Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 14, 2024 REFR P 2,000 $1.94 $3,880 164,923 Direct +1.23% Acquired -62.5% (price as of 2026-10-05)
Nov. 20, 2018 REFR P 5,000 $1.24 $6,200 162,923 Direct +3.17% Acquired -41.3% (price as of 2026-10-05)
June 25, 2018 REFR P 10,000 $0.78 $7,800 157,923 Direct +6.76% Acquired -6.6% (price as of 2026-10-05)
Aug. 4, 2017 REFR P 6,000 $1.24 $7,440 147,923 Direct +4.23% Acquired -41.3% (price as of 2026-10-05)
July 19, 2017 REFR P 32,378 · · 90,228 Direct +55.97% Acquired (price as of 2026-10-05)
July 19, 2017 REFR P 5,200 · · 95,428 Direct +5.76% Acquired (price as of 2026-10-05)
July 19, 2017 REFR P 2,586 · · 98,014 Direct +2.71% Acquired (price as of 2026-10-05)
July 19, 2017 REFR P 12,057 · · 110,071 Direct +12.30% Acquired (price as of 2026-10-05)
July 19, 2017 REFR P 892 · · 110,963 Direct +0.81% Acquired (price as of 2026-10-05)
July 19, 2017 REFR P 495 · · 111,457 Direct +0.45% Acquired (price as of 2026-10-05)
March 21, 2017 REFR P 1,000 $1.44 $1,440 141,923 Direct +0.71% Acquired -49.4% (price as of 2026-10-05)
March 20, 2017 REFR P 3,000 $1.48 $4,440 140,923 Direct +2.18% Acquired -50.8% (price as of 2026-10-05)
Jan. 22, 2015 REFR P 2,000 $5.05 $10,100 137,923 Direct +1.47% Acquired -85.6% (price as of 2026-10-05)
Sept. 23, 2014 REFR P 2,000 $5.10 $10,200 135,923 Direct +1.49% Acquired -85.7% (price as of 2026-10-05)
July 18, 2014 REFR P 3,000 $5.59 $16,770 133,923 Direct +2.29% Acquired -87.0% (price as of 2026-10-05)
June 19, 2014 REFR P 2,000 $5.39 $10,780 130,923 Direct +1.55% Acquired -86.5% (price as of 2026-10-05)
June 16, 2014 REFR P 2,000 $5.90 $11,800 128,923 Direct +1.58% Acquired -87.7% (price as of 2026-10-05)
May 19, 2014 REFR P 2,000 $5.62 $11,240 126,923 Direct +1.60% Acquired -87.0% (price as of 2026-10-05)
May 16, 2014 REFR P 3,000 $5.33 $15,990 124,923 Direct +2.46% Acquired -86.3% (price as of 2026-10-05)
March 21, 2014 REFR P 2,000 $5.80 $11,600 121,923 Direct +1.67% Acquired -87.4% (price as of 2026-10-05)
March 20, 2014 REFR P 2,000 $5.76 $11,520 119,923 Direct +1.70% Acquired -87.4% (price as of 2026-10-05)
Jan. 3, 2014 REFR P 2,000 $6.37 $12,740 117,923 Direct +1.73% Acquired -88.6% (price as of 2026-10-05)
Dec. 18, 2013 REFR P 1,000 $5.77 $5,770 115,923 Direct +0.87% Acquired -87.4% (price as of 2026-10-05)
Dec. 5, 2013 REFR P 2,000 $6.98 $13,960 114,923 Direct +1.77% Acquired -89.6% (price as of 2026-10-05)
Nov. 26, 2013 REFR P 2,000 $7.30 $14,600 112,923 Direct +1.80% Acquired -90.0% (price as of 2026-10-05)
Nov. 12, 2013 REFR P 3,000 $5.10 $15,300 110,923 Direct +2.78% Acquired -85.7% (price as of 2026-10-05)
Nov. 11, 2013 REFR P 2,000 $5.00 $10,000 107,923 Direct +1.89% Acquired -85.4% (price as of 2026-10-05)
