Allyn C Woodward JR

Insider

First SEC filing: Feb. 8, 2018 · Latest: Feb. 8, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

HTGC buying Aug. 8, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 14, 2016	HTGC	A	1,388	$11.51	$15,976	242,901 Direct	+0.57%	Acquired	47.8% (price as of 2026-08-21)
Dec. 31, 2015	HTGC	A	2,050	$12.19	$24,990	236,638 Direct	+0.87%	Acquired	39.5% (price as of 2026-08-21)
Sept. 30, 2015	HTGC	A	2,472	$10.11	$24,992	234,588 Direct	+1.06%	Acquired	68.3% (price as of 2026-08-21)
July 7, 2015	HTGC	A	15,000	—	—	25,000 Direct	+150.00%	Acquired	(price as of 2026-08-21)
July 7, 2015	HTGC	A	5,000	$11.44	$57,200	232,116 Direct	+2.20%	Acquired	48.7% (price as of 2026-08-21)
Aug. 13, 2013	HTGC	M	15,000	$8.49	$127,350	238,028 Direct	+6.73%	Acquired	100.4% (price as of 2026-08-21)
Aug. 13, 2013	HTGC	F	23,936	$14.80	$354,253	214,092 Direct	-10.06%	Disposed	14.9% (price as of 2026-08-21)
Aug. 13, 2013	HTGC	M	10,000	$13.40	$134,000	223,028 Direct	+4.69%	Acquired	26.9% (price as of 2026-08-21)
Aug. 13, 2013	HTGC	M	5,000	$10.59	$52,950	213,028 Direct	+2.40%	Acquired	60.6% (price as of 2026-08-21)
Aug. 12, 2013	HTGC	M	5,000	$10.59	$52,950	213,028 Direct	+2.40%	Acquired	60.6% (price as of 2026-08-21)
Aug. 12, 2013	HTGC	M	10,000	$13.40	$134,000	223,028 Direct	+4.69%	Acquired	26.9% (price as of 2026-08-21)
Aug. 12, 2013	HTGC	M	15,000	$8.49	$127,350	238,028 Direct	+6.73%	Acquired	100.4% (price as of 2026-08-21)
Aug. 12, 2013	HTGC	F	21,238	$14.80	$314,322	216,790 Direct	-8.92%	Disposed	14.9% (price as of 2026-08-21)
Aug. 8, 2013	HTGC	P	1,500	$14.75	$22,125	208,028 Direct	+0.73%	Acquired	15.3% (price as of 2026-08-21)
Aug. 5, 2013	HTGC	A	3,445	$14.51	$49,987	206,528 Direct	+1.70%	Acquired	17.2% (price as of 2026-08-21)
Aug. 6, 2012	HTGC	A	4,528	$11.04	$49,989	189,592 Direct	+2.45%	Acquired	54.1% (price as of 2026-08-21)
May 30, 2012	HTGC	A	15,000	$10.59	$158,850	40,000 Direct	+60.00%	Acquired	60.6% (price as of 2026-08-21)
May 30, 2012	HTGC	A	5,000	$10.59	$52,950	185,020 Direct	+2.78%	Acquired	60.6% (price as of 2026-08-21)
March 5, 2012	HTGC	P	22,500	$10.48	$235,800	173,848 Direct	+14.87%	Acquired	62.3% (price as of 2026-08-21)
July 5, 2011	HTGC	A	3,314	$10.56	$34,996	145,632 Direct	+2.33%	Acquired	61.1% (price as of 2026-08-21)
May 10, 2011	HTGC	P	10,000	$10.50	$105,000	139,905 Direct	+7.70%	Acquired	62.0% (price as of 2026-08-21)
Dec. 28, 2010	HTGC	P	3,500	$10.47	$36,645	127,750 Indirect	+2.82%	Acquired	62.5% (price as of 2026-08-21)
Nov. 30, 2010	HTGC	P	4,000	$9.96	$39,840	122,202 Indirect	+3.38%	Acquired	70.8% (price as of 2026-08-21)
Nov. 30, 2010	HTGC	P	2,000	$9.97	$19,940	118,202 Direct	+1.72%	Acquired	70.6% (price as of 2026-08-21)
Oct. 15, 2010	HTGC	A	3,493	$10.02	$35,000	116,202 Direct	+3.10%	Acquired	69.8% (price as of 2026-08-21)
June 30, 2010	HTGC	P	2,500	$9.18	$22,950	110,705 Indirect	+2.31%	Acquired	85.3% (price as of 2026-08-21)
June 30, 2010	HTGC	P	5,000	$9.04	$45,200	108,205 Direct	+4.84%	Acquired	88.2% (price as of 2026-08-21)
March 31, 2010	HTGC	P	5,000	$10.72	$53,600	101,329 Indirect	+5.19%	Acquired	58.7% (price as of 2026-08-21)
March 19, 2010	HTGC	P	5,000	$10.36	$51,800	94,511 Indirect	+5.59%	Acquired	64.2% (price as of 2026-08-21)
March 19, 2010	HTGC	P	5,000	$10.31	$51,550	89,511 Direct	+5.92%	Acquired	65.0% (price as of 2026-08-21)
Sept. 1, 2009	HTGC	P	4,300	$9.19	$39,517	79,446 Direct	+5.72%	Acquired	85.1% (price as of 2026-08-21)
