HTGC Hercules Capital, Inc. Common Stock
NYSE · Financial Services close Oct 2, 2026HTGC Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
HTGC Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Not enough fundamentals data to compute this ratio group yet.
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Not enough fundamentals data to compute this ratio group yet.
Financial Health Debt, liquidity, solvency — balance sheet strength
Not enough fundamentals data to compute this ratio group yet.
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Not enough fundamentals data to compute this ratio group yet.
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Not enough fundamentals data to compute this ratio group yet.
value · ≈ 5Y avg · industry median · verdict relative to median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
| Ex-date | Amount | Currency | Yield |
|---|---|---|---|
| Aug 11, 2026 | $0.47 | USD | ≈11.3% |
| May 14, 2026 | $0.47 | USD | ≈12.1% |
| Feb 25, 2026 | $0.47 | USD | ≈12.4% |
| Nov 12, 2025 | $0.47 | USD | ≈10.6% |
| Aug 12, 2025 | $0.47 | USD | ≈9.4% |
| May 13, 2025 | $0.47 | USD | ≈10.3% |
| Feb 26, 2025 | $0.47 | USD | ≈8.9% |
| Nov 13, 2024 | $0.40 | USD | ≈9.6% |
| Aug 13, 2024 | $0.48 | USD | ≈10.7% |
| May 13, 2024 | $0.48 | USD | ≈10.1% |
| Feb 27, 2024 | $0.48 | USD | ≈10.5% |
| Nov 14, 2023 | $0.48 | USD | ≈12.0% |
| Aug 17, 2023 | $0.48 | USD | ≈11.8% |
| May 15, 2023 | $0.47 | USD | ≈14.7% |
| Mar 1, 2023 | $0.47 | USD | ≈12.9% |
| Nov 9, 2022 | $0.51 | USD | ≈14.1% |
| Aug 8, 2022 | $0.50 | USD | ≈12.2% |
| May 16, 2022 | $0.48 | USD | ≈11.6% |
| Mar 8, 2022 | $0.48 | USD | ≈9.8% |
| Nov 9, 2021 | $0.40 | USD | ≈8.9% |
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
| Period | Report | EPS Actual | EPS Est | Surprise |
|---|---|---|---|---|
| June 30, 2026 | Jul 29, 2026 | $0.50 | $0.49 | 1.3% |
| March 31, 2026 | $0.48 | $0.49 | -1.3% | |
| Dec. 31, 2025 | $0.48 | $0.50 | -4.4% | |
| Sept. 30, 2025 | $0.49 | $0.49 | 0.35% | |
| June 30, 2025 | $0.50 | $0.48 | 4.0% | |
| March 31, 2025 | $0.45 | $0.47 | -5.0% |
Institutional owners (13F) 375 filers · $895.1M total · As of Sept. 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 32 (-32 vs prior Q) | 46 (-4 vs prior Q) | 132 (-2 vs prior Q) | 108 (+8 vs prior Q) | +1.0M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $61,150,289 | 3,877,634 | 6.83% | Shares |
| Sound Income Strategies, LLC | $57,836,764 | 3,667,518 | 6.46% | Shares |
| CITADEL ADVISORS LLC | $46,318,414 | 2,937,122 | 5.17% | Shares |
| UBS Group AG | $41,723,383 | 2,645,744 | 4.66% | Shares |
| TWO SIGMA ADVISERS, LP | $36,175,804 | 1,922,200 | 4.04% | Shares |
| TWO SIGMA INVESTMENTS, LP | $35,732,044 | 2,265,824 | 3.99% | Shares |
| LPL Financial LLC | $29,289,174 | 1,857,272 | 3.27% | Shares |
| MORGAN STANLEY | $28,582,892 | 1,812,484 | 3.19% | Shares |
| Legal & General Group Plc | $26,523,029 | 1,681,333 | 2.96% | Shares |
| FRANKLIN RESOURCES INC | $21,824,182 | 1,383,905 | 2.44% | Shares |
| D. E. Shaw & Co., Inc. | $21,659,464 | 1,373,460 | 2.42% | Shares |
| Muzinich & Co., Inc. | $21,400,095 | 1,357,013 | 2.39% | Shares |
| Union Bancaire Privee, UBP SA | $16,250,392 | 6,449 | 1.82% | Shares |
| Sumitomo Mitsui Trust Group, Inc. | $16,202,634 | 1,027,434 | 1.81% | Shares |
| TECTONIC ADVISORS LLC | $15,871,065 | 1,006,408 | 1.77% | Shares |
| BlackRock, Inc. | $14,573,142 | 924,105 | 1.63% | Shares |
| Advisors Capital Management, LLC | $14,501,177 | 919,542 | 1.62% | Shares |
