | HOPE | F | 1,102 | $15.61 | $17,202 | 41,458 Direct | -2.59% | Disposed | -12.4% (price as of 2026-10-02) |
| Sept. 1, 2021 | HOPE | M | 1,400 | $13.65 | $19,110 | 0 Direct | -100.00% | Disposed | 0.2% (price as of 2026-10-02) |
| Sept. 1, 2021 | HOPE | F | 485 | $13.65 | $6,620 | 21,658 Direct | -2.19% | Disposed | 0.2% (price as of 2026-10-02) |
| Sept. 1, 2021 | HOPE | M | 1,400 | $13.65 | $19,110 | 22,143 Direct | +6.75% | Acquired | 0.2% (price as of 2026-10-02) |
| May 24, 2021 | HOPE | M | 2,055 | $15.39 | $31,626 | 2,055 Direct | -50.00% | Disposed | -11.1% (price as of 2026-10-02) |
| May 24, 2021 | HOPE | F | 711 | $15.39 | $10,942 | 20,743 Direct | -3.31% | Disposed | -11.1% (price as of 2026-10-02) |
| May 24, 2021 | HOPE | M | 2,055 | $15.39 | $31,626 | 21,454 Direct | +10.59% | Acquired | -11.1% (price as of 2026-10-02) |
| May 19, 2021 | HOPE | A | 1,102 | · | · | 1,102 Direct | · | Acquired | (price as of 2026-10-02) |
| May 19, 2021 | HOPE | A | 2,205 | · | · | 2,205 Direct | · | Acquired | (price as of 2026-10-02) |
| May 19, 2021 | HOPE | A | 2,205 | · | · | 2,205 Direct | · | Acquired | (price as of 2026-10-02) |
| May 19, 2021 | HOPE | A | 5,513 | · | · | 5,513 Direct | · | Acquired | (price as of 2026-10-02) |
| April 26, 2021 | HOPE | D | 2,348 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 26, 2021 | HOPE | D | 2,348 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 26, 2021 | HOPE | M | 1,566 | $15.47 | $24,226 | 0 Direct | -100.00% | Disposed | -11.6% (price as of 2026-10-02) |
| April 26, 2021 | HOPE | F | 542 | $15.47 | $8,385 | 19,399 Direct | -2.72% | Disposed | -11.6% (price as of 2026-10-02) |
| April 26, 2021 | HOPE | M | 1,566 | $15.47 | $24,226 | 19,941 Direct | +8.52% | Acquired | -11.6% (price as of 2026-10-02) |
| April 22, 2021 | HOPE | F | 1,153 | $14.92 | $17,203 | 18,375 Direct | -5.90% | Disposed | -8.3% (price as of 2026-10-02) |
| April 22, 2021 | HOPE | M | 3,333 | $14.92 | $49,728 | 19,528 Direct | +20.58% | Acquired | -8.3% (price as of 2026-10-02) |
| April 22, 2021 | HOPE | M | 3,333 | $14.92 | $49,728 | 6,667 Direct | -33.33% | Disposed | -8.3% (price as of 2026-10-02) |
| March 8, 2021 | HOPE | F | 1,153 | $14.92 | $17,203 | 18,375 Direct | -5.90% | Disposed | -8.3% (price as of 2026-10-02) |
| March 8, 2021 | HOPE | M | 3,333 | $14.92 | $49,728 | 19,528 Direct | +20.58% | Acquired | -8.3% (price as of 2026-10-02) |
| March 8, 2021 | HOPE | M | 2,116 | $15.30 | $32,375 | 15,478 Direct | +15.84% | Acquired | -10.6% (price as of 2026-10-02) |
| March 8, 2021 | HOPE | F | 870 | $15.30 | $13,311 | 14,608 Direct | -5.62% | Disposed | -10.6% (price as of 2026-10-02) |
| March 8, 2021 | HOPE | M | 2,688 | $15.30 | $41,126 | 17,296 Direct | +18.40% | Acquired | -10.6% (price as of 2026-10-02) |
| March 8, 2021 | HOPE | F | 1,101 | $15.30 | $16,845 | 16,195 Direct | -6.37% | Disposed | -10.6% (price as of 2026-10-02) |
| March 8, 2021 | HOPE | M | 2,688 | $15.30 | $41,126 | 2,689 Direct | -49.99% | Disposed | -10.6% (price as of 2026-10-02) |
| March 8, 2021 | HOPE | M | 2,116 | $15.30 | $32,375 | 0 Direct | -100.00% | Disposed | -10.6% (price as of 2026-10-02) |
| Sept. 1, 2020 | HOPE | M | 1,400 | $8.46 | $11,844 | 1,400 Direct | -50.00% | Disposed | 61.7% (price as of 2026-10-02) |
| Sept. 1, 2020 | HOPE | F | 485 | $8.46 | $4,103 | 13,257 Direct | -3.53% | Disposed | 61.7% (price as of 2026-10-02) |
| Sept. 1, 2020 | HOPE | M | 1,400 | $8.46 | $11,844 | 13,742 Direct | +11.34% | Acquired | 61.7% (price as of 2026-10-02) |
| July 27, 2020 | HOPE | M | 667 | $8.42 | $5,616 | 0 Direct | -100.00% | Disposed | 62.5% (price as of 2026-10-02) |
| July 27, 2020 | HOPE | F | 230 | $8.42 | $1,937 | 12,342 Direct | -1.83% | Disposed | 62.5% (price as of 2026-10-02) |
| July 27, 2020 | HOPE | M | 667 | $8.42 | $5,616 | 12,572 Direct | +5.60% | Acquired | 62.5% (price as of 2026-10-02) |
| May 25, 2020 | HOPE | M | 2,054 | $8.97 | $18,424 | 12,611 Direct | +19.46% | Acquired | 52.5% (price as of 2026-10-02) |
| May 25, 2020 | HOPE | F | 706 | $8.97 | $6,333 | 11,905 Direct | -5.60% | Disposed | 52.5% (price as of 2026-10-02) |