June 3, 2009	HTGC	A	15,000	—	—	25,000 Direct	+150.00%	Acquired	(price as of 2026-08-21)
June 3, 2009	HTGC	A	5,000	—	—	72,709 Direct	+7.38%	Acquired	(price as of 2026-08-21)
Feb. 27, 2009	HTGC	P	1,000	$4.46	$4,460	63,555 Direct	+1.60%	Acquired	281.4% (price as of 2026-08-21)
Feb. 18, 2009	HTGC	P	1,000	$4.45	$4,450	62,555 Direct	+1.62%	Acquired	282.2% (price as of 2026-08-21)
Nov. 18, 2008	HTGC	P	1,000	$5.95	$5,950	58,600 Direct	+1.74%	Acquired	185.9% (price as of 2026-08-21)
Sept. 15, 2008	HTGC	P	2,000	$9.68	$19,360	55,256 Direct	+3.76%	Acquired	75.7% (price as of 2026-08-21)
June 13, 2008	HTGC	P	2,000	$10.09	$20,180	50,658 Direct	+4.11%	Acquired	68.6% (price as of 2026-08-21)
May 14, 2008	HTGC	P	2,000	$10.51	$21,020	48,658 Direct	+4.29%	Acquired	61.8% (price as of 2026-08-21)
March 14, 2008	HTGC	A	1,000	$11.47	$11,470	46,658 Direct	+2.19%	Acquired	48.3% (price as of 2026-08-21)
Dec. 13, 2007	HTGC	A	1,000	$11.23	$11,230	43,350 Direct	+2.36%	Acquired	51.5% (price as of 2026-08-21)
Oct. 10, 2007	HTGC	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 12, 2007	HTGC	A	10,000	$11.92	$119,200	42,350 Direct	+30.91%	Acquired	42.7% (price as of 2026-08-21)
June 21, 2007	HTGC	A	3,334	—	—	32,350 Direct	+11.49%	Acquired	(price as of 2026-08-21)
April 5, 2007	HTGC	A	5,000	$13.70	$68,500	29,016 Direct	+20.82%	Acquired	24.2% (price as of 2026-08-21)
March 15, 2007	HTGC	A	2,000	$13.12	$26,240	23,151 Indirect	+9.46%	Acquired	29.7% (price as of 2026-08-21)
Jan. 4, 2007	HTGC	A	5,000	$14.25	$71,250	21,151 Direct	+30.96%	Acquired	19.4% (price as of 2026-08-21)
Sept. 29, 2006	HTGC	A	5,000	$12.83	$64,150	16,151 Direct	+44.84%	Acquired	32.6% (price as of 2026-08-21)
Aug. 2, 2006	HTGC	A	5,000	$11.90	$59,500	11,151 Direct	+81.29%	Acquired	42.9% (price as of 2026-08-21)
Aug. 2, 2006	HTGC	A	5,000	$11.90	$59,500	5,000 Direct	—	Acquired	42.9% (price as of 2026-08-21)
April 26, 2006	HTGC	X	817	$10.55	$8,619	6,151 Direct	+15.32%	Acquired	61.2% (price as of 2026-08-21)
April 26, 2006	HTGC	X	817	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
April 26, 2006	HTGC	X	2,151	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
April 26, 2006	HTGC	X	2,151	$10.55	$22,693	7,485 Direct	+40.33%	Acquired	61.2% (price as of 2026-08-21)
April 13, 2006	HTGC	X	1,334	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
April 13, 2006	HTGC	X	1,334	$10.55	$14,074	5,334 Direct	+33.35%	Acquired	61.2% (price as of 2026-08-21)
Aug. 12, 2005	HTGC	P	4,000	$14.00	$56,000	4,000 Direct	—	Acquired	21.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 7, 2015	HTGC	Stock Option (right to buy)	Common Stock $0.001 (15,000)	$11.44	July 7, 2025	15,000	Acquired
May 30, 2012	HTGC	Options to purchase Common Stock	Common Stock $0.001 (15,000)	$10.59	May 30, 2022	15,000	Acquired
June 3, 2009	HTGC	Options to purchase Common Stock	Common Stock $0.001 (15,000)	$8.49	June 3, 2019	15,000	Acquired
Oct. 10, 2007	HTGC	Options to Purchase Common Stock	Common Stock; $0.001 (10,000)	$13.40	Oct. 10, 2017	10,000	Acquired
April 26, 2006	HTGC	Subscription Rights	Common Stock	$10.55	April 13, 2006	817	Disposed
April 26, 2006	HTGC	Subscription Rights	Common Stock (2,151)	$10.55	April 13, 2006	2,151	Disposed
April 13, 2006	HTGC	Subscription Rights	Common Stock (1,334)	$10.55	April 13, 2006	1,334	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).