| JPMORGAN CHASE & CO | $13,300,469 | 837,561 | 1.49% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $13,202,644 | 837,200 | 1.48% | Put option |
| ARES MANAGEMENT LLC | $12,247,077 | 776,606 | 1.37% | Shares |
| WELLS FARGO & COMPANY/MN | $11,596,734 | 735,367 | 1.30% | Shares |
| Qube Research & Technologies Ltd | $10,949,758 | 694,341 | 1.22% | Shares |
| Gilman Hill Asset Management, LLC | $10,198,179 | 646,682 | 1.14% | Shares |
| Melia Wealth LLC | $8,734,596 | 553,874 | 0.98% | Shares |
| RAYMOND JAMES FINANCIAL INC | $8,391,115 | 532,094 | 0.94% | Shares |
| STIFEL FINANCIAL CORP | $7,670,801 | 486,419 | 0.86% | Shares |
| AMERIPRISE FINANCIAL INC | $7,654,582 | 485,156 | 0.86% | Shares |
| ROYAL BANK OF CANADA | $7,263,000 | 460,546 | 0.81% | Shares |
| Advisors Asset Management, Inc. | $6,854,451 | 364,211 | 0.77% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5,334,534 | 338,271 | 0.60% | Shares |
| D.A. DAVIDSON & CO. | $5,296,995 | 335,890 | 0.59% | Shares |
| NEUBERGER BERMAN GROUP LLC | $4,803,116 | 304,573 | 0.54% | Shares |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $4,769,989 | 283,759 | 0.53% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4,320,980 | 274,000 | 0.48% | Call option |
| GOLDMAN SACHS GROUP INC | $4,166,797 | 264,223 | 0.47% | Shares |
| STATE STREET CORP | $4,139,956 | 262,521 | 0.46% | Shares |
| BANK OF AMERICA CORP /DE/ | $4,094,526 | 259,640 | 0.46% | Shares |
| Cetera Investment Advisers | $4,052,923 | 257,002 | 0.45% | Shares |
| CITIGROUP INC | $3,942,500 | 250,000 | 0.44% | Put option |
| FJ Capital Management LLC | $3,927,345 | 249,039 | 0.44% | Shares |
| CITADEL ADVISORS LLC | $3,765,876 | 238,800 | 0.42% | Put option |
| Balyasny Asset Management L.P. | $3,669,679 | 232,700 | 0.41% | Shares |
| PNC Financial Services Group, Inc. | $3,636,325 | 230,585 | 0.41% | Shares |
| CITADEL ADVISORS LLC | $3,502,517 | 222,100 | 0.39% | Call option |
| Jefferies Financial Group Inc. | $3,469,400 | 220,000 | 0.39% | Put option |
| Cerity Partners LLC | $3,433,985 | 217,753 | 0.38% | Shares |
| Naviter Wealth, LLC | $3,432,589 | 217,666 | 0.38% | Shares |
| DENALI ADVISORS LLC | $3,321,682 | 210,633 | 0.37% | Shares |
| ELEVATION POINT WEALTH PARTNERS, LLC | $3,276,776 | 207,786 | 0.37% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $3,201,152 | 202,990 | 0.36% | Shares |
Company insiders 40 insiders · 23 officers · 13 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Scott Bluestein | Chief Executive Officer | April 9, 2026 F | 2,495,986 | 2 | 0 | $552,850 |
| Seth H Meyer | Chief Financial Officer | June 9, 2026 F | 442,074 | 2 | 0 | $300,930 |
| Mark R Harris | Chief Financial Officer | Oct. 10, 2017 F | 52,568 | 0 | 0 | $0 |
| Jessica T Baron | CFO | June 9, 2015 F | 98,269 | 0 | 0 | $0 |
| Dennis P Wolf | Chief Financial Officer | June 17, 2005 A | · | 0 | 0 | $0 |
| Christian Follmann | Chief Operating Officer | April 9, 2026 F | 147,337 | 2 | 0 | $146,800 |
| Harry Feuerstein | Chief Operating Officer | July 8, 2014 A | · | 0 | 0 | $0 |
| Scott Gable | Chief Operating Officer | Nov. 16, 2010 P | 10,090 | 0 | 0 | $0 |
| Kiersten Zaza Botelho | Chief Legal Officer & CCO | April 9, 2026 F | 91,362 | 1 | 0 | $18,473 |
| Melanie Grace | General Counsel & CCO | Aug. 18, 2021 F | 66,106 | 0 | 0 | $0 |
| Gerard R Waldt Jr. | Interim Chief Accounting Off | Aug. 20, 2018 A | 8,243 | 0 | 0 | $0 |
| Andrew Olson | VP Finance & Sr Controller | July 10, 2017 F | 7,446 | 0 | 0 | $0 |