Aug. 26, 2013 REFR P 2,000 $4.35 $8,700 105,923 Direct +1.92% Acquired -83.3% (price as of 2026-10-05)
Aug. 16, 2013 REFR P 2,000 $4.39 $8,780 103,923 Direct +1.96% Acquired -83.4% (price as of 2026-10-05)
Aug. 12, 2013 REFR P 1,000 $4.44 $4,440 101,923 Direct +0.99% Acquired -83.6% (price as of 2026-10-05)
Aug. 9, 2013 REFR P 7,000 $4.52 $31,640 100,923 Direct +7.45% Acquired -83.9% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 31, 2025 REFR Stock Option (right to buy) Common Stock (45,000) $1.33 Dec. 30, 2035 45,000 Acquired
Dec. 31, 2024 REFR Stock Option (right to buy) Common Stock (45,000) $1.68 Dec. 30, 2034 45,000 Acquired
Dec. 31, 2023 REFR Stock Option (right to buy) Common Stock (45,000) $1.02 Dec. 30, 2033 45,000 Acquired
Dec. 31, 2022 REFR Stock Option (right to buy) Common Stock (45,000) $1.95 Dec. 30, 2032 45,000 Acquired
Dec. 31, 2021 REFR Stock Option (right to buy) Common Stock (40,000) $1.72 Dec. 30, 2031 40,000 Acquired
Dec. 31, 2020 REFR Stock Option (right to buy) Common Stock (40,000) $2.78 Dec. 30, 2030 40,000 Acquired
Dec. 31, 2019 REFR Stock Option (right to buy) Common Stock $3.11 Dec. 30, 2029 40,000 Acquired
Dec. 31, 2019 REFR Stock Option (right to buy) Common Stock (35,000) $3.11 Dec. 30, 2029 35,000 Acquired
June 13, 2019 REFR Stock Option (right to buy) Common Stock (35,000) $2.89 June 12, 2029 35,000 Acquired
Dec. 31, 2017 REFR Stock Option (right to buy) Common Stock (15,000) $1.06 Dec. 30, 2027 15,000 Acquired
July 19, 2017 REFR Stock Option (right to buy) Common Stock (32,378) $9.80 Dec. 2, 2017 32,378 Acquired
July 19, 2017 REFR Stock Option (right to buy) Common Stock (5,200) $3.69 Dec. 31, 2019 5,200 Acquired
July 19, 2017 REFR Stock Option (right to buy) Common Stock (2,586) $3.70 Dec. 31, 2023 2,586 Acquired
July 19, 2017 REFR Stock Option (right to buy) Common Stock (12,057) $5.56 Dec. 30, 2023 12,057 Acquired
July 19, 2017 REFR Stock Option (right to buy) Common Stock (892) $5.19 Dec. 30, 2024 892 Acquired
July 19, 2017 REFR Stock Option (right to buy) Common Stock (495) $5.26 Dec. 30, 2025 495 Acquired
Dec. 31, 2016 REFR Stock Option (right to buy) Common Stock (11,000) $1.83 Dec. 30, 2026 11,000 Acquired
Dec. 31, 2015 REFR Stock Option (right to buy) Common Stock (11,000) $5.26 Dec. 30, 2025 11,000 Acquired
Dec. 31, 2014 REFR Stock Option (right to buy) Common Stock (11,950) $5.19 Dec. 30, 2024 11,950 Acquired
Dec. 31, 2013 REFR Stock Option (right to buy) Common Stock (23,900) $5.56 Dec. 30, 2023 23,900 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 18, 2013 REFR Common Stock 93,900 Indirect
June 18, 2013 REFR Common Stock 23 Indirect
June 18, 2013 REFR Common Stock 19,205 Indirect