Alfred Tate Rogers Jr

CIK 2136327 · View on SEC EDGAR ↗

Insider

First SEC filing: May 21, 2026 · Latest: May 21, 2026

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Insider transactions

0 buys (P) 4 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 14, 2026 BAFN S 148,564 148,564 Indirect Acquired (price as of 2026-08-21)
July 14, 2026 BAFN S 279,986 279,986 Indirect Acquired (price as of 2026-08-21)
July 14, 2026 BAFN S 22,856 22,856 Indirect Acquired (price as of 2026-08-21)
July 14, 2026 BAFN S 691,394 691,394 Indirect Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 14, 2026 BAFN Series D Preferred Stock Common Stock (148,564) $0.00 52 Disposed
July 14, 2026 BAFN Series D Preferred Stock Common Stock (279,986) $0.00 98 Disposed
July 14, 2026 BAFN Series D Preferred Stock Common Stock (22,856) $0.00 8 Disposed
July 14, 2026 BAFN Series D Preferred Stock Common Stock (691,394) $0.00 242 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 21, 2026 BAFN Series D Preferred Stock→ Common Stock Indirect
May 21, 2026 BAFN Series D Preferred Stock→ Common Stock Indirect
May 21, 2026 BAFN Series D Preferred Stock→ Common Stock Indirect
May 21, 2026 BAFN Series D Preferred Stock→ Common Stock Indirect