| Robert C Lake | Chief Credit Officer | May 29, 2015 A | 19,750 | 0 | 0 | $0 |
| Parag Shah | Senior Managing Director | Dec. 4, 2014 F | 249,562 | 0 | 0 | $0 |
| Michael L Butler | General Counsel & CCO | Oct. 7, 2014 A | · | 0 | 0 | $0 |
| Michael Penney | General Counsel | April 10, 2014 A | 4,000 | 0 | 0 | $0 |
| Todd Jaquez-Fissori | Senior Managing Director | April 17, 2013 D | 94,483 | 0 | 0 | $0 |
| Scott H Harvey | Chief Legal Officer & Sec | Aug. 17, 2012 F | 73,177 | 0 | 0 | $0 |
| Sam Bhaumik | Senior Managing Director | Sept. 17, 2011 F | 196,274 | 0 | 0 | $0 |
| David Michael Lund | VP of Fin & Corporate Controll | May 17, 2011 F | 73,438 | 0 | 0 | $0 |
| Mark Denomme | Senior Managing Director | Dec. 22, 2010 S | 38,345 | 0 | 0 | $0 |
| Shane Stettenbenz | Chief Technology Officer | Feb. 25, 2008 A | 12,040 | 0 | 0 | $0 |
| James C Crumpton | Chief Credit Officer | June 4, 2007 A | · | 0 | 0 | $0 |
| Deanne Aguirre | Director | March 26, 2026 P | 10,749 | 1 | 0 | $104,999 |
| Wade Loo | Director | March 26, 2026 P | 14,050 | 2 | 0 | $154,433 |
| Nikos Theodosopoulos | Director | March 26, 2026 P | 29,362 | 3 | 0 | $240,153 |
| Robert P Badavas | Director | March 26, 2026 P | 5,070 | 3 | 0 | $198,892 |
| Bradford C. Koenig | Director | Nov. 17, 2022 A | 27,273 | 0 | 0 | $0 |
| Doreen Woo Ho | Director | Aug. 2, 2021 A | 27,201 | 0 | 0 | $0 |
| Carol L Foster | Director | May 19, 2021 A | 16,997 | 0 | 0 | $0 |
| Joseph F Hoffman | Director | May 4, 2021 F | 42,862 | 0 | 0 | $0 |
| Jorge Titinger | Director | May 21, 2020 A | 8,647 | 0 | 0 | $0 |
| Manuel A Henriquez | Director | May 20, 2019 A | 1,310,898 | 0 | 0 | $0 |
| Allyn C Woodward JR | Director | May 21, 2018 A | 262,309 | 0 | 0 | $0 |
| Susanne D Lyons | Director | Sept. 15, 2016 A | 11,575 | 0 | 0 | $0 |
| Rodney A Ferguson | Director | Dec. 31, 2015 A | 7,855 | 0 | 0 | $0 |
| Thomas J Fallon | · | March 26, 2026 P | 157,669 | 4 | 0 | $855,790 |
| Paramjeet K Randhawa | · | March 26, 2026 P | 22,486 | 2 | 0 | $87,067 |
| Gayle A Crowell | · | March 26, 2026 P | 97,589 | 3 | 0 | $311,939 |
| Joseph W Chow | · | Aug. 7, 2013 F | 124,263 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
ETF ownership Held by 5 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| LBO · EA Series Trust | 5.16% | 22,182 NS | July 31, 2026 | N-PORT |
| VPC · ETFis Series Trust I | 1.38% | 25,577 NS | July 31, 2026 | N-PORT |
| PSP · Invesco Exchange-Traded Fund Trust | 0.52% | 66,893 | Oct. 1, 2026 | Daily |
| GTO · Invesco Actively Managed Exchange-T… | 0.01% | 244,000 | Oct. 1, 2026 | Daily |
| GTOS · Invesco Actively Managed Exchange-T… | 0.00% | 2,000 | Sept. 30, 2026 | Daily |
HTGC Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
12-Month Price Target
9 analysts · 2026-09-28Mean target $19.50 +16.5%
Peer comparison (GICS sub-industry) Key metrics vs sector peers
FY basis, prices as of each company's last fiscal year-end close.
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| HTGC | · | · | · | · | · | · |
| CNS | $3.20B | 21.1 | 7.5% | 27.6% | 28.5% | · |
| AAMI | · | 21.3 | 11.5% | 14.2% | · | · |
| AB | · | · | · | · | · | · |
| GBDC | $3.64B | 9.6 | · | · | 9.4% | · |
| FSK | $4.15B | 370.2 | · | · | 0.18% | · |
| XXI | · | · | · | · | · | · |
| WT | $1.72B | 16.3 | 15.4% | 22.1% | 25.4% | · |
| APAM | $3.29B | 10.1 | 7.6% | 24.3% | 70.2% | · |
| GCMG | · | 27.0 | 8.5% | 8.1% | -14449.4% | · |
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