| May 25, 2020 | HOPE | M | 2,054 | $8.97 | $18,424 | 4,110 Direct | -33.32% | Disposed | 52.5% (price as of 2026-10-02) |
| April 26, 2020 | HOPE | M | 1,565 | $8.33 | $13,036 | 1,566 Direct | -49.98% | Disposed | 64.2% (price as of 2026-10-02) |
| April 26, 2020 | HOPE | F | 538 | $8.33 | $4,482 | 10,557 Direct | -4.85% | Disposed | 64.2% (price as of 2026-10-02) |
| April 26, 2020 | HOPE | M | 1,565 | $8.33 | $13,036 | 11,095 Direct | +16.42% | Acquired | 64.2% (price as of 2026-10-02) |
| April 22, 2020 | HOPE | A | 5,000 | · | · | 5,000 Direct | · | Acquired | (price as of 2026-10-02) |
| April 22, 2020 | HOPE | A | 5,000 | · | · | 5,000 Direct | · | Acquired | (price as of 2026-10-02) |
| April 22, 2020 | HOPE | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
| March 15, 2020 | HOPE | M | 1,230 | $9.57 | $11,771 | 9,942 Direct | +14.12% | Acquired | 42.9% (price as of 2026-10-02) |
| March 15, 2020 | HOPE | F | 412 | $9.57 | $3,943 | 9,530 Direct | -4.14% | Disposed | 42.9% (price as of 2026-10-02) |
| March 15, 2020 | HOPE | M | 1,000 | $9.57 | $9,570 | 0 Direct | -100.00% | Disposed | 42.9% (price as of 2026-10-02) |
| March 15, 2020 | HOPE | D | 1,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 9, 2020 | HOPE | M | 2,115 | $10.14 | $21,446 | 9,420 Direct | +28.95% | Acquired | 34.9% (price as of 2026-10-02) |
| March 9, 2020 | HOPE | F | 708 | $10.14 | $7,179 | 8,712 Direct | -7.52% | Disposed | 34.9% (price as of 2026-10-02) |
| March 9, 2020 | HOPE | M | 2,115 | $10.14 | $21,446 | 2,116 Direct | -49.99% | Disposed | 34.9% (price as of 2026-10-02) |
| March 6, 2020 | HOPE | A | 5,377 | · | · | 5,377 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 1, 2019 | HOPE | M | 1,400 | $13.41 | $18,774 | 2,800 Direct | -33.33% | Disposed | 2.0% (price as of 2026-10-02) |
| Sept. 1, 2019 | HOPE | F | 440 | $13.41 | $5,900 | 7,305 Direct | -5.68% | Disposed | 2.0% (price as of 2026-10-02) |
| Sept. 1, 2019 | HOPE | M | 1,400 | $13.41 | $18,774 | 7,745 Direct | +22.06% | Acquired | 2.0% (price as of 2026-10-02) |
| July 27, 2019 | HOPE | M | 667 | $14.42 | $9,618 | 667 Direct | -50.00% | Disposed | -5.1% (price as of 2026-10-02) |
| July 27, 2019 | HOPE | F | 210 | $14.42 | $3,028 | 6,345 Direct | -3.20% | Disposed | -5.1% (price as of 2026-10-02) |
| July 27, 2019 | HOPE | M | 667 | $14.42 | $9,618 | 6,555 Direct | +11.33% | Acquired | -5.1% (price as of 2026-10-02) |
| July 19, 2019 | HOPE | S | 13,507 | $14.29 | $193,015 | 5,888 Direct | -69.64% | Disposed | -4.3% (price as of 2026-10-02) |
| May 23, 2019 | HOPE | A | 3,082 | · | · | 3,082 Direct | · | Acquired | (price as of 2026-10-02) |
| May 23, 2019 | HOPE | A | 3,082 | · | · | 3,082 Direct | · | Acquired | (price as of 2026-10-02) |
| May 23, 2019 | HOPE | A | 6,164 | · | · | 6,164 Direct | · | Acquired | (price as of 2026-10-02) |
| March 8, 2019 | HOPE | A | 4,231 | · | · | 4,231 Direct | · | Acquired | (price as of 2026-10-02) |
| April 26, 2018 | HOPE | A | 2,348 | · | · | 2,348 Direct | · | Acquired | (price as of 2026-10-02) |
| April 26, 2018 | HOPE | A | 2,348 | · | · | 2,348 Direct | · | Acquired | (price as of 2026-10-02) |
| April 26, 2018 | HOPE | A | 4,696 | · | · | 4,696 Direct | · | Acquired | (price as of 2026-10-02) |
| Oct. 27, 2017 | HOPE | S | 40,000 | $18.92 | $756,800 | 10,088 Direct | -79.86% | Disposed | -27.7% (price as of 2026-10-02) |
| July 27, 2017 | HOPE | A | 1,000 | · | · | 1,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 27, 2017 | HOPE | A | 1,000 | · | · | 1,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 27, 2017 | HOPE | A | 2,000 | · | · | 2,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 1, 2016 | HOPE | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 29, 2016 | HOPE | A | 50,088 | · | · | 50,088 Direct | · | Acquired | (price as of 2026-10-02) |
| July 29, 2016 | HOPE | A | 9,193 | · | · | 9,193 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 8, 2023 | RBB | Options (right to buy) | Stock Options | $19.87 | March 1, 2033 | 30,000 | Disposed |
| March 23, 2022 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 1,148 | Acquired |
| March 23, 2022 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 2,295 | Acquired |
| March 23, 2022 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 2,295 | Acquired |
| March 15, 2022 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 3,082 | Disposed |
| March 15, 2022 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 3,082 | Disposed |
| Sept. 1, 2021 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 1,400 | Disposed |
| May 24, 2021 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 2,055 | Disposed |
| May 19, 2021 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 1,102 | Acquired |
| May 19, 2021 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 2,205 | Acquired |
| May 19, 2021 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 2,205 | Acquired |
| May 19, 2021 | HOPE | Common Stock | Common Stock | · | · | 5,513 | Acquired |
| April 26, 2021 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 2,348 | Disposed |
| April 26, 2021 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 2,348 | Disposed |
| April 26, 2021 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 1,566 | Disposed |
| April 22, 2021 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 3,333 | Disposed |
| March 8, 2021 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 2,688 | Disposed |
| March 8, 2021 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 2,116 | Disposed |
| Sept. 1, 2020 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 1,400 | Disposed |
| July 27, 2020 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 667 | Disposed |
| May 25, 2020 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 2,054 | Disposed |
| April 26, 2020 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 1,565 | Disposed |
| April 22, 2020 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 5,000 | Acquired |
| April 22, 2020 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 5,000 | Acquired |
| April 22, 2020 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 10,000 | Acquired |
| March 15, 2020 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 1,000 | Disposed |
| March 15, 2020 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 1,000 | Disposed |
| March 9, 2020 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 2,115 | Disposed |
| March 6, 2020 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 5,377 | Acquired |
| Sept. 1, 2019 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 1,400 | Disposed |
| July 27, 2019 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 667 | Disposed |
| May 23, 2019 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 3,082 | Acquired |
| May 23, 2019 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 3,082 | Acquired |
| May 23, 2019 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 6,164 | Acquired |
| March 8, 2019 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 4,231 | Acquired |
| April 26, 2018 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 2,348 | Acquired |
| April 26, 2018 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 2,348 | Acquired |
| April 26, 2018 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 4,696 | Acquired |
| July 27, 2017 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 1,000 | Acquired |
| July 27, 2017 | HOPE | Performance-based Restricted Stock Units | Common Stock | · | · | 1,000 | Acquired |
| July 27, 2017 | HOPE | Time-based Restricted Stock Units | Common Stock | · | · | 2,000 | Acquired |
| Sept. 1, 2016 | HOPE | Incentive Stock Option (right to buy) | Common stock | $17.18 | Sept. 1, 2026 | 20,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $71,758 | · | · | · | · | · | $615,299 | $687,057 |
| 2022 | $435,346 | · | · | · | · | · | $32,335 | $723,427 |
| 2021 | $409,347 | $81,050 | · | · | · | · | $39,800 | $764,748 |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $283,873 | · | · | $164,790 | · | · | $205,348 | $654,011 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.